This provider
The service provider's name
Every relationship, signal and contact on this record, with the source on each.
Includes 3 days of DFX Intelligence. Then $199/month unless canceled.
Nothing material in the last 365 days.
A fund is served when its adviser names this provider in the role on the fund’s latest Form ADV, or names it as a sales compensation recipient on a Form D. Gross assets are the adviser’s own figure on Form ADV; an implausible figure is left out rather than printed.
| Fund | Manager | Role | Vintage | Gross assets | Latest filing |
|---|---|---|---|---|---|
| Spif, LLC | Harmony Asset Management LLC | Custodian | 2022 | not reported | Form ADV Mar 1, 2022 sec.gov |
- Mar 28, 2024Lost Custodian: BOKF, NATIONAL ASSOCIATION replaced this provider, CHARLES SCHWAB & CO., INC. at Five Elms Coinvest LP and 1 more of the same manager’s funds · Five Elms CapitalForm ADV, previous Feb 15, 2024 sec.gov
- Mar 28, 2024Lost Custodian: BOKF, NATIONAL ASSOCIATION replaced this provider at Five Elms Equity Fund II LP and 1 more of the same manager’s funds · Five Elms CapitalForm ADV, previous Feb 15, 2024 sec.gov
- Mar 30, 2020Won Custodian: this provider replaced MISSOURI BANK at Five Elms Equity Fund II LP and 1 more of the same manager’s funds · Five Elms CapitalForm ADV, previous Jul 2, 2019 sec.gov
A decision is one manager’s filing that names a different provider in the role with none carried over. An acquisition is shown as a succession and never counted as won or lost; two names of one firm family are neither.
Named as custodian on 1 venture funds, 0.0% of the venture funds with a custodian on record. Won 0 and lost 2 adviser decisions from 2024 to 2026: a net loss of 2.
Who it serves, by manager type
| Funds | Managers | |
|---|---|---|
| Candidate | 1 | 1 |
By fund size
| Funds | Managers | |
|---|---|---|
| Under $25M | 1 | 1 |
By manager state
| Funds | Managers | |
|---|---|---|
| Arizona | 1 | 1 |
Adviser decisions by year
| Filing year | Won (funds) | Lost (funds) | By acquisition |
|---|---|---|---|
| 2024 | 0 (0) | 2 (4) | none |
Where it wins and loses: manager type
| Won | Lost | |
|---|---|---|
| Candidate | 0 | 2 |
Fund size
| Won | Lost | |
|---|---|---|
| Under $25M | 0 | 2 |
Manager state
| Won | Lost | |
|---|---|---|
| Missouri | 0 | 2 |
Loses most often to
- BOKF, NATIONAL ASSOCIATION2 decisions, 4 funds
Wins most often from
No adviser moved a fund to this provider in the last three years.
Decisions since 2023 for the breakdowns and the lists, five filing years for the table. One manager’s filing is one decision however many funds it moves. No change to or from this provider is recorded as an acquisition.
The managers to call are listed by name for a reader with the venture graph. See the custodian opportunity list
- First named
- Mar 1, 2022
- Latest filing
- Mar 1, 2022
Sources: SEC Form ADV Schedule D (Section 7.B.(1) items 23 to 28) and Form D sales compensation recipients, each row linked to its filing above.
Ask: Which venture funds switched custodian to or away from this provider in the last 12 months?
A provider can be followed from its named record.