DFX Intelligence

4 more advisory clients, 15 more Schedule C rows and 1 more dated event

Every figure, date and source on this page is shown. The names behind them, and every related record, open with the complete profile.

Includes 3 days of DFX Intelligence. Then $199/month unless canceled.

Kestra Advisory Services

unclassified

4 more advisory clients, 15 more Schedule C rows and 1 more dated event

Every figure, date and source on this page is shown. The names behind them, and every related record, open with the complete profile.

Includes 3 days of DFX Intelligence. Then $199/month unless canceled.

Advisory clients on the tape

Schedule C, ACFR

Public-system clients

ACFR and seeds

ADV institutional clients

n/a

Item 5.D

ADV institutional RAUM

Not disclosed

pension, government, charity, insurance, sovereign

ADV discretionary RAUM

Not disclosed

Item 5.F

Advisory clients

7 allocators

Grede Wisconsin LLC Retirement Income Plan Investment adviser (plan)through Dec 31, 2023 Form 5500
Spencer Savings Bank, Sla Employees' Pension Plan Investment adviser (plan)through Oct 8, 2023 Form 5500
RET Inc Plan for Ees of the Knapheide Mfg Co. Local 822 Pension consultantthrough Jan 30, 2023 Form 5500

+4 more advisory clients

Every name, record and relationship behind this count, with the source on each.

Includes 3 days of DFX Intelligence. Then $199/month unless canceled.

Other roles

1 allocator

Local 150 Hotel and Industry Pension Plan Custodianthrough Dec 31, 2022

Schedule C rows

18 rows, $382,221 direct compensation as filed

Plan	Plan year	Codes	Relationship as filed	Direct compensation
Spencer Savings Bank, Sla Employees' Pension Plan	2025	27 99	INVESTMENT ADVISORY
Doctors Community Hospital Cash Balance Pension Plan and Trust	2024	16 53	CONSULTANT	$44,750
RET Inc Plan for Ees of the Knapheide Mfg Co. Local 822	2024	17 50	CONSULTANT	$12,500

+15 more Schedule C rows

Every name, record and relationship behind this count, with the source on each.

Includes 3 days of DFX Intelligence. Then $199/month unless canceled.

What changed

Dec 31, 2025Consultant changedinferenceSpencer Savings Bank, Sla Employees' Pension Plan
Kestra Advisory Services, LLC appears on Spencer Savings Bank, Sla Employees' Pension Plan's Schedule C as investment adviser (plan) (plan year 2025 vs 2024)
with Kestra Advisory Servicesaskebsa.dol.gov
Dec 31, 2024Consultant changedinferenceDynacast Inc. Employees' Retirement Plan
Kestra Advisory Services no longer appears on Dynacast Inc. Employees' Retirement Plan's Schedule C as investment adviser (plan) (plan year 2024 vs 2023)
with Kestra Advisory Servicesaskebsa.dol.gov
Dec 31, 2024Consultant changedinferenceSpencer Savings Bank, Sla Employees' Pension Plan
Kestra Advisory Services, LLC no longer appears on Spencer Savings Bank, Sla Employees' Pension Plan's Schedule C as investment adviser (plan) (plan year 2024 vs 2023)
with Kestra Advisory Servicesaskebsa.dol.gov
Dec 31, 2024Consultant changedinferenceITS Technologies & Logistics, LLC Employees Pension Plan
Kestra Advisory Services no longer appears on ITS Technologies & Logistics, LLC Employees Pension Plan's Schedule C as investment adviser (plan) (plan year 2024 vs 2023)
with Kestra Advisory Servicesaskebsa.dol.gov
Dec 31, 2023Consultant changedinferenceMassachusetts Society for the Prevention of Cruelty to Animals Employees' Retirement Plan
Kestra Advisory Services, LLC no longer appears on Massachusetts Society for the Prevention of Cruelty to Animals Employees' Retirement Plan's Schedule C as investment adviser (plan) (plan year 2023 vs 2022)
with Kestra Advisory Servicesaskebsa.dol.gov

+1 more dated event

Every name, record and relationship behind this count, with the source on each.

Includes 3 days of DFX Intelligence. Then $199/month unless canceled.