Principal Cash Balance Plan
Corporate pension, based in DES Moines, Iowa, reporting $1.5B in assets, for 17,467 participants.
Composed from this allocator's classification, location and filed figures.
Nothing material in the last 90 days. Last change: 31 Dec 2024, Aksia appears on Principal Cash Balance Plan's Schedule C as investment adviser (plan) (plan year 2024 vs 2023).
1 more adviser, 33 more commitments and 3 more dated events
Every figure, date and source on this page is shown. The names behind them, and every related record, open with the complete profile.
Includes 3 days of DFX Intelligence. Then $199/month unless canceled.
Capital path
who backs this record, through what, into what; each name opens its own path- Prin Smcap Growth I Sep Acct-Z3 commitments
- Prin Liquid Assets Sep Acct-Z3 commitments
- Principal U.S. Property Sa-Z3 commitments
- Principal36 commitments
Relationship network
39 connected entities36 observed commitments13 repeat counterpartiescommitments 2022 to 2024
From board minutes, annual reports, Form 5500 filings and public records of commitments, consultants and staff in the allocator graph. Commitment amounts are those the allocator disclosed; many are not printed, and none is estimated.
Some relationships on this record are counted rather than named here. They open with the full profile.
Click any name or line for the commitments and sources behind it. Line weight is commitments together; dashed lines are inferred.
- Sponsor
- Fund or vehicle
- Service provider
- Organization
Managers, funds and consultants are read from the commitments: three or more is a strong observed relationship, two a repeat counterparty. No consultant link is marked current on the source, so none is labelled current or former here. Related plans, people and plan service providers are ordered by what the filing shows.
Darker lines were active in the last 24 months or are current; lighter lines are older or undated.
Size, funding, policy and commitments, with their basesCorporate pensionShowHide
- Non-interest-bearing cash 0.1%
- Corporate debt instruments (other) 48.1%
- U.S. Government securities 3.2%
- Other investments 0.1%
- Pooled separate accounts 35.3%
- Registered investment companies 6.2%
- Common stock 2.2%
- Askia LLC Investment adviser (plan)through Dec 31, 2024 Form 5500
- State Street Bank & Trust Company General consultantthrough Dec 31, 2023 Form 5500
- Principal Global Investors LLC Investment adviser (plan)through Dec 31, 2023 Form 5500
+1 more consultant or adviser advise this allocator
Every name, record and relationship behind this count, with the source on each.
Includes 3 days of DFX Intelligence. Then $199/month unless canceled.
- Principal36 rows, latest Dec 31, 2024
- Dec 31, 2024Holding startedPrincipal Cash Balance Plan first reports an interest in Prin Midcap Sep Acct-Z (Principal): $15M at 2024-12-31with Principalaskebsa.dol.gov
- Dec 31, 2024Holding endedinferencePrincipal Cash Balance Plan no longer reports Prin Midcap Growth III Sa-Z (Principal) (last held $15M at 2023-12-31; absent from the 2024-12-31 filing)with Principalaskebsa.dol.gov
- Dec 31, 2024Holding endedinferencePrincipal Cash Balance Plan no longer reports Prin Org Emg Mkts Sep Acct-Z (Principal) (last held $21M at 2023-12-31; absent from the 2024-12-31 filing)with Principalaskebsa.dol.gov
- Dec 31, 2024Consultant changedinferenceAksia appears on Principal Cash Balance Plan's Schedule C as investment adviser (plan) (plan year 2024 vs 2023)with Askia LLCaskebsa.dol.gov
- Dec 31, 2024Consultant changedinferenceState Street no longer appears on Principal Cash Balance Plan's Schedule C as general consultant (plan year 2024 vs 2023)with State Street Bank & Trust Companyaskebsa.dol.gov
+3 more dated events
Every name, record and relationship behind this count, with the source on each.
Includes 3 days of DFX Intelligence. Then $199/month unless canceled.
| Date | Fund | Manager | Bucket | Amount | Vintage | Status | Source |
|---|---|---|---|---|---|---|---|
| as of Dec 31, 2024 | Prin Smcap Growth I Sep Acct-Zseparate account | Principal | Pooled vehicles | $9.8M held | Disclosed holding | askebsa.dol.gov | |
| as of Dec 31, 2024 | Prin Midcap Sep Acct-Zseparate account | Principal | Pooled vehicles | $14.8M held | Disclosed holding | askebsa.dol.gov | |
| as of Dec 31, 2024 | Prin Liquid Assets Sep Acct-Zseparate account | Principal | Pooled vehicles | $213M held | Disclosed holding | askebsa.dol.gov |
+33 more commitments
Every fund and manager this allocator committed to, with the amount, date and source on each.
Includes 3 days of DFX Intelligence. Then $199/month unless canceled.
| Plan year | Participants | Assets (SB market) | Funding target | FTAP | Total assets (H) | Partnerships / JV | Master trust | Real estate |
|---|---|---|---|---|---|---|---|---|
| 2024 to Dec 31, 2024 | 17,467 | $2.9B | $2.8B | 105.3% | $1.5B | Not disclosed | Not disclosed | Not disclosed |
| 2023 to Dec 31, 2023 | 18,231 | $2.7B | $2.7B | 104.5% | $1.7B | Not disclosed | Not disclosed | Not disclosed |
| 2022 to Dec 31, 2022 | 17,620 | $2.7B | $2.6B | 106.8% | $1.5B | Not disclosed | Not disclosed | Not disclosed |
- Principal Global Investors LLC codes 27 50 51 $6.2M PY2024
- Principal Life Insurance Company codes 13 50 64 $2.2M PY2024
- State Street codes 49 70 $1.2M PY2024
+48 more service providers
Every name, record and relationship behind this count, with the source on each.
Includes 3 days of DFX Intelligence. Then $199/month unless canceled.
Provenance
Not yet on record: managers.
Principal Cash Balance Plan sits on 3 traced paths of capital across the graphs.
DFX traced 3 paths of capital through this record
Every record on each path, what it committed or lent, and as of when.
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Derived from allocator disclosures, BDC schedules and SEC filings; confidence is the weakest hop.
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Record history
- Holding in a pooled vehicle started2024-12-31source on record
- Holding in a pooled vehicle ended2024-12-31source on record
- Holding in a pooled vehicle ended2024-12-31source on record
+5 more changes on this record's ledger
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The ledger records every merge, rename and reclassification this record went through and the dated filings observed on it, so the identity on this page can be traced to the records it was built from. The ledger's own sentences name other records, so they show with the names.
›Connections
every published relationship on the graph
+5 connections on the graph
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