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Private equityFirmbuyoutlower middle market

Windrose Advisors LLC

Private Equity

Waltham, MA

Windrose Advisors is an independent boutique wealth management firm that delivers sophisticated, customized investment advice to a select group of families.

This is the graph view. The full profile, with its team, deals and sources, is on Private Equity.Open the full profile →

Search this name across graphsid dfx:pe:1b06bb9f-928f-4bc1-ae1c-f2f7b30cc6c4

Data as of Sep 17, 2026 (this record's last observation) from federal regulator filings, firm and issuer disclosures. Page built Sep 20, 2026, 12:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 63
Dated events: 40
On other graphs: 5
Observed: Sep 13, 2026 to Sep 17, 2026
29 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

Windrose Advisors LLC

Venture manager · shared crd

Independent Sponsorsidentity

Windrose Advisors LLC

Capital provider to sponsors · shared crd

RIA / Wealth Managementidentity

WINDROSE ADVISORS LLC

Registered adviser · shared crd

Private Creditidentity

WINDROSE ADVISORS LLC

Private credit manager · shared crd

Real Estate Fundsidentity

Windrose Advisors LLC

Real estate fund manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Funds: 44
PE funds: 37
Vintages: 2013 to 2024
PE GAV, 2024 filing: $429Mgross asset value on Form ADV; never dry powder
Regulatory AUM: $2.5B
Investments: 0
Active investments: 0
Size band: LOWER MIDDLE MARKETderivedproxy: $0.43bn Private Equity Fund GAV on the Form ADV filed 2024-08-12
Latest ADV filing: Aug 12, 2024
Employees (ADV): 23
Website: windroseadvisor.com

Funds

Fund	Vintage	Lifecycle	ADV type	Form D sold	GAV
Windrose - Pcof IV LLC	2024	Unknown	Private Equity Fund	n/a	$1.8M
WA Private Credit Fund IV, LLC	2024	Unknown	Private Equity Fund	n/a	$2.3M
WA Private Equity Fund Xii, LLC	2024	Unknown	Private Equity Fund	n/a	$2.1M
WA Private Natural Resources Fund V, LLC	2024	Unknown	Private Equity Fund	n/a	$3.5M
WA Private Equity Fund Xi, Lc	2023	Early deployment	Private Equity Fund	n/a	$9.2M
Windrose - Vwh Fund III LLC	2023	Early deployment	Private Equity Fund	n/a	$5.6M
Windrose - First Boston Lending Pool IV	2022	Unknown	Real Estate Fund	n/a	$19.0M
Windrose - Kennedy Lewis III LLC	2022	Early deployment	Private Equity Fund	n/a	$5.4M
Windrose - Trf II LLC	2022	Early deployment	Private Equity Fund	n/a	$6.2M
Windrose - Co-Invest Edison Sbt LLC	2022	Early deployment	Private Equity Fund	n/a	$8.9M
WA Private Equity Fund X, Lc	2022	Early deployment	Private Equity Fund	n/a	$23.0M
WA Private Equity Fund Ix, Lc	2021	Unknown	Private Equity Fund	n/a	$31.6M
Windrose - Anr III Fund LLC	2021	Active deployment	Private Equity Fund	n/a	$5.9M
Windrose - Kennedy Lewis II LLC	2021	Active deployment	Private Equity Fund	n/a	$12.6M
Windrose Opportunities Fund LLC	2021	Unknown	Private Equity Fund	n/a	$12.6M
Windrose - Wrpv Xiv LLC	2021	Active deployment	Real Estate Fund	n/a	$7.1M
WA Private Equity Fund Viii, Lc	2020	Mature	Private Equity Fund	n/a	$22.1M
Windrose-Vwh Fund LLC	2018	Mature	Private Equity Fund	n/a	$3.6M
Windrose Ndcr South Boston LLC	2018	Mature	Real Estate Fund	n/a	$19.6M
Windrose- Lateral LLC	2018	Mature	Private Equity Fund	n/a	$20.1M
Windrose- Kennedy Lewis LLC	2018	Harvest	Private Equity Fund	n/a	$5.8M
Windrose Ecf Xi LLC	2018	Mature	Private Equity Fund	n/a	$6.3M
Windrose Wrpv Xiii LLC	2018	Unknown	Real Estate Fund	n/a	$11.7M
Windrose - Fb Lending Pool III LLC	2018	Wound down	Other Private Fund	n/a	$5.1M
WA Private Equity Fund VII, LLC	2018	Unknown	Private Equity Fund	n/a	$45.1M

