This provider
The service provider's name, 28 additional funds served
Every relationship, signal and contact on this record, with the source on each.
Includes 3 days of DFX Intelligence. Then $199/month unless canceled.
Nothing material in the last 365 days.
Funds served
About this sectionA fund is served when its adviser names this provider in the role on the fund’s latest Form ADV, or names it as a sales compensation recipient on a Form D. Gross assets are the adviser’s own figure on Form ADV; an implausible figure is left out rather than printed.
| Fund | Manager | Role | Vintage | Gross assets | Latest filing |
|---|---|---|---|---|---|
| Electric Capital Frontier Fund II, LP | Electric Capital Partners, LLC | Prime broker | 2021 | $849M | Form ADV Mar 31, 2026 reports.adviserinfo.sec.gov |
| Strategy Capital Institutional Investors, L.P. | Strategy Capital LLC | Prime broker | 2019 | $791M | Form ADV Mar 2, 2026 reports.adviserinfo.sec.gov |
| Sinovation Fund IV, L.P. | NEW Information Limited | Placement agent | 2019 | $612M | date not on record sec.gov |
Managers served
- Strategy Capital LLC2 funds, $1.4B reported gross assets
- Electric Capital Partners, LLC2 funds, $1.0B reported gross assets
- NEW Information Limited1 fund, $612M reported gross assets
Change history
- Mar 22, 2024Won Prime broker: this provider replaced Wells Fargo at O'Neill Alpha Fund LP · Pine Road Asset Management LLCForm ADV, previous Mar 17, 2023 sec.gov
Competitive position
About this sectionA decision is one manager’s filing that names a different provider in the role with none carried over. An acquisition is shown as a succession and never counted as won or lost; two names of one firm family are neither.
Named as prime broker on 17 venture funds, 1.1% of the venture funds with a prime broker on record. Won 1 and lost 0 adviser decisions from 2024 to 2026: a net gain of 1.
Who it serves, by manager type
| Funds | Managers | |
|---|---|---|
| Institutional venture firm | 9 | 5 |
| Candidate | 6 | 3 |
| Private equity with venture activity | 4 | 2 |
| Corporate venture | 3 | 3 |
| Not classified | 3 | 2 |
| Seed fund manager | 2 | 1 |
By fund size
| Funds | Managers | |
|---|---|---|
| Under $25M | 13 | 8 |
| $25M to $100M | 5 | 5 |
| $100M to $500M | 6 | 5 |
| $500M and over | 5 | 4 |
By manager state
| Funds | Managers | |
|---|---|---|
| California | 12 | 7 |
| Colorado | 4 | 1 |
| Washington | 2 | 1 |
| Georgia | 1 | 1 |
| Massachusetts | 1 | 1 |
| New York | 1 | 1 |
Adviser decisions by year
| Filing year | Won (funds) | Lost (funds) | By acquisition |
|---|---|---|---|
| 2024 | 1 (1) | 0 (0) | none |
Where it wins and loses: manager type
| Won | Lost | |
|---|---|---|
| Institutional venture firm | 1 | 0 |
Fund size
| Won | Lost | |
|---|---|---|
| $100M to $500M | 1 | 0 |
Manager state
| Won | Lost | |
|---|---|---|
| Pennsylvania | 1 | 0 |
Loses most often to
No adviser moved a fund from this provider in the last three years.
Wins most often from
- Wells Fargo1 decision, 1 fund
Decisions since 2023 for the breakdowns and the lists, five filing years for the table. One manager’s filing is one decision however many funds it moves. No change to or from this provider is recorded as an acquisition.
Filing evidence
- First named
- Mar 29, 2012
- Latest filing
- Apr 24, 2026
- CRD
- 122225
- SEC file number
- 8-65473
Sources: SEC Form ADV Schedule D (Section 7.B.(1) items 23 to 28) and Form D sales compensation recipients, each row linked to its filing above.
Ask and follow
Ask: Which venture funds switched prime broker to or away from this provider in the last 12 months?
A provider can be followed from its named record.