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Castle Creek Advisors IV LLC

Private Equity

San Diego, CA

Castle Creek Capital

This is the graph view. The full profile, with its team, deals and sources, is on Private Equity.Open the full profile →

Search this name across graphsid dfx:pe:187c57be-7f30-4231-88bd-ad3edc2d68a8

Data as of Sep 16, 2026 (this record's last observation) from federal regulator filings, firm and issuer disclosures. Page built Sep 19, 2026, 9:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 101
Dated events: 40
On other graphs: 2
Observed: Sep 13, 2026 to Sep 16, 2026
33 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Independent Sponsorsidentity

Castle Creek Capital

Capital provider to sponsors · shared crd

RIA / Wealth Managementidentity

CASTLE CREEK CAPITAL

Registered adviser · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Funds: 12
PE funds: 12
Vintages: 2013 to 2023
PE GAV, 2024 filing: $775Mgross asset value on Form ADV; never dry powder
Regulatory AUM: $979M
Investments: 59
Active investments: 59
Size band: LOWER MIDDLE MARKETderivedproxy: $0.77bn Private Equity Fund GAV on the Form ADV filed 2024-03-25
Latest ADV filing: Mar 25, 2024
Employees (ADV): 10
Website: castlecreek.com

Funds

Fund	Vintage	Lifecycle	ADV type	Form D sold	GAV
Castle Creek Capital Partners VII Co-Investment Fund L.P.	2023	Unknown	Private Equity Fund	n/a	$9.8M
Castle Creek Capital Partners Viii Co-Investment Fund a, LP	2023	Early deployment	Private Equity Fund	n/a	$7.4M
Castle Creek Special Situations II, LP	2021	Active deployment	Private Equity Fund	n/a	$16.9M
Castle Creek Capital Partners Viii, LP	2021	Active deployment	Private Equity Fund	n/a	$208M
Castle Creek Capital Partners VII, LP	2019	Mature	Private Equity Fund	n/a	$276M
Castle Creek Capital Partners VI, LP	2017	Harvest	Private Equity Fund	n/a	$256M
Castle Creek Class B Tarp Investors, LP	2014	Wound down	Private Equity Fund	n/a	$14.9M
Castle Creek Ssf-D Investors, LP	2014	Wound down	Private Equity Fund	n/a	$1.0M
Castle Creek Capital Partners V, LP	2013	Wound down	Private Equity Fund	n/a	$56.9M
Castle Creek Capital Partners IV, LP	n/a	Wound down	Private Equity Fund	n/a	$0
Castle Creek Az Tarp Special Situations Fund, LP	n/a	Wound down	Private Equity Fund	n/a	$23.9M
Castle Creek Tcu Tarp Special Situations Fund, LP	n/a	Wound down	Private Equity Fund	n/a	$12.4M

Investments

Company	State	Role	Control	Invested	Exited	Status
Riverview Financial Corporation	n/a	Add on	control	Jun 30, 2021	n/a	active
Riverview Financial Corporation	n/a	Add on	control	Jun 30, 2021	n/a	active
WinFirst Financial Corp.	n/a	Add on	control	Sep 28, 2020	n/a	active
American Savings Bank	n/a	unknown	unknown	n/a	n/a	active
Central Payments	n/a	unknown	unknown	n/a	n/a	active
Third Coast Bank	n/a	unknown	unknown	n/a	n/a	active
Golden State Bancorp	n/a	unknown	unknown	n/a	n/a	active
Hanover Bancorp, Inc.	n/a	unknown	unknown	n/a	n/a	active
Southern National Bancorp of Virginia, Inc.	n/a	unknown	unknown	n/a	n/a	active
MBT Financial Corp.	n/a	unknown	unknown	n/a	n/a	active
Guaranty Bancorp	n/a	unknown	unknown	n/a	n/a	active
Origin Bancorp, Inc.	n/a	unknown	unknown	n/a	n/a	active
WashingtonFirst Bankshares, Inc.	n/a	unknown	unknown	n/a	n/a	active
Bank 34	n/a	unknown	unknown	n/a	n/a	active
Independent Bank Group, Inc.	n/a	unknown	unknown	n/a	n/a	active
First Bancorp	n/a	unknown	unknown	n/a	n/a	active
First Merchants Corp.	n/a	unknown	unknown	n/a	n/a	active
Heritage Commerce Corp	n/a	unknown	unknown	n/a	n/a	active
PacWest Bancorp	n/a	unknown	unknown	n/a	n/a	active
Bryn Mawr Bank Corporation	n/a	unknown	unknown	n/a	n/a	active
Heritage Oaks Bancorp	n/a	unknown	unknown	n/a	n/a	active
Avenue Financial Holdings, Inc.	n/a	unknown	unknown	n/a	n/a	active
Intermountain Community Bancorp	n/a	unknown	unknown	n/a	n/a	active
The BANKshares, Inc.	n/a	unknown	unknown	n/a	n/a	active
West Coast Bancorp	n/a	unknown	unknown	n/a	n/a	active
First NBC Holding Company	n/a	unknown	unknown	n/a	n/a	active
Bridgewater Bancshares, Inc.	n/a	unknown	unknown	n/a	n/a	active
Guaranty Federal Bancshares, Inc.	n/a	unknown	unknown	n/a	n/a	active
SouthCrest Financial Group, Inc.	n/a	unknown	unknown	n/a	n/a	active
Delmarva Bancshares, Inc.	n/a	unknown	unknown	n/a	n/a	active