Relationships

Employs (13)

→ Adam LaddPersonVice President
factThe subject's own site
→ Kenneth Robert PolayPersonPartner
Jan 1, 2023 to presentfactForm ADV
→ DAN FiremanPersonOwner
Jan 1, 2023 to presentfactForm ADV
→ Gildas QuinquisPersonPartner And Chief Investment Officer
Dec 1, 2017 to presentfactForm ADV
→ Paul Scott PomerantzPersonChief Compliance Officer
Nov 1, 2009 to Mar 26, 2014inferenceForm ADV
→ William a HeitinPersonChief Executive Officer And President
Aug 1, 2009 to presentfactForm ADV
→ Paul Kenneth MutchPersonManaging Director
Jan 1, 2023 to presentfactForm ADV
→ John Dietrich HaasePersonManaging Partner
May 1, 2010 to Jan 26, 2023inferenceForm ADV
→ Jeffrey William ReinkePersonDirector, Chief Operations Officer And Chief Compliance Officer
Jan 1, 2014 to Mar 29, 2018inferenceForm ADV
→ Stephen Liam PatrickPersonShareholder
Aug 1, 2009 to May 3, 2012inferenceForm ADV
→ Jamie HudsonPersonShareholder
Aug 1, 2009 to May 3, 2012inferenceForm ADV
→ Joseph FarinaPersonShareholder
Aug 1, 2009 to May 3, 2012inferenceForm ADV
→ Paul Barry FiremanPersonShareholder
Aug 1, 2009 to May 3, 2012inferenceForm ADV

Firm member (1)

→ WindroseFirmAnchor adviser
factDFX's own graph

Manages (44)

