DFX Intelligence
Pine Brook Pd Intermediate, LP
As of · the latest observation of this vehicle; each figure below carries its own filing date
MatureFundraising status unknownADV: Venture Capital Fund
As of · the latest observation of this vehicle; each figure below carries its own filing date
4 additional placement agents
Every relationship, signal and contact on this record, with the source on each.
Includes 3 days of DFX Intelligence. Then $199/month unless canceled.
Nothing material in the last 365 days. Last change: 12 Sep 2018, Latest Form D filed on 12 Sep 2018: no amount sold reported. A Form D amount is what was sold at the filing, never a final close.
Drawing the relationship network…
Amounts, each with its basis
- Vintage
- 2019basis: adv first reported
- Target
- unknownnot announced
- First close
- unknownnever inferred from a Form D
- Final close
- unknownonly from an announcement or an LP disclosure
- Announced size
- unknown
- Form D offering
- indefinitewhat may be sold, not what was raised; file 021-321116, sworn by the adviser or filed under this vehicle
- Form D sold
- $0as of the filing of Sep 12, 2018
- First sale
- unknown
- Reported GAV
- $227Mon the Form ADV filed May 6, 2021; the fund's assets, never its size or dry powder
- Owners (ADV)
- 15
- Reported on ADV
- Mar 29, 2019 to May 6, 2021
Fundraising evidence
What counts as raisingA Form D offering is permission to sell, not a fund in market; an amount sold is never a close; an evergreen offering amended every year is not a raise.Unknown
latest Form D 2018-09-12, older than 15 months (fr-1)
evidence dated Sep 12, 2018.
Lifecycle
Mature
Lifecycle
vintage 4 to 7 years
age years: 7first sale: n/avintage year: 2019adv gav as of: May 6, 2021vintage basis: ADV first reportedform d sold: $0form d offering: n/aform d latest filed at: Sep 12, 2018
The fund's own reporting through time
6 Form ADV filings
| Filed | Type | Gross asset value | Owners | Min. investment | Adviser-owned | Audit | |
|---|---|---|---|---|---|---|---|
| Mar 29, 2019 | Venture Capital Fund | $922M | 18 | $5.0M | 0% | yes | |
| May 7, 2019 | Venture Capital Fund | $922M | 18 | $5.0M | 0% | yes | |
| Jul 10, 2019 | Venture Capital Fund | $922M | 18 | $5.0M | 0% | yes | |
| Mar 30, 2020 | Venture Capital Fund | $487M | 18 | $1.5M | 0% | yes | |
| Mar 30, 2021 | Venture Capital Fund | $227M | 15 | $1.5M | 0% | yes | |
| May 6, 2021 | Venture Capital Fund | $227M | 15 | $1.5M | 0% | yes |
Principals and agents
1 principal on Form D, 2 placement agents
- Howard Newman Executive Officer
- Sandler O'Neill & Partners, L.P. placement agent
- Greensledge Capital Markets LLC placement agent
Service providers
7 named on Form ADV Schedule D and Form D
Limited partners and their reported performance
Whose numbers these areEach row is the LP’s own number: its cash flows and its valuation policy as of its reporting date, not the fund’s. Net IRR is printed only when the LP prints one. The vintage is the LP’s definition (CalPERS: year of its first cash flow; WSIB: year of its initial investment).0 public LP reports
No public LP has reported this vehicle. The LP tape is read from public pension disclosures (see Limited partners); a fund appears here only when an LP’s report names it.
Known LPs and allocators
What these amounts and dates areA commitment date prints only when the source printed one; otherwise the row carries the date of the report that listed it. A foundation’s 990-PF line is a holding at fair value on its return, never a commitment.0 relationships, public pensions and the allocator graph, each counted once
No allocator names this vehicle in a public disclosure DFX holds: pension reports, foundation 990-PF returns or endowment disclosures.
Investments attributed to this vehicle
0
No investment attributed to this vehicle. The firm’s investments sit on the firm; a fund gets one only when a source names the vehicle.
Timeline
2 events
- Mar 29, 2019Pine Brook Pd Intermediate, LP first reported on Form ADV by Pine Brook (Venture Capital Fund), GAV $921,667,655Fund first reported on Form ADV Fact Form ADV
- Sep 12, 2018Pine Brook PD Intermediate, L.P. filed Form D: no sales yet (indefinite offering), Private Equity FundForm D filed Fact Form D
Evidence
15 observations
Every observation on this vehicle
- Entity type: Limited Partnership Sep 12, 2018 Fact Form D
- Form D fund type: Private Equity Fund Sep 12, 2018 Fact Form D
- Form D industry group: Pooled Investment Fund Sep 12, 2018 Fact Form D
- Amendment: false Sep 12, 2018 Fact Form D
- Revenue range (Form D): Decline to Disclose Sep 12, 2018 Fact Form D
- Incorporated: withinFiveYears Sep 12, 2018 Fact Form D
- Jurisdiction: Delaware Sep 12, 2018 Fact Form D
- Amount sold (Form D): $0 Sep 12, 2018 Fact Form D
- Exemptions: 06b, 3C, 3C.1, 3C.7 Sep 12, 2018 Fact Form D
- Indefinite offering: true Sep 12, 2018 Fact Form D
- Investors (Form D): 0 Sep 12, 2018 Fact Form D
- Minimum investment (Form D): 0 Sep 12, 2018 Fact Form D
- Securities offered: Equity, pooled Sep 12, 2018 Fact Form D
- Office address: Sep 12, 2018 Fact Form D
- Year of incorporation: 2018 Sep 12, 2018 Fact Form D
Relationships across DFX
on 2 other DFX graphs
Across the graphs
Pine Brook Pd Intermediate, LP is the same institution as 2 records in RIA and Wealth and Private Equity.
RIA and Wealth1Private Equity1
DFX found 2 relationships across 2 datasets
Which record it is in each graph, what it is called there, and how the two were matched.
Includes 3 days of DFX Intelligence. Then $199/month unless canceled.
Checking your plan…
Record history
2 dated events on the change ledger, latest event first
- Fund first reported on ADV2019-03-29source on record
- Form D filed2018-09-12source on record
The ledger records every merge, rename and reclassification this record went through and the dated filings observed on it, so the identity on this page can be traced to the records it was built from. The ledger's own sentences name other records, so they show with the names.