Relationships

showing 80 of 101

Invested in (58)

→ Riverview Financial CorporationCompanyAdd on
Jun 30, 2021 to presentfactNews and newswire
→ Mid Penn Bancorp, Inc.Companyplatform
factNews and newswire, The subject's own site
→ WinFirst Financial Corp.CompanyAdd on
Sep 28, 2020 to presentfactNews and newswire
→ Summit Financial Group, Inc.Companyplatform
factNews and newswire, The subject's own site
→ Third Coast BankCompanyunknown
factThe subject's own site
→ Golden State BancorpCompanyunknown
factThe subject's own site
→ Hanover Bancorp, Inc.Companyunknown
factThe subject's own site
→ Southern National Bancorp of Virginia, Inc.Companyunknown
factThe subject's own site
→ MBT Financial Corp.Companyunknown
factThe subject's own site
→ Guaranty BancorpCompanyunknown
factThe subject's own site
→ Origin Bancorp, Inc.Companyunknown
factThe subject's own site
→ WashingtonFirst Bankshares, Inc.Companyunknown
factThe subject's own site
→ Bank 34Companyunknown
factThe subject's own site
→ Independent Bank Group, Inc.Companyunknown
factThe subject's own site
→ First BancorpCompanyunknown
factThe subject's own site
→ First Merchants Corp.Companyunknown
factThe subject's own site
→ Heritage Commerce CorpCompanyunknown
factThe subject's own site
→ PacWest BancorpCompanyunknown
factThe subject's own site
→ Bryn Mawr Bank CorporationCompanyunknown
factThe subject's own site
→ Heritage Oaks BancorpCompanyunknown
factThe subject's own site
→ Avenue Financial Holdings, Inc.Companyunknown
factThe subject's own site
→ Intermountain Community BancorpCompanyunknown
factThe subject's own site
→ The BANKshares, Inc.Companyunknown
factThe subject's own site
→ West Coast BancorpCompanyunknown
factThe subject's own site
→ First NBC Holding CompanyCompanyunknown
factThe subject's own site
→ Bridgewater Bancshares, Inc.Companyunknown
factThe subject's own site
→ Guaranty Federal Bancshares, Inc.Companyunknown
factThe subject's own site
→ SouthCrest Financial Group, Inc.Companyunknown
factThe subject's own site
→ Delmarva Bancshares, Inc.Companyunknown
factThe subject's own site
→ Blue Valley Ban Corp.Companyunknown
factThe subject's own site
and 28 more

Employs (14)

→ Deborah SykesPersonChief Financial Officer And Chief Compliance Officer
Jun 1, 2021 to presentfactForm ADV, The subject's own site
→ Nicole AquinoPersonFinancial & Performance Analyst
factThe subject's own site
→ Jennifer LianPersonOffice Manager / Executive Assistant
factThe subject's own site
→ Spencer CohnPersonPrincipal
factThe subject's own site
→ Michael Thaden, CFAPersonDirector
factThe subject's own site
→ Christopher EggemeyerPersonVice President
factThe subject's own site
→ Mitch McKhann, CFAPersonSenior Associate
factThe subject's own site
→ David James VolkPersonPresident
Aug 1, 2013 to presentfactForm ADV
→ Mark Gerard MerloPersonPresident
Dec 1, 2006 to presentfactForm ADV
→ Joseph Mikesell ThomasPersonPresident
Feb 1, 2009 to presentfactForm ADV
→ John Matthew EggemeyerPersonPresident
Jan 1, 2005 to presentfactForm ADV
→ John Tomasz PietrzakPersonPresident
Feb 1, 2009 to presentfactForm ADV
→ Anthony R ScavuzzoPersonPresident
Aug 1, 2013 to presentfactForm ADV
→ Sundeep Vijay RanaPersonPresident
Aug 1, 2013 to presentfactForm ADV

