This provider
The service provider's name, 12 additional funds served
Every relationship, signal and contact on this record, with the source on each.
Includes 3 days of DFX Intelligence. Then $199/month unless canceled.
Nothing material in the last 365 days.
A fund is served when its adviser names this provider in the role on the fund’s latest Form ADV, or names it as a sales compensation recipient on a Form D. Gross assets are the adviser’s own figure on Form ADV; an implausible figure is left out rather than printed.
| Fund | Manager | Role | Vintage | Gross assets | Latest filing |
|---|---|---|---|---|---|
| Heartland Ventures Fund II, LP | Heartland Group Holdings LLC | Auditor | 2021 | $53.2M | Form ADV Apr 24, 2026 reports.adviserinfo.sec.gov |
| NEW Ground Ventures II, LP | NEW Ground Ventures | Auditor | 2017 | $43.7M | Form ADV Mar 15, 2026 reports.adviserinfo.sec.gov |
| Stifel Access (law Finance Group)lp | Stifel, Nicolaus & Company, Incorporated | Auditor | 2022 | $6.1M | Form ADV Aug 31, 2026 reports.adviserinfo.sec.gov |
- Heartland Group Holdings LLC3 funds, $61.9M reported gross assets
- NEW Ground Ventures1 fund, $43.7M reported gross assets
- Stifel, Nicolaus & Company, Incorporated1 fund, $6.1M reported gross assets
- Mar 31, 2025Won Auditor: this provider replaced EisnerAmper at BY Light Investco, L.P. and 1 more of the same manager’s funds · Sagewind Capital LLCForm ADV, previous Mar 26, 2024 reports.adviserinfo.sec.gov
- Mar 17, 2024Won Auditor: this provider replaced RICHEY, MAY & CO., LLP at NEW Ground Ventures II, LP and 1 more of the same manager’s funds · NEW Ground VenturesForm ADV, previous Mar 30, 2023 sec.gov
- Mar 9, 2022Lost Auditor: BERKOWER LLC replaced this provider at Sycale Capital III (cayman) L.P. and 1 more of the same manager’s funds · Sycale AdvisorsForm ADV, previous Mar 11, 2021 sec.gov
A decision is one manager’s filing that names a different provider in the role with none carried over. An acquisition is shown as a succession and never counted as won or lost; two names of one firm family are neither.
Named as auditor on 15 venture funds, 0.1% of the venture funds with an auditor on record. Won 2 and lost 0 adviser decisions from 2024 to 2026: a net gain of 2.
Who it serves, by manager type
| Funds | Managers | |
|---|---|---|
| Not classified | 9 | 3 |
| Multi-stage venture firm | 3 | 1 |
| Micro VC | 2 | 1 |
| Institutional venture firm | 1 | 1 |
By fund size
| Funds | Managers | |
|---|---|---|
| Under $25M | 11 | 4 |
| $25M to $100M | 3 | 3 |
| $100M to $500M | 1 | 1 |
By manager state
| Funds | Managers | |
|---|---|---|
| Ohio | 3 | 1 |
| Texas | 2 | 1 |
Adviser decisions by year
| Filing year | Won (funds) | Lost (funds) | By acquisition |
|---|---|---|---|
| 2025 | 1 (2) | 0 (0) | none |
| 2024 | 1 (2) | 0 (0) | none |
| 2022 | 0 (0) | 1 (2) | none |
Where it wins and loses: manager type
| Won | Lost | |
|---|---|---|
| Institutional venture firm | 1 | 0 |
| Not classified | 1 | 0 |
Fund size
| Won | Lost | |
|---|---|---|
| $25M to $100M | 1 | 0 |
| $100M to $500M | 1 | 0 |
Loses most often to
No adviser moved a fund from this provider in the last three years.
Wins most often from
- EisnerAmper1 decision, 2 funds
- RICHEY, MAY & CO., LLP1 decision, 2 funds
Decisions since 2023 for the breakdowns and the lists, five filing years for the table. One manager’s filing is one decision however many funds it moves. No change to or from this provider is recorded as an acquisition.
The managers to call are listed by name for a reader with the venture graph. See the auditor opportunity list
- First named
- Jun 28, 2017
- Latest filing
- Aug 31, 2026
- PCAOB firm id
- 2804
Sources: SEC Form ADV Schedule D (Section 7.B.(1) items 23 to 28) and Form D sales compensation recipients, each row linked to its filing above.
Ask: Which venture funds switched auditor to or away from this provider in the last 12 months?
A provider can be followed from its named record.