→ WA Private Credit Fund IV, LLCFundPrivate Equity Fund
Mar 27, 2024 to presentfactForm ADV
→ Windrose - Co-Invest Edison Sbt LLCFundPrivate Equity Fund
Mar 29, 2022 to presentfactForm ADV
→ Windrose - Kennedy Lewis III LLCFundPrivate Equity Fund
Mar 29, 2022 to presentfactForm ADV
→ WA Private Equity Fund Xi, LcFundPrivate Equity Fund
Mar 29, 2023 to presentfactForm ADV
→ Windrose - Vwh Fund III LLCFundPrivate Equity Fund
Mar 29, 2023 to presentfactForm ADV
→ Windrose - Pcof IV LLCFundPrivate Equity Fund
Mar 27, 2024 to presentfactForm ADV
→ WA Private Natural Resources Fund V, LLCFundPrivate Equity Fund
Mar 27, 2024 to presentfactForm ADV
→ WA Private Equity Fund Xii, LLCFundPrivate Equity Fund
Mar 27, 2024 to presentfactForm ADV
→ Fca-Berkshire LLCFundPrivate Equity Fund
Mar 30, 2012 to presentfactForm ADV
→ WA Ares LLCFundPrivate Equity Fund
Sep 12, 2012 to presentfactForm ADV
→ Windrose - Advent VII LLCFundPrivate Equity Fund
Mar 27, 2013 to presentfactForm ADV
→ Windrose- Xpe VI LLCFundPrivate Equity Fund
Mar 25, 2015 to presentfactForm ADV
→ Windrose - Mep IV LLCFundPrivate Equity Fund
Mar 25, 2015 to presentfactForm ADV
→ Windrose - Ovp IV LLCFundPrivate Equity Fund
Mar 25, 2015 to presentfactForm ADV
→ Windrose - Tb IV LLCFundPrivate Equity Fund
Mar 25, 2015 to presentfactForm ADV
→ Windorse- Eaf VII LLCFundPrivate Equity Fund
Mar 24, 2016 to presentfactForm ADV
→ Windrose - Energy Fund IV LLCFundPrivate Equity Fund
Mar 24, 2016 to presentfactForm ADV
→ Windrose - Ivp Xv LLCFundPrivate Equity Fund
Mar 24, 2016 to presentfactForm ADV
→ Windrose - Av LLCFundPrivate Equity Fund
Mar 24, 2016 to presentfactForm ADV
→ Windrose - Acg LLCFundPrivate Equity Fund
Mar 24, 2016 to presentfactForm ADV
→ Windrose - Sc II LLCFundPrivate Equity Fund
Mar 24, 2016 to presentfactForm ADV
→ WA Private Equity Fund V, LcFundPrivate Equity Fund
May 25, 2016 to presentfactForm ADV
→ Windrose - Nbw LLCFundOther Private Fund
Mar 24, 2017 to presentfactForm ADV
→ WA Private Equity Fund VI, LLCFundPrivate Equity Fund
Mar 24, 2017 to presentfactForm ADV
→ Windrose - Berkshire Ix LLCFundPrivate Equity Fund
Mar 24, 2017 to presentfactForm ADV
→ Windrose - Anr Fund LLCFundPrivate Equity Fund
Mar 24, 2017 to presentfactForm ADV
→ Windrose - Advent Viii LLCFundPrivate Equity Fund
Mar 24, 2017 to presentfactForm ADV
→ Windrose Ecf Xi LLCFundPrivate Equity Fund
Mar 29, 2018 to presentfactForm ADV
→ Windrose Wrpv Xiii LLCFundPrivate Equity Fund
Mar 29, 2018 to presentfactForm ADV
→ Windrose - Fb Lending Pool III LLCFundOther Private Fund
Jul 24, 2018 to presentfactForm ADV
and 14 more

Owns (4)

← DF Capital LLCFirmShareholder
Dec 1, 2019 to presentfactForm ADV
← Phyllis Fireman Reebok Grat FBO Daniel FiremanFirmShareholder
Sep 1, 2022 to presentfactForm ADV
← DF Capital II LLCFirmShareholder
Jan 1, 2023 to presentfactForm ADV
← Phyllis Fireman Reebok Grat FBO Lori BaldwinFirmShareholder
Jan 1, 2023 to presentfactForm ADV

Dated events

34 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Jan 26, 2023
Person left
John Dietrich Haase (Managing Partner) no longer on Schedule A of Windrose Advisors LLC
Form ADVobserved 6 days ago
Occurred
Jan 1, 2023
Person joined
Kenneth Robert Polay joined Schedule A of Windrose Advisors LLC as Partner And Chief Executive Officer
Form ADVobserved 6 days ago
Occurred
Jan 1, 2023
Person joined
Paul Kenneth Mutch joined Schedule A of Windrose Advisors LLC as Managing Director
Form ADVobserved 6 days ago
Occurred
Mar 29, 2018
Person left
Jeffrey William Reinke (Director, Chief Operations Officer And Chief Compliance Officer) no longer on Schedule A of Windrose Advisors LLC
Form ADVobserved 6 days ago
Occurred
Dec 1, 2017
Person joined
Gildas Quinquis joined Schedule A of Windrose Advisors LLC as Chief Investment Officer
Form ADVobserved 6 days ago
Occurred
Jul 1, 2017
Person joined
Paul Scott Pomerantz joined Schedule A of Windrose Advisors LLC as Chief Compliance Officer
Form ADVobserved 6 days ago