Manages (4)

→ Castle Creek Capital Partners VII Co-Investment Fund L.P.FundPrivate Equity Fund
Mar 24, 2023 to presentfactForm ADV
→ Castle Creek Capital Partners VI, LPFundPrivate Equity Fund
Mar 31, 2017 to presentfactForm ADV
→ Castle Creek Capital Partners VII, LPFundPrivate Equity Fund
Mar 29, 2019 to presentfactForm ADV
→ Castle Creek Special Situations II, LPFundPrivate Equity Fund
Mar 31, 2021 to presentfactForm ADV

Dated events

14 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Aug 4, 2022
Firm news
Bank of Idaho Acquisition Deal Closes Posted: 08/04/2022 Bank of Idaho's expansion into eastern Washington is official, with closing documents on the acquisition of five HomeStreet Bank locations signed Friday, July 29. In May, the eastern Idaho-based ban...
The subject's own siteobserved 3 days ago
Occurred
Mar 17, 2022
Person left
Martin Joseph Szumski (President) no longer on Schedule A of Castle Creek Advisors IV LLC
Form ADVobserved 6 days ago
Occurred
Jun 30, 2021
Firm news
Mid Penn Bancorp, Inc. Signs Definitive Agreement to Acquire Riverview Financial Corporation Posted: 06/30/2021 Combination of two leading franchises creates a premier Pennsylvania community bank with approximately $4.8 billion in assets
The subject's own siteobserved 3 days ago
Occurred
Jun 30, 2021
Transaction announced
Mid Penn Bancorp, Inc. Signs Definitive Agreement to Acquire Riverview Financial Corporation Posted: 06/30/2021 Combination of two leading franchises creates a premier Pennsylvania community bank with approximately $4.8 billion in assets
News and newswireobserved 3 days ago
Occurred
Jun 30, 2021
Transaction announced
Mid Penn Bancorp, Inc. Signs Definitive Agreement to Acquire Riverview Financial Corporation Posted: 06/30/2021 Combination of two leading franchises creates a premier Pennsylvania community bank with approximately $4.8 billion in assets
News and newswireobserved 3 days ago
Occurred
Jun 3, 2021
Firm news
Colorado-based InBankshares completes $5M stock offering Posted: 06/03/2021 Greenwood Village, Colo.-based InBankshares Corp. on June 2 reported the sale of $5 million worth of its common stock.
The subject's own siteobserved 3 days ago
Occurred
Jun 1, 2021
Person joined
Deborah Sykes joined Schedule A of Castle Creek Advisors IV LLC as Controller And Chief Compliance Officer
Form ADVobserved 6 days ago
Occurred
Apr 16, 2021
Firm news
West Virginia-based Summit Financial Group issues preferred shares Posted: 04/16/2021 Moorefield, W.Va.-based Summit Financial Group Inc. sold in a private placement $9.7 million of its 6.0% fixed-rate series 2021 noncumulative perpetual preferred stock.
The subject's own siteobserved 3 days ago
Occurred
Sep 28, 2020
Firm news
Summit Financial Group, Inc. to Acquire WinFirst Financial Corp. and Subsidiary, WinFirst Bank Posted: 09/28/2020 Summit Enters Kentucky Market; 100% Cash Consideration
The subject's own siteobserved 3 days ago
Occurred
Sep 28, 2020
Transaction announced
Summit Financial Group, Inc. to Acquire WinFirst Financial Corp. and Subsidiary, WinFirst Bank Posted: 09/28/2020 Summit Enters Kentucky Market; 100% Cash Consideration
News and newswireobserved 3 days ago
Occurred
Jun 29, 2020
Firm news
The Bancorp Files Mixed Shelf Posted: 06/29/2020 Wilmington, Del.-based The Bancorp Inc. filed a shelf registration statement for the sale of up to $250 million of various securities from time to time.
The subject's own siteobserved 3 days ago
Occurred
Apr 29, 2020
Firm news
Southern National Bancorp of Virginia Files Mixed Shelf Posted: 04/29/2020 Southern National Bancorp of Virginia Inc. filed a shelf registration statement for the sale of up to $75 million of various securities that it may offer from time to time.
