This provider
The service provider's name, 20 additional funds served
Every relationship, signal and contact on this record, with the source on each.
Includes 3 days of DFX Intelligence. Then $199/month unless canceled.
Nothing material in the last 365 days.
Funds served
About this sectionA fund is served when its adviser names this provider in the role on the fund’s latest Form ADV, or names it as a sales compensation recipient on a Form D. Gross assets are the adviser’s own figure on Form ADV; an implausible figure is left out rather than printed.
| Fund | Manager | Role | Vintage | Gross assets | Latest filing |
|---|---|---|---|---|---|
| Vivo Innovation Fund II Holdings, L.P | Vivo Capital, LLC | Placement agent | 2023 | $341M | Form D Mar 18, 2022 sec.gov |
| Telstra Ventures Fund III, L.P. | T Ventures Management Co, Ltd. | Placement agent | 2021 | $311M | Form D Sep 29, 2022 sec.gov |
| Pelion Ventures Viii, L.P. | Pelion Venture Partners | Placement agent | 2023 | $280M | Form D Jan 28, 2025 sec.gov |
Managers served
- Vivo Capital, LLC4 funds, $480M reported gross assets
- T Ventures Management Co, Ltd.1 fund, $311M reported gross assets
- Pelion Venture Partners1 fund, $280M reported gross assets
Change history
- Sep 29, 2022Won Placement agent: SUPERVISION BROKERAGE LLC, this provider, AXM Venture Capital Limited, FRO Management Limited, Fulmar Partners replaced Compass Securities Corporation at Telstra Ventures Fund III, L.P. · T Ventures Management Co, Ltd.Form D, previous Apr 9, 2021 sec.gov
Competitive position
About this sectionA decision is one manager’s filing that names a different provider in the role with none carried over. An acquisition is shown as a succession and never counted as won or lost; two names of one firm family are neither.
Named as placement agent on 13 venture funds, 0.0% of the venture funds with a placement agent on record. No adviser has switched to or away from this provider on the filings read.
Who it serves, by manager type
| Funds | Managers | |
|---|---|---|
| Institutional venture firm | 10 | 6 |
| Multi-stage venture firm | 5 | 2 |
| Private equity with venture activity | 3 | 3 |
| Not classified | 1 | 1 |
By fund size
| Funds | Managers | |
|---|---|---|
| Under $25M | 5 | 3 |
| $25M to $100M | 7 | 6 |
| $100M to $500M | 7 | 4 |
By manager state
| Funds | Managers | |
|---|---|---|
| California | 6 | 3 |
| Utah | 5 | 2 |
| Texas | 2 | 1 |
| Massachusetts | 1 | 1 |
Adviser decisions by year
| Filing year | Won (funds) | Lost (funds) | By acquisition |
|---|---|---|---|
| 2022 | 1 (1) | 0 (0) | none |
Loses most often to
No adviser moved a fund from this provider in the last three years.
Wins most often from
No adviser moved a fund to this provider in the last three years.
Decisions since 2023 for the breakdowns and the lists, five filing years for the table. One manager’s filing is one decision however many funds it moves. No change to or from this provider is recorded as an acquisition.
Who to call
The managers to call are listed by name for a reader with the venture graph. See the placement agent opportunity list
Filing evidence
- First named
- Jul 16, 2020
- Latest filing
- Aug 12, 2026
- CRD
- 47107
- SEC file number
- 8-51667
Sources: SEC Form ADV Schedule D (Section 7.B.(1) items 23 to 28) and Form D sales compensation recipients, each row linked to its filing above.
Ask and follow
A provider can be followed from its named record.