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Advanced Equities, Inc.

Private Equity

Chicago, IL

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Data as of Sep 16, 2026 (this record's last observation) from federal regulator filings, firm and issuer disclosures. Page built Sep 20, 2026, 2:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 145
Dated events: 40
On other graphs: 1
Observed: Sep 13, 2026 to Sep 16, 2026
19 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

RIA / Wealth Managementidentity

ADVANCED EQUITIES, INC.

Registered adviser · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Funds: 132
PE funds: 132
Vintages: 2006 to 2011
Regulatory AUM: $868M
Investments: 0
Active investments: 0
Size band: UNSIZEDderivedno Private Equity Fund GAV on a filing from 2021 or later
Latest ADV filing: Oct 18, 2012
Website: advancedequities.com

Funds

Fund	Vintage	Lifecycle	ADV type	Form D sold	GAV
AEI 2011 Ventures II, LLC	2011	Mature	Private Equity Fund	n/a	$40,900
AEI 2011 Ventures I, LLC	2011	Mature	Private Equity Fund	n/a	$397,900
AEI 2010 Semiconductor Venture I, LLC	2010	Harvest	Private Equity Fund	n/a	$25,000
AEI 2010 Semiconductor Venture II, LLC	2010	Harvest	Private Equity Fund	n/a	$100,000
AEI 2010 Ventures I, LLC	2010	Harvest	Private Equity Fund	n/a	$394,766
AEI 2010 Cleantech Ventures II, LLC	2010	Harvest	Private Equity Fund	n/a	$16.9M
AEI 2010 Ventures II, LLC	2010	Harvest	Private Equity Fund	n/a	$393,682
AEI 2010 Cleantech Ventures I, LLC	2010	Harvest	Private Equity Fund	n/a	$7.7M
AEI 2008 Cleantech Investments II, LLC	2008	Harvest	Private Equity Fund	n/a	$9.5M
AEI 2008 Venture Investments I, LLC	2008	Harvest	Private Equity Fund	n/a	$10.3M
AEI 2008 Cleantech Investments I, LLC	2008	Harvest	Private Equity Fund	n/a	$4.4M
AEI 2008 Venture Investments II, LLC	2008	Harvest	Private Equity Fund	n/a	$5.3M
AEI 2007 Venture Investments I, LLC	2007	Mature	Private Equity Fund	n/a	$4.3M
AEI 2007 Venture Investments II, LLC	2007	Mature	Private Equity Fund	n/a	$10.3M
AEI 2007 Venture Access Fund II, LLC	2007	Harvest	Private Equity Fund	n/a	$4.5M
AEI 2007 Venture Investments IV, LLC	2007	Harvest	Private Equity Fund	n/a	$8.8M
AEI 2007 Venture Access Fund I, LLC	2007	Harvest	Private Equity Fund	n/a	$4.2M
AEI 2007 Venture Investments III, LLC	2007	Harvest	Private Equity Fund	n/a	$5.0M
AEI 2006 Venture Investments IV, LLC	2006	Harvest	Private Equity Fund	n/a	$2.6M
AEI 2006 Venture Investments III, LLC	2006	Harvest	Private Equity Fund	n/a	$3.7M
AEI 2006 Venture Investments II, LLC	2006	Harvest	Private Equity Fund	n/a	$8.7M
AEI 2006 Venture Investments I, LLC	2006	Harvest	Private Equity Fund	n/a	$3.3M
Advanced Equities Investments Xxix, LLC	n/a	Harvest	Private Equity Fund	n/a	$1.3M
Advanced Equities Greenvision Investments II, LLC	n/a	Harvest	Private Equity Fund	n/a	$17.5M
Advanced Equities Venture Partners II, LP	n/a	Harvest	Private Equity Fund	n/a	$30.4M

Relationships

showing 80 of 145

Employs (10)

→ Byron Keith CrowePersonPresident
Oct 1, 2012 to presentfactForm ADV
→ Leonidas Carter MechamPersonChief Financial Officer
Oct 1, 2012 to presentfactForm ADV
→ David Shawn RogersPersonNational Sales Director
Nov 1, 2011 to presentfactForm ADV
→ Keith Gregory DaubenspeckPersonChairman Aefc
Nov 1, 1998 to presentfactForm ADV
→ Brian BenderPersonRosfp
Mar 1, 2008 to presentfactForm ADV
→ Basil ChristakosPersonCompliance And Branch Manager - New York
Jan 1, 2012 to presentfactForm ADV
→ Saju BahuleyanPersonFinop
Jul 1, 2010 to presentfactForm ADV
→ Gerald Palmer PascalPersonAml Compliance Officer
Oct 1, 2011 to presentfactForm ADV
→ Keith Enrique BeckPersonBranch Manager- Chicago
Oct 1, 2011 to presentfactForm ADV
→ Matthew S GartnerPersonCompliance Manager - Chicago
Oct 1, 2011 to presentfactForm ADV

