DFX Intelligence
Apple Tree Partners IV, L.P.
As of · the latest observation of this vehicle; each figure below carries its own filing date
HarvestFundraising status unknownADV: Venture Capital Fund
As of · the latest observation of this vehicle; each figure below carries its own filing date
1 additional placement agent
Every relationship, signal and contact on this record, with the source on each.
Includes 3 days of DFX Intelligence. Then $199/month unless canceled.
What matters now
- +23%reported GAV
Reported gross assets rose from $2.9B to $3.55B between the Form ADV filings of 26 Mar 2024 and 7 Apr 2026.
The fund's assets as the adviser swears them, never its size or dry powder.
Drawing the relationship network…
Amounts, each with its basis
- Vintage
- 2013basis: adv first reported
- Target
- unknownnot announced
- First close
- unknownnever inferred from a Form D
- Final close
- unknownonly from an announcement or an LP disclosure
- Announced size
- unknown
- Form D offering
- unknownwhat may be sold, not what was raised
- Form D sold
- unknown
- First sale
- unknown
- Reported GAV
- $3.6Bon the Form ADV filed Apr 7, 2026; the fund's assets, never its size or dry powder
- Owners (ADV)
- 18
- Reported on ADV
- Mar 27, 2013 to Apr 7, 2026
Fundraising evidenceWhat counts as raisingA Form D offering is permission to sell, not a fund in market; an amount sold is never a close; an evergreen offering amended every year is not a raise.
Unknown
no Form D or close on record (fr-1)
LifecycleHarvest
vintage over 7 years, still reported
age years: 13first sale: n/avintage year: 2013adv gav as of: Apr 7, 2026vintage basis: ADV first reportedform d sold: n/aform d offering: n/aform d latest filed at: n/a
The fund's own reporting through time
13 Form ADV filings
| Filed | Type | Gross asset value | Owners | Min. investment | Adviser-owned | Audit | |
|---|---|---|---|---|---|---|---|
| Mar 27, 2013 | Venture Capital Fund | $24.4M | 2 | $700M | 5% | yes | |
| Mar 20, 2014 | Venture Capital Fund | $66.0M | 3 | 5% | yes | ||
| Jun 2, 2015 | Venture Capital Fund | $262M | 3 | 5% | yes | ||
| Mar 30, 2016 | Venture Capital Fund | $340M | 3 | 5% | yes | ||
| Mar 28, 2017 | Venture Capital Fund | $563M | 4 | 5% | yes | ||
| Mar 21, 2018 | Venture Capital Fund | $531M | 4 | 5% | yes | ||
| Mar 25, 2019 | Venture Capital Fund | $1.0B | 4 | 5% | yes | ||
| Mar 30, 2020 | Venture Capital Fund | $1.0B | 4 | 2% | yes | ||
| Mar 22, 2021 | Venture Capital Fund | $1.5B | 4 | 2% | yes | ||
| Mar 31, 2022 | Venture Capital Fund | $945M | 4 | 2% | yes | ||
| Mar 30, 2023 | Venture Capital Fund | $1.4B | 4 | 2% | yes | ||
| Mar 26, 2024 | Venture Capital Fund | $2.9B | 4 | 1% | yes | ||
| Apr 7, 2026 | Venture Capital Fund | $3.6B | 18 | 1% |
Principals and agents
0 principals on Form D, 0 placement agents
No Form D related person on record.
Service providers
4 named on Form ADV Schedule D and Form D
- AuditorGrant Thornton · NEW YORK, New York, United StatesForm ADV filed Apr 7, 2026 reports.adviserinfo.sec.gov
- AuditorUHY LLP · NEW YORK, New York, United StatesForm ADV filed Mar 27, 2013 sec.gov
- CustodianJPMorgan · NEW YORK, New York, United StatesForm ADV filed Apr 7, 2026 reports.adviserinfo.sec.gov
Limited partners and their reported performanceWhose numbers these areEach row is the LP’s own number: its cash flows and its valuation policy as of its reporting date, not the fund’s. Net IRR is printed only when the LP prints one. The vintage is the LP’s definition (CalPERS: year of its first cash flow; WSIB: year of its initial investment).
0 public LP reports
No public LP has reported this vehicle. The LP tape is read from public pension disclosures (see Limited partners); a fund appears here only when an LP’s report names it.
Known LPs and allocatorsWhat these amounts and dates areA commitment date prints only when the source printed one; otherwise the row carries the date of the report that listed it. A foundation’s 990-PF line is a holding at fair value on its return, never a commitment.
0 relationships, public pensions and the allocator graph, each counted once
No allocator names this vehicle in a public disclosure DFX holds: pension reports, foundation 990-PF returns or endowment disclosures.
Investments attributed to this vehicle
0
No investment attributed to this vehicle. The firm’s investments sit on the firm; a fund gets one only when a source names the vehicle.
Timeline
4 events
- Mar 30, 2023Custodian changed: JPMorgan replaced Bank of America, first reported on the Form ADV filed March 30, 2023 (previous filing March 31, 2022)Custodian changed Fact Form ADV
- Mar 20, 2014Apple Tree Partners IV, LP first reported on Form ADV by Apple Tree Partners (Venture Capital Fund), GAV $66,000,000Fund first reported on Form ADV Fact Form ADV
- Jul 11, 2013Apple Tree Partners IV, L.P. no longer reported on Form ADV by Apple Tree PartnersFund no longer reported Inference Form ADV
- Mar 27, 2013Apple Tree Partners IV, L.P. first reported on Form ADV by Apple Tree Partners (Venture Capital Fund), GAV $24,379,300Fund first reported on Form ADV Fact Form ADV
Evidence
0 observations
Every observation on this vehicle
Relationships across DFX
on 1 other DFX graph
Across the graphs
Apple Tree Partners IV, L.P. is the same institution as 2 records in RIA and Wealth.
RIA and Wealth2
DFX found 2 relationships across 1 dataset
Which record it is in each graph, what it is called there, and how the two were matched.
Includes 3 days of DFX Intelligence. Then $199/month unless canceled.
Checking your plan…
Record history
1 identity change, 3 dated events on the change ledger, latest event first
- Event retracted2026-10-01
- Fund first reported on ADV2014-03-20source on record
- Fund dropped from ADV2013-07-11source on record
+1 more change on this record's ledger
Includes 3 days of DFX Intelligence. Then $199/month unless canceled.
The ledger records every merge, rename and reclassification this record went through and the dated filings observed on it, so the identity on this page can be traced to the records it was built from. The ledger's own sentences name other records, so they show with the names.