Show 34 bookkeeping events

Occurred
Mar 31, 2026
Windrose Advisors LLC: Private Equity Funds on Form ADV 34 (2024 extract) -> 23 (roster 2026-09-01)
Occurred
Mar 27, 2024
WA Private Credit Fund IV, LLC first reported on Form ADV by Windrose Advisors LLC (Private Equity Fund), GAV $2,339,910
Occurred
Mar 27, 2024
Windrose - Pcof IV LLC first reported on Form ADV by Windrose Advisors LLC (Private Equity Fund), GAV $1,824,583
Occurred
Mar 27, 2024
WA Private Natural Resources Fund V, LLC first reported on Form ADV by Windrose Advisors LLC (Private Equity Fund), GAV $3,489,099
Occurred
Mar 27, 2024
WA Private Equity Fund Xii, LLC first reported on Form ADV by Windrose Advisors LLC (Private Equity Fund), GAV $2,090,414
Occurred
Mar 29, 2023
Windrose - Vwh Fund III LLC first reported on Form ADV by Windrose Advisors LLC (Private Equity Fund), GAV $2,056,395
Occurred
Mar 29, 2023
WA Private Equity Fund Xi, Lc first reported on Form ADV by Windrose Advisors LLC (Private Equity Fund), GAV $4,263,890
Occurred
Mar 29, 2022
WA Private Equity Fund X, Lc first reported on Form ADV by Windrose Advisors LLC (Private Equity Fund), GAV $11,158,584
Occurred
Mar 29, 2022
Fund 805-6010984957 no longer reported on Form ADV by Windrose Advisors LLC
Occurred
Mar 29, 2022
Windrose - Kennedy Lewis III LLC first reported on Form ADV by Windrose Advisors LLC (Private Equity Fund), GAV $1,390,010
Occurred
Mar 29, 2022
Windrose - Co-Invest Edison Sbt LLC first reported on Form ADV by Windrose Advisors LLC (Private Equity Fund), GAV $4,480,647
Occurred
Mar 29, 2022
Windrose - First Boston Lending Pool IV first reported on Form ADV by Windrose Advisors LLC (Private Equity Fund), GAV $24,237,125
Occurred
Mar 29, 2022
Windrose - Trf II LLC first reported on Form ADV by Windrose Advisors LLC (Private Equity Fund), GAV $1,606,564
Occurred
Mar 26, 2021
Windrose - Kennedy Lewis II LLC first reported on Form ADV by Windrose Advisors LLC (Private Equity Fund), GAV $3,470,753
Occurred
Mar 26, 2021
Windrose Opportunities Fund LLC first reported on Form ADV by Windrose Advisors LLC (Private Equity Fund), GAV $108,696,122
Occurred
Mar 26, 2021
Windrose - Anr III Fund LLC first reported on Form ADV by Windrose Advisors LLC (Private Equity Fund), GAV $92,143
Occurred
Mar 26, 2021
WA Private Equity Fund Ix, Lc first reported on Form ADV by Windrose Advisors LLC (Private Equity Fund), GAV $5,019,582
Occurred
Mar 26, 2021
Windrose - Wrpv Xiv LLC first reported on Form ADV by Windrose Advisors LLC (Private Equity Fund), GAV $50,855
Occurred
Mar 31, 2020
WA Private Equity Fund Viii, Lc first reported on Form ADV by Windrose Advisors LLC (Private Equity Fund), GAV $2,900,013
Occurred
Mar 27, 2019
Fund 805-6485251100 no longer reported on Form ADV by Windrose Advisors LLC
Occurred
Nov 19, 2018
WA Private Equity Fund VII, LLC first reported on Form ADV by Windrose Advisors LLC (Private Equity Fund), GAV $1,640,000
Occurred
Nov 19, 2018
Windrose-Vwh Fund LLC first reported on Form ADV by Windrose Advisors LLC (Private Equity Fund), GAV $420,905
Occurred
Nov 19, 2018
Windrose- Lateral LLC first reported on Form ADV by Windrose Advisors LLC (Private Equity Fund), GAV $2,425,000
Occurred
Nov 19, 2018
Windrose Ndcr South Boston LLC first reported on Form ADV by Windrose Advisors LLC (Private Equity Fund), GAV $3,240,000
Occurred
Nov 6, 2018
Windrose- Kennedy Lewis LLC first reported on Form ADV by Windrose Advisors LLC (Private Equity Fund), GAV $5,440,246
Occurred
Jul 24, 2018
Windrose - Fb Lending Pool III LLC first reported on Form ADV by Windrose Advisors LLC (Other Private Fund), GAV $4,858,000
Occurred
Mar 29, 2018
Fund 805-5067073802 no longer reported on Form ADV by Windrose Advisors LLC
Occurred
Mar 29, 2018
Fund 805-9902183543 no longer reported on Form ADV by Windrose Advisors LLC
Occurred
Mar 29, 2018
Fund 805-9332023298 no longer reported on Form ADV by Windrose Advisors LLC
Occurred
Mar 29, 2018
Windrose Wrpv Xiii LLC first reported on Form ADV by Windrose Advisors LLC (Private Equity Fund), GAV $345,866
Occurred
Mar 29, 2018
Windrose Ecf Xi LLC first reported on Form ADV by Windrose Advisors LLC (Private Equity Fund), GAV $204,547
Occurred
Mar 24, 2017
Windrose - Berkshire Ix LLC first reported on Form ADV by Windrose Advisors LLC (Private Equity Fund)
Occurred
Mar 24, 2017
WA Private Equity Fund VI, LLC first reported on Form ADV by Windrose Advisors LLC (Private Equity Fund)
Occurred
Mar 24, 2017
Windrose - Advent Viii LLC first reported on Form ADV by Windrose Advisors LLC (Private Equity Fund)

