DFX Intelligence

Data Factory

Private equityFirmbuyout · probableunsized

Saxony Capital Management, LLC

Private Equity

Saint Louis, MO

This is the graph view. The full profile, with its team, deals and sources, is on Private Equity.Open the full profile →

Search this name across graphsid dfx:pe:14af5013-a3d8-47ae-b522-61e0a3b7287d

Data as of Sep 17, 2026 (this record's last observation) from federal regulator filings, firm and issuer disclosures. Page built Sep 20, 2026, 9:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 8
On other graphs: 1
Observed: Sep 13, 2026 to Sep 17, 2026
26 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

RIA / Wealth Managementidentity

SAXONY CAPITAL MANAGEMENT, LLC

Registered adviser · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Funds: 1
PE funds: 1
Vintages: 2013 to 2013
Regulatory AUM: $239M
Investments: 2
Active investments: 0
Size band: UNSIZEDderivedno Private Equity Fund GAV on a filing from 2021 or later
Latest ADV filing: Dec 13, 2024
Employees (ADV): 6
Website: saxonycapitalmanagement.com

Funds

Fund	Vintage	Lifecycle	ADV type	Form D sold	GAV	LPs
Arsenal Capital Management LLC	2013	Mature	Private Equity Fund	n/a	$57.5M	0

Investments

Company	State	Role	Control	Invested	Exited	Status
Sipc	n/a	unknown	unknown	n/a	n/a	unknown
HolleHock Designs	n/a	unknown	unknown	n/a	n/a	unknown

Relationships

Invested in (2)

→ SIPCCompanyunknown
factThe subject's own site
→ HolleHock DesignsCompanyunknown
factThe subject's own site

Employs (9)

→ Charles Andrew DairaghiPersonMember
Nov 1, 2016 to presentfactForm ADV
→ Brian Lesley ClarkPersonMember
Apr 1, 2006 to presentfactForm ADV
→ Mark Stephen ThompsonPersonChief Compliance Officer
Nov 1, 2006 to presentfactForm ADV
→ Ryan Christopher KlumpPersonChief Operating Officer
Apr 1, 2023 to presentfactForm ADV
→ Kurt Robert PalosPersonVice President
Dec 1, 2020 to presentfactForm ADV
→ Richard Edward GriffardPersonPresident
Sep 1, 2002 to presentfactForm ADV
→ John Cooper HedermanPersonCompliance Officer
Nov 1, 2017 to Mar 18, 2024inferenceForm ADV
→ James Henry ScheidtPersonMember
Jul 1, 2004 to Jan 11, 2017inferenceForm ADV
→ Richard Stephen ScafidiPersonMember
Jul 1, 2004 to Nov 20, 2012inferenceForm ADV

Manages (1)

→ Arsenal Capital Management LLCFundPrivate Equity Fund
Mar 1, 2013 to presentfactForm ADV

Owns (1)

← Saxony Financial Holdings, LLCFirmSole Member
Sep 1, 2002 to presentfactForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Mar 18, 2024
Person left
John Cooper Hederman (Compliance Officer) no longer on Schedule A of Saxony Capital Management, LLC
Form ADVobserved 6 days ago
Occurred
Apr 1, 2023
Person joined
Ryan Christopher Klump joined Schedule A of Saxony Capital Management, LLC as Chief Operating Officer
Form ADVobserved 6 days ago
Occurred
Dec 1, 2020
Person joined
Kurt Robert Palos joined Schedule A of Saxony Capital Management, LLC as Vice President
Form ADVobserved 6 days ago
Occurred
Nov 1, 2017
Person joined
John Cooper Hederman joined Schedule A of Saxony Capital Management, LLC as Compliance Officer
Form ADVobserved 6 days ago
Occurred
Jan 11, 2017
Person left
James Henry Scheidt (Member) no longer on Schedule A of Saxony Capital Management, LLC
Form ADVobserved 6 days ago
Occurred
Nov 20, 2012
Person left
Richard Stephen Scafidi (Member) no longer on Schedule A of Saxony Capital Management, LLC
Form ADVobserved 6 days ago
Occurred
Jan 3, 2012
Adviser first adv filing
Saxony Capital Management, LLC first filed Form ADV in the extract (IA)
Form ADVobserved 6 days ago

Show 1 bookkeeping events

Occurred
Mar 1, 2013
Arsenal Capital Management LLC first reported on Form ADV by Saxony Capital Management, LLC (Private Equity Fund)

Who to call

the organisation, the role and the published line, with the filing or website that published it; revealed to signed-in accounts

The firm's published line

Revealable: 1 business phone (Form ADV), 1 office address (Form ADV), 1 website (Form ADV) · as of 2026-09-13

Also named here, with no published line of their own (reach them through the firm): Charles Andrew Dairaghi (Member), Brian Lesley Clark (Member), Mark Stephen Thompson (Chief Compliance Officer), Ryan Christopher Klump (Chief Operating Officer), Kurt Robert Palos (Vice President), Richard Edward Griffard (President).

Who to call is the organisation, the person's role and the line they published themselves: a business phone, office address, website or profile link from Form ADV, Form 13F or their own website, with that source named on every value. The counts above are what a reveal returns; a personal email is rarely published, so most reveals are the firm's line. Never data bought from a provider, never anything personal. Reveals by plan

Provenance

Graph: Private Equity
Canonical id: dfx:pe:14af5013-a3d8-47ae-b522-61e0a3b7287d
First observed: Sep 13, 2026
Last observed: Sep 17, 2026 2 days ago
Source families: Federal regulator filings, Firm and issuer disclosures
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Saxony Capital Management, LLC

Private Equity

Saint Louis, MO

This is the graph view. The full profile, with its team, deals and sources, is on Private Equity.Open the full profile →

Search this name across graphsid dfx:pe:14af5013-a3d8-47ae-b522-61e0a3b7287d

Data as of Sep 17, 2026 (this record's last observation) from federal regulator filings, firm and issuer disclosures. Page built Sep 20, 2026, 9:05 AM UTC and rebuilt at most every 15 minutes.

Fund

Vintage

Lifecycle

ADV type

Form D sold

GAV

LPs

Arsenal Capital Management LLC

2013

Mature

Private Equity Fund

n/a

$57.5M

Company

State

Role

Control

Invested

Exited

Status

Sipc

n/a

unknown

n/a

unknown

HolleHock Designs

n/a

unknown

n/a

unknown