Principal
4 more advisory clients, 67 more other clients, 227 more Schedule C rows and 35 more dated events
Every figure, date and source on this page is shown. The names behind them, and every related record, open with the complete profile.
Includes 3 days of DFX Intelligence. Then $199/month unless canceled.
Advisory clients
- Western Industries, Inc. Employees Pension Plan Investment adviser (plan)through Dec 31, 2024 Form 5500
- Babson Bros. Co. Pension Plan Investment adviser (plan)through Dec 31, 2024 Form 5500
- Oapi Retirement Plan Investment adviser (plan)through Dec 31, 2024 Form 5500
+4 more advisory clients
Every name, record and relationship behind this count, with the source on each.
Includes 3 days of DFX Intelligence. Then $199/month unless canceled.
Other roles
- The Joseph a. Bank Mfg. Co., Inc. Defined Benefit Pension Plan Trusteethrough Dec 31, 2025
- The First National Bank of Long Island Pension Plan Directed trusteethrough Sep 30, 2025
- Tides Family Services, Inc. Employee Retirement Plan and Trust Directed trusteethrough Jun 30, 2025
+67 more clients
Every name, record and relationship behind this count, with the source on each.
Includes 3 days of DFX Intelligence. Then $199/month unless canceled.
Schedule C rows
| Plan | Plan year | Codes | Relationship as filed | Direct compensation |
|---|---|---|---|---|
| Tides Family Services, Inc. Employee Retirement Plan and Trust | 2025 | 13 25 50 64 | CONTRACT ADMINISTATOR | $23,015 |
| The Joseph a. Bank Mfg. Co., Inc. Defined Benefit Pension Plan | 2025 | 21 | NONE | $12,641 |
| IAM National Pension Fund | 2024 | 28 51 62 | NONE | $2.1M |
+227 more Schedule C rows
Every name, record and relationship behind this count, with the source on each.
Includes 3 days of DFX Intelligence. Then $199/month unless canceled.
What changed
- Chicago and Midwest Regional Pension Fund first reports an interest in Principal U.S. Property Sa-Z (Principal): $2M at 2025-12-31with Principalaskebsa.dol.gov
- Kaiser Aluminum Warrick Pension Plan first reports an interest in Prin Ldi Ext Dur Sep Acct-Z (Principal): $1M at 2025-12-31with Principalaskebsa.dol.gov
- The Farmers Bank Defined Benefit Pension Plan first reports an interest in Prin High Yield Sep Acct-Z (Principal): $502,383 at 2025-12-31with Principalaskebsa.dol.gov
- The Farmers Bank Defined Benefit Pension Plan first reports an interest in Prin Midcap Sep Acct-Z (Principal): $527,024 at 2025-12-31with Principalaskebsa.dol.gov
- The Allied Irish Bank Pension Plan and Trust no longer reports Prin Smcap S&p 600 Index Sa-Z (Principal) (last held $1M at 2024-12-31; absent from the 2025-12-31 filing)with Principalaskebsa.dol.gov
+35 more dated events
Every name, record and relationship behind this count, with the source on each.
Includes 3 days of DFX Intelligence. Then $199/month unless canceled.