Finra Employees Retirement Plan
Corporate pension, based in Washington, District of Columbia, reporting $535M in assets, for 2,327 participants.
Composed from this allocator's classification, location and filed figures.
Nothing material in the last 90 days. Last change: 31 Dec 2023, Wellington Trust Company, Na appears on Finra Employees Retirement Plan's Schedule C as investment manager (plan year 2023 vs 2022).
2 more advisers, 2 more managers and 24 more commitments
Every figure, date and source on this page is shown. The names behind them, and every related record, open with the complete profile.
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Capital path
who backs this record, through what, into what; each name opens its own path- BLK Msci Equity Index Fund Russia3 commitments
- Blackrock Msci Acwi Ex-Us Imi Index3 commitments
- Blackrock Msci Acwi Imi Index Fund3 commitments
- Blackrock Institutional Trust Company, N.A.15 commitments
- Wellington Trust Company, Na3 commitments
- Harding Loevner LP3 commitments
Relationship network
37 connected entities27 observed commitments15 repeat counterparties23 dated commitments shown here, 2022 to 2024
From board minutes, annual reports, Form 5500 filings and public records of commitments, consultants and staff in the allocator graph. Commitment amounts are those the allocator disclosed; many are not printed, and none is estimated.
Some relationships on this record are counted rather than named here. They open with the full profile.
Click any name or line for the commitments and sources behind it. Line weight is commitments together; dashed lines are inferred.
- Sponsor
- Fund or vehicle
- Service provider
- Organization
›How strength and recency are read
Managers, funds and consultants are read from the commitments: three or more is a strong observed relationship, two a repeat counterparty. No consultant link is marked current on the source, so none is labelled current or former here. Related plans, people and plan service providers are ordered by what the filing shows.
Darker lines were active in the last 24 months or are current; lighter lines are older or undated.
Size, funding, policy and commitments, with their basesCorporate pensionShowHide
Allocation policy
- Interest-bearing cash 0.2%
- Corporate debt instruments (other) 2.4%
- Corporate debt instruments (preferred) 0.6%
- U.S. Government securities 2.3%
- Other investments 0.3%
- 103-12 investment entities 0.2%
- Common/collective trusts 66.8%
- Registered investment companies 24.8%
- Common stock 2.1%
Consultants and advisers
- AON Investments USA Inc Investment adviser (plan)through Dec 31, 2022 Form 5500
- Blackrock Institutional Trust Co,na Trusteethrough Dec 31, 2022 Form 5500
- Bank of New York Mellon Custodianthrough Dec 31, 2022 Form 5500
+2 more consultants and advisers advise this allocator
Every name, record and relationship behind this count, with the source on each.
Includes 3 days of DFX Intelligence. Then $199/month unless canceled.
People
Manager roster
- Blackrock Institutional Trust Company, N.A.15 rows, latest Dec 31, 2024
- Wellington Trust Company, Na3 rows, latest Dec 31, 2024
- Harding Loevner LP3 rows, latest Dec 31, 2024
+2 more managers received commitments
Every name, record and relationship behind this count, with the source on each.
Includes 3 days of DFX Intelligence. Then $199/month unless canceled.
- Blackrock Insti. Trust Company, N.Aplan years
- Blackrock Financial Management, Incplan years
- Blackrock Institutional Trust Company, N.A.plan years
+4 more Schedule C managers
Every name, record and relationship behind this count, with the source on each.
Includes 3 days of DFX Intelligence. Then $199/month unless canceled.
What changed
- Dec 31, 2023Manager relationship startedWellington Trust Company, Na appears on Finra Employees Retirement Plan's Schedule C as investment manager (plan year 2023 vs 2022)with Wellington Trust Companyaskebsa.dol.gov
- Dec 31, 2023Assets changedFinra Employees Retirement Plan total assets $479M -> $530M (+10.6%, 2022-12-31 to 2023-12-31)
- Jan 1, 2023Funded status changedFinra Employees Retirement Plan funded ratio 149.7% -> 106.1% (2022-01-01 to 2023-01-01)
- Jan 1, 2023Assets changedFinra Employees Retirement Plan plan assets $636M -> $471M (-25.9%, 2022-01-01 to 2023-01-01)
Commitments
| Date | Fund | Manager | Bucket | Amount | Vintage | Status | Source |
|---|---|---|---|---|---|---|---|
| as of Dec 31, 2024 | BLK Msci Equity Index Fund Russiacollective trust | Blackrock Institutional Trust Company, N.A. | Public equity | $165 held | Disclosed holding | askebsa.dol.gov | |
| as of Dec 31, 2024 | Blackrock Msci Acwi Ex-Us Imi Indexcollective trust | Blackrock Institutional Trust Company, N.A. | Pooled vehicles | $41.0M held | Disclosed holding | askebsa.dol.gov | |
| as of Dec 31, 2024 | Blackrock Msci Acwi Imi Index Fundcollective trust | Blackrock Institutional Trust Company, N.A. | Pooled vehicles | $53.9M held | Disclosed holding | askebsa.dol.gov |
+24 more commitments
Every fund and manager this allocator committed to, with the amount, date and source on each.
Includes 3 days of DFX Intelligence. Then $199/month unless canceled.
Size and funding
Form 5500 filings
| Plan year | Participants | Assets (SB market) | Funding target | FTAP | Total assets (H) | Partnerships / JV | Master trust | Real estate |
|---|---|---|---|---|---|---|---|---|
| 2024 to Dec 31, 2024 | 2,327 | $516M | $490M | 105.5% | $535M | Not disclosed | Not disclosed | Not disclosed |
| 2023 to Dec 31, 2023 | 2,351 | $471M | $444M | 106.1% | $530M | Not disclosed | Not disclosed | Not disclosed |
| 2022 to Dec 31, 2022 | 2,410 | $636M | $425M | 149.7% | $479M | Not disclosed | Not disclosed | Not disclosed |
- AON Consulting Inc. codes 11 50 $438,671 PY2024
- Pacific Investment Management codes 28 50 51 68 $286,350 PY2024
- Wellington Trust Company, Na codes 28 50 51 68 $221,665 PY2024
+48 more service providers
Every name, record and relationship behind this count, with the source on each.
Includes 3 days of DFX Intelligence. Then $199/month unless canceled.
Provenance
Provenance
Finra Employees Retirement Plan sits on 9 traced paths of capital across the graphs.
DFX traced 9 paths of capital through this record
Every record on each path, what it committed or lent, and as of when.
Includes 3 days of DFX Intelligence. Then $199/month unless canceled.
Derived from allocator disclosures, BDC schedules and SEC filings; confidence is the weakest hop.
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Record history
- Manager relationship started2023-12-31source on record
- Total assets changed2023-12-31source on record
- Funded status changed2023-01-01source on record
+1 more change on this record's ledger
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The ledger records every merge, rename and reclassification this record went through and the dated filings observed on it, so the identity on this page can be traced to the records it was built from. The ledger's own sentences name other records, so they show with the names.
›Connections
every published relationship on the graph
+13 connections on the graph
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