The subject's own siteobserved 3 days ago
Occurred
Apr 8, 2020
Firm news
Enterprise Financial Services Files Mixed Shelf Posted: 04/08/2020 Enterprise Financial Services Corp. filed an automatic shelf registration statement for the sale of an indeterminate amount of various securities from time to time.
The subject's own siteobserved 3 days ago
Occurred
Mar 30, 2020
Person left
Joseph Mikesell Thomas (President) no longer on Schedule A of Castle Creek Advisors IV LLC
Form ADVobserved 6 days ago
Occurred
Mar 30, 2020
Person left
Mark Gerard Merlo (President) no longer on Schedule A of Castle Creek Advisors IV LLC
Form ADVobserved 6 days ago
Occurred
Mar 7, 2019
Firm news
McGregor Bancshares Closes $25 Million Private Placement Posted: 03/07/2019 McGregor, Texas-based McGregor Bancshares Inc. closed a private placement of $25 million of its capital stock.
The subject's own siteobserved 3 days ago
Occurred
Dec 4, 2018
Firm news
Lincoln Bancorp Completes $30 Million Common Stock Private Placement Posted: 12/04/2018 Reinbeck, Iowa-based Lincoln Bancorp completed a private placement of $30.0 million in common stock.
The subject's own siteobserved 3 days ago
Occurred
Jun 5, 2018
Firm news
CNB Bank Shares Closes Jacksonville Bancorp Deal Posted: 06/05/2018 Carlinville, Ill.based CNB Bank Shares, Inc. on June 4 completed its acquisition of Jacksonville, Ill.-based Jacksonville Bancorp Inc
The subject's own siteobserved 3 days ago
Occurred
Oct 29, 2017
Firm news
Denver-Based Guaranty Bancorp Closes Castle Rock Bank Holding Buy Posted: 10/29/2017 Denver-based Guaranty Bancorp completed its acquisition of Castle Rock, Colo.-based Castle Rock Bank Holding Co. on Oct. 27
The subject's own siteobserved 3 days ago
Occurred
Jun 23, 2017
Firm news
Los Alamos National Bank Names CFO Posted: 06/23/2017 LOS ALAMOS, N.M.–June 23, 2017–On June 19, 2017, the Board of Directors of Los Alamos National Bank (“LANB” or the “Bank”), the wholly-owned subsidiary of Trinity Capital Corporation (the “Company”),...
The subject's own siteobserved 3 days ago
Occurred
May 1, 2017
Firm news
Nicolet-First Menasha Transaction Closes Posted: 05/01/2017 Green Bay, Wis.-based Nicolet Bankshares Inc. closed its deal with Neenah, Wis.-based First Menasha Bancshares Inc. on April 28.
The subject's own siteobserved 3 days ago
Occurred
May 23, 2016
Firm news
Bridgewater Bank Acquires First National Bank of the Lakes Posted: 05/23/2016 Bloomington, MN–(Bridgewater Bank)–Bridgewater Bank has completed an acquisition of First National Bank of the Lakes, headquartered in Orono, MN, effective May 20, 2016.
The subject's own siteobserved 3 days ago
Occurred
May 2, 2016
Firm news
Old National Bank Completes Acquisition of AnchorBank Posted: 05/02/2016 Old National Bank has finalized its purchase of Madison-based Anchor BanCorp Wisconsin Inc., the financial companies said Monday.
The subject's own siteobserved 3 days ago
Occurred
Jan 8, 2016
Firm news
Fast-Growing Bridgewater Bank Buys First National Bank of the Lakes Posted: 01/08/2016 Just a few months after securing funding to expand, Bloomington-based Bridgewater Bank says it has a deal to acquire First National Bank of the Lakes.
The subject's own siteobserved 3 days ago
Occurred
Mar 31, 2015
Person left
Sharon Krickl Moody (Cco Of Castle Creek Advisors Iv, Cas Crk Tarp Adv (Rl Adv), Cas Crk Class B Tarp Adv (Rl Adv), Cas Crk Spec Sit Adv (Rl Adv)) no longer on Schedule A of Castle Creek Advisors IV LLC
Form ADVobserved 6 days ago
Occurred
Nov 13, 2014
Person left
William John Ruh (President) no longer on Schedule A of Castle Creek Advisors IV LLC
Form ADVobserved 6 days ago