Manages (70)

→ AQP, LLCFundPrivate Equity Fund
Mar 28, 2012 to presentfactForm ADV
→ AEI Tethys II, LLCFundPrivate Equity Fund
Mar 28, 2012 to presentfactForm ADV
→ AEI Trilogy Fund I, LLCFundPrivate Equity Fund
Mar 28, 2012 to presentfactForm ADV
→ Innovative Technology Partners I, LPFundPrivate Equity Fund
Mar 28, 2012 to presentfactForm ADV
→ Advanced Equities Force10 Investments I, LLCFundPrivate Equity Fund
Mar 28, 2012 to presentfactForm ADV
→ Advanced Equities Easic Investments II, LLCFundPrivate Equity Fund
Mar 28, 2012 to presentfactForm ADV
→ AEI Fisker VI, LLCFundPrivate Equity Fund
Mar 28, 2012 to presentfactForm ADV
→ AEI Silicon Valley Fund III, LLCFundPrivate Equity Fund
Mar 28, 2012 to presentfactForm ADV
→ Innovative Technology Partners II, LPFundPrivate Equity Fund
Mar 28, 2012 to presentfactForm ADV
→ Advanced Equities Alien Investments III, LLCFundPrivate Equity Fund
Mar 28, 2012 to presentfactForm ADV
→ Advanced Equities Alien Series I Investments I, LLCFundPrivate Equity Fund
Mar 28, 2012 to presentfactForm ADV
→ Advanced Equities Alien Series I Investments II, LLCFundPrivate Equity Fund
Mar 28, 2012 to presentfactForm ADV
→ Advanced Equities Altra Investments I, LLCFundPrivate Equity Fund
Mar 28, 2012 to presentfactForm ADV
→ Advanced Equities Altra Investments II, LLCFundPrivate Equity Fund
Mar 28, 2012 to presentfactForm ADV
→ Advanced Equities Altra Investments III, LLCFundPrivate Equity Fund
Mar 28, 2012 to presentfactForm ADV
→ Advanced Equities Altra Investments IV, LLCFundPrivate Equity Fund
Mar 28, 2012 to presentfactForm ADV
→ Advanced Equities Azul Investments I, LLCFundPrivate Equity Fund
Mar 28, 2012 to presentfactForm ADV
→ Advanced Equities Easic Investments I, LLCFundPrivate Equity Fund
Mar 28, 2012 to presentfactForm ADV
→ Advanced Equities Cilion Investments I, LLCFundPrivate Equity Fund
Mar 28, 2012 to presentfactForm ADV
→ Advanced Equities Force10 Investments II, LLCFundPrivate Equity Fund
Mar 28, 2012 to presentfactForm ADV
→ Advanced Equities Greentech Investments I, LLCFundPrivate Equity Fund
Mar 28, 2012 to presentfactForm ADV
→ Advanced Equities Greentech Investments II, LLCFundPrivate Equity Fund
Mar 28, 2012 to presentfactForm ADV
→ Advanced Equities Greentech Investments III, LLCFundPrivate Equity Fund
Mar 28, 2012 to presentfactForm ADV
→ Advanced Equities Greentech Investments IV, LLCFundPrivate Equity Fund
Mar 28, 2012 to presentfactForm ADV
→ Advanced Equities Greenvision Investments I, LLCFundPrivate Equity Fund
Mar 28, 2012 to presentfactForm ADV
→ Advanced Equities Greenvision Investments II, LLCFundPrivate Equity Fund
Mar 28, 2012 to presentfactForm ADV
→ Advanced Equities Investments IV, LLCFundPrivate Equity Fund
Mar 28, 2012 to presentfactForm ADV
→ Advanced Equities Investments Ix, LLCFundPrivate Equity Fund
Mar 28, 2012 to presentfactForm ADV
→ Advanced Equities Investments VI, LLCFundPrivate Equity Fund
Mar 28, 2012 to presentfactForm ADV
→ Advanced Equities Investments Viii, LLCFundPrivate Equity Fund
Mar 28, 2012 to presentfactForm ADV
and 40 more