Who to call

the organisation, the role and the published line, with the filing or website that published it; revealed to signed-in accounts

The firm's published line

Revealable: 1 business phone (Form ADV), 1 office address (Form ADV), 1 website (Form ADV), 1 work email (firm website) · as of 2026-09-17

Also named here, with no published line of their own (reach them through the firm): Adam Ladd (Vice President), Kenneth Robert Polay (Partner), DAN Fireman (Owner), Gildas Quinquis (Partner And Chief Investment Officer), Paul Scott Pomerantz (Controller And Chief Compliance Officer), William a Heitin (Chief Executive Officer And President), Paul Kenneth Mutch (Managing Director).

Who to call is the organisation, the person's role and the line they published themselves: a business phone, office address, website or profile link from Form ADV, Form 13F or their own website, with that source named on every value. The counts above are what a reveal returns; a personal email is rarely published, so most reveals are the firm's line. Never data bought from a provider, never anything personal. Reveals by plan

Provenance

Graph: Private Equity
Canonical id: dfx:pe:1b06bb9f-928f-4bc1-ae1c-f2f7b30cc6c4
First observed: Sep 13, 2026
Last observed: Sep 17, 2026 2 days ago
Source families: Federal regulator filings, Firm and issuer disclosures
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Windrose Advisors LLC

Private Equity

Waltham, MA

Windrose Advisors is an independent boutique wealth management firm that delivers sophisticated, customized investment advice to a select group of families.

This is the graph view. The full profile, with its team, deals and sources, is on Private Equity.Open the full profile →

Search this name across graphsid dfx:pe:1b06bb9f-928f-4bc1-ae1c-f2f7b30cc6c4

Data as of Sep 17, 2026 (this record's last observation) from federal regulator filings, firm and issuer disclosures. Page built Sep 20, 2026, 12:03 AM UTC and rebuilt at most every 15 minutes.