DFX Intelligence
D.A. Davidson & Co.
unclassified
unclassified
3 more Schedule C rows
Every figure, date and source on this page is shown. The names behind them, and every related record, open with the complete profile.
Includes 3 days of DFX Intelligence. Then $199/month unless canceled.
Advisory clients on the tape
1
Schedule C, ACFR
Public-system clients
0
ACFR and seeds
ADV institutional clients
n/a
Item 5.D
ADV institutional RAUM
Not disclosed
pension, government, charity, insurance, sovereign
ADV discretionary RAUM
Not disclosed
Item 5.F
Advisory clients
1 allocator
- Cowles Company Retirement Plan Investment adviser (plan)through Sep 16, 2025 Form 5500
Schedule C rows
6 rows, $386,211 direct compensation as filed
| Plan | Plan year | Codes | Relationship as filed | Direct compensation |
|---|---|---|---|---|
| Cowles Company Retirement Plan | 2025 | 27 50 | INVESTMENT ADVISORY | $15,000 |
| Painters Local No. 109 Pension Fund | 2024 | 51 | NONE | $112,477 |
| Cowles Company Retirement Plan | 2024 | 27 50 | INVESTMENT ADVISORY | $33,875 |
+3 more Schedule C rows
Every name, record and relationship behind this count, with the source on each.
Includes 3 days of DFX Intelligence. Then $199/month unless canceled.
What changed
- DA Davidson and Co appears on Cowles Company Retirement Plan's Schedule C as investment adviser (plan) (plan year 2023 vs 2022)with D.A. Davidson & Co.askebsa.dol.gov