Dated events

36 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Oct 16, 2012
Person left
Michael Edward Dockendorf (President) no longer on Schedule A of Advanced Equities, Inc.
Form ADVobserved 6 days ago
Occurred
Oct 1, 2012
Person joined
Leonidas Carter Mecham joined Schedule A of Advanced Equities, Inc. as Chief Financial Officer
Form ADVobserved 6 days ago
Occurred
Aug 22, 2012
Person left
Dwight Oliver Badger (Ceo Of Aefc And Sole Board Member Aei) no longer on Schedule A of Advanced Equities, Inc.
Form ADVobserved 6 days ago
Occurred
Mar 28, 2012
Adviser first adv filing
Advanced Equities, Inc. first filed Form ADV in the extract (IA)
Form ADVobserved 6 days ago

Show 36 bookkeeping events

Occurred
Sep 1, 2026
Adviser CRD 35545 is not on the SEC registered or exempt adviser roster of 2026-09-01
Occurred
Mar 28, 2012
Advanced Equities Investments Xxix, LLC first reported on Form ADV by Advanced Equities, Inc. (Private Equity Fund), GAV $1,336,592
Occurred
Mar 28, 2012
Advanced Equities Investments Xxviii, LLC first reported on Form ADV by Advanced Equities, Inc. (Private Equity Fund), GAV $3,338,483
Occurred
Mar 28, 2012
Advanced Equities Investments Xxxiii, LLC first reported on Form ADV by Advanced Equities, Inc. (Private Equity Fund), GAV $2,205,500
Occurred
Mar 28, 2012
Advanced Equities Iskoot Investments I, LLC first reported on Form ADV by Advanced Equities, Inc. (Private Equity Fund), GAV $405,292
Occurred
Mar 28, 2012
Advanced Equities Iskoot Investments II, LLC first reported on Form ADV by Advanced Equities, Inc. (Private Equity Fund), GAV $925,989
Occurred
Mar 28, 2012
Advanced Equities Markettools Investments I, LLC first reported on Form ADV by Advanced Equities, Inc. (Private Equity Fund), GAV $3,118,540
Occurred
Mar 28, 2012
Advanced Equities Miradia Investments II, LLC first reported on Form ADV by Advanced Equities, Inc. (Private Equity Fund), GAV $47,169
Occurred
Mar 28, 2012
Advanced Equities Netxen Investments I, LLC first reported on Form ADV by Advanced Equities, Inc. (Private Equity Fund), GAV $256,772
Occurred
Mar 28, 2012
Advanced Equities Netxen Investments II, LLC first reported on Form ADV by Advanced Equities, Inc. (Private Equity Fund), GAV $1,532,604
Occurred
Mar 28, 2012
Advanced Equities Presto Investments I, LLC first reported on Form ADV by Advanced Equities, Inc. (Private Equity Fund), GAV $824,285
Occurred
Mar 28, 2012
Advanced Equities Quantia Investments I, LLC first reported on Form ADV by Advanced Equities, Inc. (Private Equity Fund), GAV $1,690,000
Occurred
Mar 28, 2012
Advanced Equities Sezmi Investments I, LLC first reported on Form ADV by Advanced Equities, Inc. (Private Equity Fund), GAV $1,749,332
Occurred
Mar 28, 2012
Advanced Equities Solfocus Investments I, LLC first reported on Form ADV by Advanced Equities, Inc. (Private Equity Fund), GAV $4,923,487
Occurred
Mar 28, 2012
Advanced Equities Solfocus Investments II, LLC first reported on Form ADV by Advanced Equities, Inc. (Private Equity Fund), GAV $19,192,254
Occurred
Mar 28, 2012
Advanced Equities Suniva Investments I, LLC first reported on Form ADV by Advanced Equities, Inc. (Private Equity Fund), GAV $3,022,095
Occurred
Mar 28, 2012
Advanced Equities Suniva Investments II, LLC first reported on Form ADV by Advanced Equities, Inc. (Private Equity Fund), GAV $8,552,225
Occurred
Mar 28, 2012
Advanced Equities Teneros Investments I, LLC first reported on Form ADV by Advanced Equities, Inc. (Private Equity Fund), GAV $25,927
Occurred
Mar 28, 2012
Advanced Equities Teneros Investments II, LLC first reported on Form ADV by Advanced Equities, Inc. (Private Equity Fund), GAV $94,597
