This provider
The service provider's name, 1 additional fund served
Every relationship, signal and contact on this record, with the source on each.
Includes 3 days of DFX Intelligence. Then $199/month unless canceled.
What matters now
- Won2 funds
Boardman Bay Capital Management LLC moved 2 funds to this provider as prime broker, from Wells Fargo.
A new client relationship, first shown on this filing.
- 1 / 0decisions won / lost
In the last 12 months advisers moved 2 funds to this provider (1 decision) and 0 away (0 decisions).
One adviser moving many vehicles on one filing is counted as one decision.
DerivedForm ADV and Form D filings, consecutive filings compared
A fund is served when its adviser names this provider in the role on the fund’s latest Form ADV, or names it as a sales compensation recipient on a Form D. Gross assets are the adviser’s own figure on Form ADV; an implausible figure is left out rather than printed.
| Fund | Manager | Role | Vintage | Gross assets | Latest filing |
|---|---|---|---|---|---|
| Kingsbrook Opportunities Master Fund LP | Kingsbrook Partners LP | Prime broker | 2009 | $35.8M | Form ADV Mar 13, 2026 reports.adviserinfo.sec.gov |
| Boardman Bay Optical Opportunities, LP | Boardman Bay Capital Management LLC | Prime broker | 2018 | $13.4M | Form ADV Mar 31, 2026 reports.adviserinfo.sec.gov |
| Boardman Bay Master, Ltd. | Boardman Bay Capital Management LLC | Prime broker | 2012 | $11.6M | Form ADV Mar 31, 2026 reports.adviserinfo.sec.gov |
- Kingsbrook Partners LP1 fund, $35.8M reported gross assets
- Boardman Bay Capital Management LLC2 funds, $25.1M reported gross assets
- The Lind Partners, LLC1 fund
- Mar 31, 2026Won Prime broker: this provider replaced Wells Fargo at Boardman Bay Optical Opportunities, LP and 1 more of the same manager’s funds · Boardman Bay Capital Management LLCForm ADV, previous Mar 31, 2025 reports.adviserinfo.sec.gov
- Mar 11, 2024Won Prime broker: this provider replaced Triad Securities Corp at Yorkville Ventures, LLC · Yorkville Advisors Global, LPForm ADV, previous Oct 19, 2023 sec.gov
A decision is one manager’s filing that names a different provider in the role with none carried over. An acquisition is shown as a succession and never counted as won or lost; two names of one firm family are neither.
Named as prime broker on 4 venture funds, 0.3% of the venture funds with a prime broker on record. Won 2 and lost 0 adviser decisions from 2024 to 2026: a net gain of 2.
Who it serves, by manager type
| Funds | Managers | |
|---|---|---|
| Multi-stage venture firm | 2 | 1 |
| Candidate | 1 | 1 |
| Micro VC | 1 | 1 |
By fund size
| Funds | Managers | |
|---|---|---|
| Under $25M | 2 | 1 |
| $25M to $100M | 2 | 2 |
By manager state
| Funds | Managers | |
|---|---|---|
| New York | 4 | 3 |
Adviser decisions by year
| Filing year | Won (funds) | Lost (funds) | By acquisition |
|---|---|---|---|
| 2026 | 1 (2) | 0 (0) | none |
| 2024 | 1 (1) | 0 (0) | none |
Where it wins and loses: manager type
| Won | Lost | |
|---|---|---|
| Candidate | 1 | 0 |
| Multi-stage venture firm | 1 | 0 |
Fund size
| Won | Lost | |
|---|---|---|
| Under $25M | 2 | 0 |
Manager state
| Won | Lost | |
|---|---|---|
| New Jersey | 1 | 0 |
| New York | 1 | 0 |
Loses most often to
No adviser moved a fund from this provider in the last three years.
Wins most often from
- Wells Fargo1 decision, 2 funds
- Triad Securities Corp1 decision, 1 fund
Decisions since 2023 for the breakdowns and the lists, five filing years for the table. One manager’s filing is one decision however many funds it moves. No change to or from this provider is recorded as an acquisition.
- First named
- Mar 9, 2023
- Latest filing
- May 11, 2026
- CRD
- 288933
- SEC file number
- 8-69972
Sources: SEC Form ADV Schedule D (Section 7.B.(1) items 23 to 28) and Form D sales compensation recipients, each row linked to its filing above.
Ask: Which venture funds switched prime broker to or away from this provider in the last 12 months?
A provider can be followed from its named record.