DFX Intelligence
BOW River Capital Oz III, LLC
As of · the latest observation of this vehicle; each figure below carries its own filing date
MatureFundraising status unknownunknown
As of · the latest observation of this vehicle; each figure below carries its own filing date
Nothing material in the last 365 days. Last change: 27 Oct 2020, Latest Form D filed on 27 Oct 2020: $13.1M sold of $38M offered, 33 investors. A Form D amount is what was sold at the filing, never a final close.
Drawing the relationship network…
Amounts, each with its basis
- Vintage
- 2020basis: form d first sale
- Target
- unknownnot announced
- First close
- unknownnever inferred from a Form D
- Final close
- unknownonly from an announcement or an LP disclosure
- Announced size
- unknown
- Form D offering
- $38.0Mwhat may be sold, not what was raised; file 021-375919, sworn by the adviser or filed under this vehicle
- Form D sold
- $13.1Mas of the filing of Oct 27, 2020, 33 investors
- First sale
- Sep 14, 2020
- Reported GAV
- $37.6Mon the Form ADV filed Sep 12, 2026; the fund's assets, never its size or dry powder
- Owners (ADV)
- 68
- Reported on ADV
- Sep 12, 2026 to Sep 12, 2026
Fundraising evidence
What counts as raisingA Form D offering is permission to sell, not a fund in market; an amount sold is never a close; an evergreen offering amended every year is not a raise.Unknown
latest Form D 2020-10-27, older than 15 months (fr-1)
evidence dated Oct 27, 2020.
Lifecycle
Mature
Lifecycle
vintage 4 to 7 years
age years: 6first sale: Sep 14, 2020vintage year: 2020adv gav as of: Sep 12, 2026vintage basis: Form d first saleform d sold: $13.1Mform d offering: $38.0Mform d latest filed at: Oct 27, 2020
The fund's own reporting through time
1 Form ADV filings
| Filed | Type | Gross asset value | Owners | Min. investment | Adviser-owned | Audit | |
|---|---|---|---|---|---|---|---|
| Sep 12, 2026 | $37.6M | 68 | $250,000 | 10% |
Principals and agents
3 principals on Form D, 0 placement agents
- BRC Oz 3 LLC Promoter
- Blair E. Richardson Director
- BRC Oz 3 LLC general partner (ADV 7.B.(1).A.3)
Service providers
3 named on Form ADV Schedule D and Form D
- AuditorPLANTE & MORAN, PLLC · DENVER, Colorado, United StatesForm ADV filed Aug 28, 2026 reports.adviserinfo.sec.gov
- AdministratorCliftonLarsonAllen · MINNEAPOLIS, Minnesota, United StatesForm ADV filed Aug 28, 2026 reports.adviserinfo.sec.gov
- CustodianUMB BANK, N.A. · KANSAS CITY, Missouri, United StatesForm ADV filed Aug 28, 2026 reports.adviserinfo.sec.gov
Limited partners and their reported performance
Whose numbers these areEach row is the LP’s own number: its cash flows and its valuation policy as of its reporting date, not the fund’s. Net IRR is printed only when the LP prints one. The vintage is the LP’s definition (CalPERS: year of its first cash flow; WSIB: year of its initial investment).0 public LP reports
No public LP has reported this vehicle. The LP tape is read from public pension disclosures (see Limited partners); a fund appears here only when an LP’s report names it.
Known LPs and allocators
What these amounts and dates areA commitment date prints only when the source printed one; otherwise the row carries the date of the report that listed it. A foundation’s 990-PF line is a holding at fair value on its return, never a commitment.0 relationships, public pensions and the allocator graph, each counted once
No allocator names this vehicle in a public disclosure DFX holds: pension reports, foundation 990-PF returns or endowment disclosures.
Investments attributed to this vehicle
0
No investment attributed to this vehicle. The firm’s investments sit on the firm; a fund gets one only when a source names the vehicle.