Occurred
Mar 28, 2012
AEI F10 Investments I, LLC first reported on Form ADV by Advanced Equities, Inc. (Private Equity Fund), GAV $122,891
Occurred
Mar 28, 2012
AEI Fisker Investments I, LLC first reported on Form ADV by Advanced Equities, Inc. (Private Equity Fund), GAV $13,326,569
Occurred
Mar 28, 2012
AEI Fisker Investments II, LLC first reported on Form ADV by Advanced Equities, Inc. (Private Equity Fund), GAV $50,158,559
Occurred
Mar 28, 2012
AEI Fisker Investments III, LLC first reported on Form ADV by Advanced Equities, Inc. (Private Equity Fund), GAV $11,358,441
Occurred
Mar 28, 2012
AEI Fisker Investments IV, LLC first reported on Form ADV by Advanced Equities, Inc. (Private Equity Fund), GAV $38,615,187
Occurred
Mar 28, 2012
AEI Fisker VII, LLC first reported on Form ADV by Advanced Equities, Inc. (Private Equity Fund), GAV $5,283,458
Occurred
Mar 28, 2012
AEI Fisker Viii, LLC first reported on Form ADV by Advanced Equities, Inc. (Private Equity Fund), GAV $24,080,116
Occurred
Mar 28, 2012
AEI Patron I, LLC first reported on Form ADV by Advanced Equities, Inc. (Private Equity Fund), GAV $297,500
Occurred
Mar 28, 2012
AEI Patron II, LLC first reported on Form ADV by Advanced Equities, Inc. (Private Equity Fund), GAV $901,500
Occurred
Mar 28, 2012
AEI Patron III, LLC first reported on Form ADV by Advanced Equities, Inc. (Private Equity Fund), GAV $750,000
Occurred
Mar 28, 2012
AEI Quantia Investments III, LLC first reported on Form ADV by Advanced Equities, Inc. (Private Equity Fund), GAV $2,652,200
Occurred
Mar 28, 2012
AEI Serious Materials Investments I, LLC first reported on Form ADV by Advanced Equities, Inc. (Private Equity Fund), GAV $2,708,003
Occurred
Mar 28, 2012
AEI Serious Materials Investments II, LLC first reported on Form ADV by Advanced Equities, Inc. (Private Equity Fund), GAV $9,134,574
Occurred
Mar 28, 2012
AEI Sezmi Investments III, LLC first reported on Form ADV by Advanced Equities, Inc. (Private Equity Fund), GAV $454,414
Occurred
Mar 28, 2012
AEI Sezmi Investments IV, LLC first reported on Form ADV by Advanced Equities, Inc. (Private Equity Fund), GAV $1,068,993
Occurred
Mar 28, 2012
AEI Silicon Valley Fund II, LLC first reported on Form ADV by Advanced Equities, Inc. (Private Equity Fund), GAV $16,842,220
Occurred
Mar 28, 2012
AEI Suniva Investments III, LLC first reported on Form ADV by Advanced Equities, Inc. (Private Equity Fund), GAV $1,098,565

Who to call

the organisation, the role and the published line, with the filing or website that published it; revealed to signed-in accounts

The firm's published line

Revealable: 1 business phone (Form ADV), 1 office address (Form ADV), 1 website (Form ADV) · as of 2026-09-13

Also named here, with no published line of their own (reach them through the firm): Byron Keith Crowe (President), Leonidas Carter Mecham (Chief Financial Officer), David Shawn Rogers (National Sales Director), Keith Gregory Daubenspeck (Chairman Aefc), Brian Bender (Rosfp), Basil Christakos (Compliance And Branch Manager - New York), Saju Bahuleyan (Finop), Gerald Palmer Pascal (Aml Compliance Officer), Keith Enrique Beck (Branch Manager- Chicago), Matthew S Gartner (Compliance Manager - Chicago).

Who to call is the organisation, the person's role and the line they published themselves: a business phone, office address, website or profile link from Form ADV, Form 13F or their own website, with that source named on every value. The counts above are what a reveal returns; a personal email is rarely published, so most reveals are the firm's line. Never data bought from a provider, never anything personal. Reveals by plan

Provenance