DFX Intelligence

6 more advisory clients, 26 more Schedule C rows and 3 more dated events

Every figure, date and source on this page is shown. The names behind them, and every related record, open with the complete profile.

Includes 3 days of DFX Intelligence. Then $199/month unless canceled.

Rocaton Investment Advisors LLC

OCIO

OCIOcandidateCRD 120451

6 more advisory clients, 26 more Schedule C rows and 3 more dated events

Every figure, date and source on this page is shown. The names behind them, and every related record, open with the complete profile.

Includes 3 days of DFX Intelligence. Then $199/month unless canceled.

Advisory clients on the tape

Schedule C, ACFR

Public-system clients

ACFR and seeds

ADV institutional clients

filed Apr 12, 2024

ADV institutional RAUM

$13B

pension, government, charity, insurance, sovereign

ADV discretionary RAUM

$13B

Item 5.F

Classification basis: Form ADV 5.G(6) pension consulting; institutional RAUM share 0.98; discretionary RAUM $13B. An OCIO holds discretion over at least $5B of institutional assets; a consultant advises.

Advisory clients

9 allocators

Northwell Health Pension Plan Pension consultantthrough Dec 31, 2023 Form 5500
Xerox Corporation Retirement Income Guarantee Plan Investment adviser (plan)through Nov 30, 2023 Form 5500
Retirement Income Guarantee Plan of Xerox Corporation and the Xerographic Division, Rochester Regional Joint Board on Behalf of Itself and O Investment adviser (plan)through Nov 30, 2023 Form 5500

+6 more advisory clients

Every name, record and relationship behind this count, with the source on each.

Includes 3 days of DFX Intelligence. Then $199/month unless canceled.

Schedule C rows

29 rows, $5.2M direct compensation as filed

Plan	Plan year	Codes	Relationship as filed	Direct compensation
Tegna Retirement Plan	2024	28 51	NONE	$253,125
Glaxosmithkline Cash Balance Pension Plan	2024	28 51 56	NONE	$138,938
Herc Rentals Pension Plan	2024	27	NONE	$107,264

+26 more Schedule C rows

Every name, record and relationship behind this count, with the source on each.

Includes 3 days of DFX Intelligence. Then $199/month unless canceled.

Form ADV readings

charity clients 5 Apr 12, 2024 reported
institutional clients 18 Apr 12, 2024 reported
pension plan clients 13 Apr 12, 2024 reported
raum discretionary $13B Apr 12, 2024 reported
raum institutional $13B Apr 12, 2024 reported
raum total $13B Apr 12, 2024 reported

What changed

Dec 31, 2024Manager relationship endedinferenceHighmark Retirement Plan
Rocaton Investment no longer appears on Highmark Retirement Plan's Schedule C as investment manager (plan year 2024 vs 2023)
with Rocaton Investment Advisors LLCaskebsa.dol.gov
Dec 31, 2024Consultant changedinferenceNorthwell Health Pension Plan
Rocaton Investment Advisors no longer appears on Northwell Health Pension Plan's Schedule C as pension consultant (plan year 2024 vs 2023)
with Rocaton Investment Advisors LLCaskebsa.dol.gov
Dec 31, 2024Manager relationship startedTegna Retirement Plan
Rocaton Investment Advisors appears on Tegna Retirement Plan's Schedule C as investment manager (plan year 2024 vs 2023)
with Rocaton Investment Advisors LLCaskebsa.dol.gov
Dec 31, 2024Consultant changedinferenceWells Fargo & Company Cash Balance Plan
Rocaton Investment Advisors LLC no longer appears on Wells Fargo & Company Cash Balance Plan's Schedule C as investment adviser (plan) (plan year 2024 vs 2023)
with Rocaton Investment Advisors LLCaskebsa.dol.gov
Dec 31, 2023Manager relationship startedRR Donnelley Pension Plan
Rocaton Investment Advisors appears on RR Donnelley Pension Plan's Schedule C as investment manager (plan year 2023 vs 2022)
with Rocaton Investment Advisors LLCaskebsa.dol.gov

+3 more dated events

Every name, record and relationship behind this count, with the source on each.

Includes 3 days of DFX Intelligence. Then $199/month unless canceled.