Timeline
5 events
- Sep 12, 2026BOW River Capital Oz III, LLC first reported on Form ADV by BOW River Capital, GAV $37,605,627Fund first reported on Form ADV Fact Form ADV
- Mar 29, 2024Custodian changed: UMB BANK, N.A. replaced FIRSTBANK, first reported on the Form ADV filed March 29, 2024 (previous filing May 31, 2023)Custodian changed Fact Form ADV
- Mar 31, 2022Auditor changed: PLANTE & MORAN, PLLC replaced STOCKMAN KAST RYAN, first reported on the Form ADV filed March 31, 2022 (previous filing July 30, 2021)Auditor changed Fact Form ADV
- Oct 27, 2020Bow River Capital Oz III LLC filed Form D/A: $13,050,000 sold of $38,000,000, Other Investment FundForm D filed Fact Form D
- Sep 18, 2020Bow River Capital Oz III LLC filed Form D: $1,450,000 sold of $19,000,000, Other Investment FundForm D filed Fact Form D
Evidence
31 observations
Every observation on this vehicle
- Adv pdf fund: BOW RIVER CAPITAL OZ III, LLC Sep 12, 2026 Fact Form ADV
- Entity type: Limited Liability Company Oct 27, 2020 Fact Form D
- Entity type: Limited Liability Company Sep 18, 2020 Fact Form D
- Form D fund type: Other Investment Fund Oct 27, 2020 Fact Form D
- Form D fund type: Other Investment Fund Sep 18, 2020 Fact Form D
- Form D industry group: Pooled Investment Fund Oct 27, 2020 Fact Form D
- Form D industry group: Pooled Investment Fund Sep 18, 2020 Fact Form D
- Amendment: true Oct 27, 2020 Fact Form D
- Amendment: false Sep 18, 2020 Fact Form D
- Incorporated: withinFiveYears Oct 27, 2020 Fact Form D
- Incorporated: withinFiveYears Sep 18, 2020 Fact Form D
- Jurisdiction: Delaware Oct 27, 2020 Fact Form D
- Jurisdiction: Delaware Sep 18, 2020 Fact Form D
- Amount sold (Form D): $13.1M Oct 27, 2020 Fact Form D
- Amount sold (Form D): $1.4M Sep 18, 2020 Fact Form D
- Offering amount (Form D): $38.0M Oct 27, 2020 Fact Form D
- Offering amount (Form D): $19.0M Sep 18, 2020 Fact Form D
- Exemptions: 06b, 3C.1 Oct 27, 2020 Fact Form D
- Exemptions: 06b, 3C.1 Sep 18, 2020 Fact Form D
- First sale: 2020-09-14 Oct 27, 2020 Fact Form D
- First sale: 2020-09-14 Sep 18, 2020 Fact Form D
- Investors (Form D): 33 Oct 27, 2020 Fact Form D
- Investors (Form D): 5 Sep 18, 2020 Fact Form D
- Minimum investment (Form D): 0 Oct 27, 2020 Fact Form D
- Minimum investment (Form D): 0 Sep 18, 2020 Fact Form D
- Securities offered: Equity, pooled Oct 27, 2020 Fact Form D
- Securities offered: Equity, pooled Sep 18, 2020 Fact Form D
- Office address: Oct 27, 2020 Fact Form D
- Office address: Sep 18, 2020 Fact Form D
- Year of incorporation: 2020 Oct 27, 2020 Fact Form D
- Year of incorporation: 2020 Sep 18, 2020 Fact Form D
Relationships across DFX
on 3 other DFX graphs
Across the graphs
BOW River Capital Oz III, LLC is the same institution as 3 records in Private Equity, Real Estate Funds and RIA and Wealth.
Private Equity1Real Estate Funds1RIA and Wealth1
DFX found 3 relationships across 3 datasets
Which record it is in each graph, what it is called there, and how the two were matched.
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Record history
3 dated events on the change ledger, latest event first
- Fund first reported on ADV2026-09-12source on record
- Form D filed2020-10-27source on record
- Form D filed2020-09-18source on record
The ledger records every merge, rename and reclassification this record went through and the dated filings observed on it, so the identity on this page can be traced to the records it was built from. The ledger's own sentences name other records, so they show with the names.