This provider
The service provider's name, 18 additional funds served, 3 provider changes
Every relationship, signal and contact on this record, with the source on each.
Includes 3 days of DFX Intelligence. Then $199/month unless canceled.
What matters now
- 1 / 0decisions won / lost
In the last 12 months advisers moved 12 funds to this provider (1 decision) and 0 away (0 decisions).
One adviser moving many vehicles on one filing is counted as one decision.
DerivedForm ADV and Form D filings, consecutive filings compared - Won12 funds
Battery Global Advisors, LLC moved 12 funds to this provider as auditor, from SANDLER & COMPANY, P.C..
A new client relationship, first shown on this filing.
A fund is served when its adviser names this provider in the role on the fund’s latest Form ADV, or names it as a sales compensation recipient on a Form D. Gross assets are the adviser’s own figure on Form ADV; an implausible figure is left out rather than printed.
| Fund | Manager | Role | Vintage | Gross assets | Latest filing |
|---|---|---|---|---|---|
| Lock 8 Fund III LP | Lock 8 Partners | Auditor | unknown | $182M | Form ADV May 4, 2026 reports.adviserinfo.sec.gov |
| Lock 8 Fund II LP | Lock 8 Partners | Auditor | 2023 | $98.2M | Form ADV May 4, 2026 reports.adviserinfo.sec.gov |
| 7x7 Holdings, LLC | Lock 8 Partners | Auditor | unknown | $86.2M | Form ADV May 4, 2026 reports.adviserinfo.sec.gov |
- Lock 8 Partners4 funds, $404M reported gross assets
- Battery Global Advisors, LLC12 funds, $228M reported gross assets
- Colle Capital3 funds, $102M reported gross assets
- Mar 30, 2026Won Auditor: this provider replaced SANDLER & COMPANY, P.C. at BGA Horizon Fund, LLC - Bvxiii Series and 11 more of the same manager’s funds · Battery Global Advisors, LLCForm ADV, previous Jul 2, 2025 reports.adviserinfo.sec.gov
- Jun 23, 2024Lost Auditor: FORVIS, LLP replaced this provider at GMP Mcgee LP and 1 more of the same manager’s funds · Grove Mountain Partners, LLCForm ADV, previous Mar 23, 2024 sec.gov
- Mar 7, 2024Lost Auditor: BENNETT THRASHER PC replaced this provider at SR Retailtech Fund I, L.P. and 1 more of the same manager’s funds · Silicon Road VenturesForm ADV, previous Feb 17, 2023 sec.gov
A decision is one manager’s filing that names a different provider in the role with none carried over. An acquisition is shown as a succession and never counted as won or lost; two names of one firm family are neither.
Named as auditor on 21 venture funds, 0.1% of the venture funds with an auditor on record. Won 1 and lost 2 adviser decisions from 2024 to 2026: a net loss of 1.
Who it serves, by manager type
| Funds | Managers | |
|---|---|---|
| Private equity with venture activity | 14 | 2 |
| Institutional venture firm | 7 | 2 |
By fund size
| Funds | Managers | |
|---|---|---|
| Under $25M | 11 | 3 |
| $25M to $100M | 9 | 3 |
| $100M to $500M | 1 | 1 |
By manager state
| Funds | Managers | |
|---|---|---|
| Massachusetts | 12 | 1 |
| New York | 7 | 2 |
Adviser decisions by year
| Filing year | Won (funds) | Lost (funds) | By acquisition |
|---|---|---|---|
| 2026 | 1 (12) | 0 (0) | none |
| 2024 | 0 (0) | 2 (4) | none |
| 2023 | 1 (2) | 0 (0) | none |
Where it wins and loses: manager type
| Won | Lost | |
|---|---|---|
| Candidate | 0 | 1 |
| Multi-stage venture firm | 0 | 1 |
| Private equity with venture activity | 1 | 0 |
Fund size
| Won | Lost | |
|---|---|---|
| $25M to $100M | 1 | 1 |
| $100M to $500M | 0 | 1 |
Manager state
| Won | Lost | |
|---|---|---|
| Georgia | 0 | 2 |
| Massachusetts | 1 | 0 |
Loses most often to
- FORVIS, LLP1 decision, 2 funds
- BENNETT THRASHER PC1 decision, 2 funds
Wins most often from
- pcaob-37091 decision, 12 funds
Decisions since 2023 for the breakdowns and the lists, five filing years for the table. One manager’s filing is one decision however many funds it moves. No change to or from this provider is recorded as an acquisition.
The managers to call are listed by name for a reader with the venture graph. See the auditor opportunity list
- First named
- Apr 21, 2022
- Latest filing
- Jun 30, 2026
- PCAOB firm id
- 926
Sources: SEC Form ADV Schedule D (Section 7.B.(1) items 23 to 28) and Form D sales compensation recipients, each row linked to its filing above.
Ask: Which venture funds switched auditor to or away from this provider in the last 12 months?
A provider can be followed from its named record.