Show 14 bookkeeping events

Occurred
Mar 30, 2026
Castle Creek Capital: Private Equity Funds on Form ADV 6 (2024 extract) -> 9 (roster 2026-09-01)
Occurred
Mar 7, 2024
Fund 805-8672950056 no longer reported on Form ADV by Castle Creek Advisors IV LLC
Occurred
Mar 24, 2023
Castle Creek Capital Partners VII Co-Investment Fund L.P. first reported on Form ADV by Castle Creek Advisors IV LLC (Private Equity Fund), GAV $9,783,183
Occurred
Mar 24, 2023
Fund 805-3156886161 no longer reported on Form ADV by Castle Creek Advisors IV LLC
Occurred
Mar 24, 2023
Castle Creek Capital Partners Viii Co-Investment Fund a, LP first reported on Form ADV by Castle Creek Advisors IV LLC (Private Equity Fund), GAV $6,637,750
Occurred
Nov 18, 2021
Castle Creek Capital Partners Viii, LP first reported on Form ADV by Castle Creek Advisors IV LLC (Private Equity Fund), GAV $113,903,886
Occurred
Mar 31, 2021
Castle Creek Special Situations II, LP first reported on Form ADV by Castle Creek Advisors IV LLC (Private Equity Fund), GAV $23,089,137
Occurred
Mar 31, 2021
Fund 805-5221088726 no longer reported on Form ADV by Castle Creek Advisors IV LLC
Occurred
Mar 29, 2019
Castle Creek Capital Partners VII, LP first reported on Form ADV by Castle Creek Advisors IV LLC (Private Equity Fund), GAV $162,937,000
Occurred
Mar 29, 2018
Fund 805-4470884752 no longer reported on Form ADV by Castle Creek Advisors IV LLC
Occurred
Mar 31, 2017
Castle Creek Capital Partners VI, LP first reported on Form ADV by Castle Creek Advisors IV LLC (Private Equity Fund), GAV $71,737,000
Occurred
Mar 30, 2016
Fund 805-2318754742 no longer reported on Form ADV by Castle Creek Advisors IV LLC
Occurred
Mar 31, 2015
Fund 805-6745431856 no longer reported on Form ADV by Castle Creek Advisors IV LLC
Occurred
Nov 13, 2014
Castle Creek Ssf-D Investors, LP first reported on Form ADV by Castle Creek Advisors IV LLC (Private Equity Fund), GAV $65,000,000

Who to call

the organisation, the role and the published line, with the filing or website that published it; revealed to signed-in accounts

The firm's published line

Revealable: 1 business phone (Form ADV), 1 office address (Form ADV), 1 website (Form ADV) · as of 2026-09-13

Also named here, with no published line of their own (reach them through the firm): Deborah Sykes (Chief Financial Officer And Chief Compliance Officer), Nicole Aquino (Financial & Performance Analyst), Jennifer Lian (Office Manager / Executive Assistant), Spencer Cohn (Principal), Michael Thaden, CFA (Director), Christopher Eggemeyer (Vice President), Mitch McKhann, CFA (Senior Associate), David James Volk (President), Mark Gerard Merlo (President), Joseph Mikesell Thomas (President), John Matthew Eggemeyer (President), John Tomasz Pietrzak (President).

Who to call is the organisation, the person's role and the line they published themselves: a business phone, office address, website or profile link from Form ADV, Form 13F or their own website, with that source named on every value. The counts above are what a reveal returns; a personal email is rarely published, so most reveals are the firm's line. Never data bought from a provider, never anything personal. Reveals by plan

Provenance

Graph: Private Equity
Canonical id: dfx:pe:187c57be-7f30-4231-88bd-ad3edc2d68a8
First observed: Sep 13, 2026
Last observed: Sep 16, 2026 3 days ago
Source families: Federal regulator filings, Firm and issuer disclosures
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Castle Creek Advisors IV LLC

Private Equity

San Diego, CA

Castle Creek Capital

This is the graph view. The full profile, with its team, deals and sources, is on Private Equity.Open the full profile →

Search this name across graphsid dfx:pe:187c57be-7f30-4231-88bd-ad3edc2d68a8

Data as of Sep 16, 2026 (this record's last observation) from federal regulator filings, firm and issuer disclosures. Page built Sep 19, 2026, 9:54 PM UTC and rebuilt at most every 15 minutes.