DFX Intelligence
Ethos Ad II LLC
As of · the latest observation of this vehicle; each figure below carries its own filing date
Active deploymentFundraising status unknownunknownADV: Other Private Fund
As of · the latest observation of this vehicle; each figure below carries its own filing date
Nothing material in the last 365 days. Last change: 8 Mar 2023, Latest Form D filed on 8 Mar 2023: $1.21M sold, 11 investors. A Form D amount is what was sold at the filing, never a final close.
Drawing the relationship network…
Amounts, each with its basis
- Vintage
- 2022basis: form d first sale
- Target
- unknownnot announced
- First close
- unknownnever inferred from a Form D
- Final close
- unknownonly from an announcement or an LP disclosure
- Announced size
- unknown
- Form D offering
- indefinitewhat may be sold, not what was raised; file 021-475225, sworn by the adviser or filed under this vehicle
- Form D sold
- $1.2Mas of the filing of Mar 8, 2023, 11 investors
- First sale
- May 12, 2022
- Reported GAV
- $1.2Mon the Form ADV filed Mar 26, 2024; the fund's assets, never its size or dry powder
- Owners (ADV)
- 11
- Reported on ADV
- Mar 31, 2023 to Mar 26, 2024
Fundraising evidenceWhat counts as raisingA Form D offering is permission to sell, not a fund in market; an amount sold is never a close; an evergreen offering amended every year is not a raise.
Unknown
latest Form D 2023-03-08, older than 15 months (fr-1)
evidence dated Mar 8, 2023.
LifecycleActive deployment
vintage 2 to 4 years
age years: 4first sale: May 12, 2022vintage year: 2022adv gav as of: Mar 26, 2024vintage basis: Form d first saleform d sold: $1.2Mform d offering: n/aform d latest filed at: Mar 8, 2023
The fund's own reporting through time
2 Form ADV filings
| Filed | Type | Gross asset value | Owners | Min. investment | Adviser-owned | Audit | |
|---|---|---|---|---|---|---|---|
| Mar 31, 2023 | Other Private Fund | $1.2M | 11 | $100,000 | 41% | no | |
| Mar 26, 2024 | Other Private Fund | $1.2M | 11 | $100,000 | 41% | no |
Principals and agents
2 principals on Form D, 0 placement agents
- [n/a] Ethos Manager, LLC Executive Officer
- [n/a] Ethos GP LLC Executive Officer
Service providers
2 named on Form ADV Schedule D and Form D
- AdministratorHHM CPAS LLC · STREAMWOOD, Illinois, United StatesForm ADV filed Mar 25, 2025 reports.adviserinfo.sec.gov
- CustodianFIVE STAR BANCORP · ROSEVILLE, California, United StatesForm ADV filed Mar 25, 2025 reports.adviserinfo.sec.gov
Limited partners and their reported performanceWhose numbers these areEach row is the LP’s own number: its cash flows and its valuation policy as of its reporting date, not the fund’s. Net IRR is printed only when the LP prints one. The vintage is the LP’s definition (CalPERS: year of its first cash flow; WSIB: year of its initial investment).
0 public LP reports
No public LP has reported this vehicle. The LP tape is read from public pension disclosures (see Limited partners); a fund appears here only when an LP’s report names it.
Known LPs and allocatorsWhat these amounts and dates areA commitment date prints only when the source printed one; otherwise the row carries the date of the report that listed it. A foundation’s 990-PF line is a holding at fair value on its return, never a commitment.
0 relationships, public pensions and the allocator graph, each counted once
No allocator names this vehicle in a public disclosure DFX holds: pension reports, foundation 990-PF returns or endowment disclosures.
Investments attributed to this vehicle
0
No investment attributed to this vehicle. The firm’s investments sit on the firm; a fund gets one only when a source names the vehicle.
Timeline
4 events
- Mar 25, 2025Administrator changed: HHM CPAS LLC replaced NAV CONSULTING, INC., first reported on the Form ADV filed March 25, 2025 (previous filing March 26, 2024)Administrator changed Fact Form ADV
- Mar 25, 2025Custodian changed: FIVE STAR BANCORP replaced First Republic Bank, first reported on the Form ADV filed March 25, 2025 (previous filing March 26, 2024)Custodian changed Fact Form ADV
- Mar 31, 2023Ethos Ad II LLC first reported on Form ADV by Ethos Manager LLC (Other Private Fund), GAV $1,194,722Fund first reported on Form ADV Fact Form ADV
- Mar 8, 2023Ethos AD II LLC filed Form D: $1,205,005 sold (indefinite offering), Other Investment FundForm D filed Fact Form D
Evidence
15 observations
Every observation on this vehicle
- Entity type: Limited Liability Company Mar 8, 2023 Fact Form D
- Form D fund type: Other Investment Fund Mar 8, 2023 Fact Form D
- Form D industry group: Pooled Investment Fund Mar 8, 2023 Fact Form D
- Amendment: false Mar 8, 2023 Fact Form D
- Incorporated: withinFiveYears Mar 8, 2023 Fact Form D
- Jurisdiction: Delaware Mar 8, 2023 Fact Form D
- Amount sold (Form D): $1.2M Mar 8, 2023 Fact Form D
- Exemptions: 3C, 3C.1 Mar 8, 2023 Fact Form D
- First sale: 2022-05-12 Mar 8, 2023 Fact Form D
- Indefinite offering: true Mar 8, 2023 Fact Form D
- Investors (Form D): 11 Mar 8, 2023 Fact Form D
- Minimum investment (Form D): 100,000 Mar 8, 2023 Fact Form D
- Securities offered: pooled Mar 8, 2023 Fact Form D
- Office address: Mar 8, 2023 Fact Form D
- Year of incorporation: 2022 Mar 8, 2023 Fact Form D
Relationships across DFX
on 1 other DFX graph
Across the graphs
Ethos Ad II LLC is the same institution as 1 record in RIA and Wealth.
RIA and Wealth1
The joined record opens with the product, beside every other relationship on this page.
Checking your plan…
Record history
2 dated events on the change ledger, latest event first
- Fund first reported on ADV2023-03-31source on record
- Form D filed2023-03-08source on record
The ledger records every merge, rename and reclassification this record went through and the dated filings observed on it, so the identity on this page can be traced to the records it was built from. The ledger's own sentences name other records, so they show with the names.