DFX Intelligence

Data Factory

Private equityFirmbuyout · probablelower middle market

Saratoga Management Company LLC

Private Equity

New York, NY

Saratoga Partners delivers creative capital solutions for our business partners’ growth needs. Invest Partner RESOURCE FOR MIDDLE MARKET CAPITAL NEEDS We

This is the graph view. The full profile, with its team, deals and sources, is on Private Equity.Open the full profile →

Search this name across graphsid dfx:pe:72ca59f0-1393-43d0-9a9a-6f8510dbbf3f

Data as of Sep 17, 2026 (this record's last observation) from federal regulator filings, firm and issuer disclosures. Page built Sep 19, 2026, 1:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 19
Dated events: 13
On other graphs: 2
Observed: Sep 13, 2026 to Sep 17, 2026
35 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Independent Sponsorsidentity

Saratoga Management Company LLC

Capital provider to sponsors · shared crd

RIA / Wealth Managementidentity

SARATOGA MANAGEMENT COMPANY LLC

Registered adviser · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Funds: 1
PE funds: 1
PE GAV, 2024 filing: $12.4Mgross asset value on Form ADV; never dry powder
Regulatory AUM: $2.2B
Investments: 0
Active investments: 0
Size band: LOWER MIDDLE MARKETderivedproxy: $0.01bn Private Equity Fund GAV on the Form ADV filed 2024-03-28
Stated sectors: consumer,food_beverage,energy,education,media_telecom
Stated control: control
Latest ADV filing: Mar 28, 2024
Employees (ADV): 5
Website: saratogapartners.com

Funds

Fund	Vintage	Lifecycle	ADV type	Form D sold	GAV	LPs
Saratoga Partners, IV LP	n/a	Mature	Private Equity Fund	n/a	$12.4M	0

Relationships

Employs (17)

→ Will HarePersonAssociate
factThe subject's own site
→ Brandon BudooPersonAssociate
factThe subject's own site
→ Quin CrowleyPersonSenior Associate
factThe subject's own site
→ Connor VerrettPersonAssociate
factThe subject's own site
→ Alexander Nelson-GroocockPersonAssociate
factThe subject's own site
→ James SolteszPersonInvestment Manager
factThe subject's own site
→ Andrew KirbyPersonVice President
factThe subject's own site
→ Jonathan CohenPersonVice President
factThe subject's own site
→ Matt DoanePersonVice President
factThe subject's own site
→ Catherine GaoPersonVice President
factThe subject's own site
→ Walker RanneyPersonVice President
factThe subject's own site
→ Roy KennanPersonVice President
factThe subject's own site
→ Chris SandersonPersonSenior Associate
factThe subject's own site
→ Christian Long OberbeckPersonManaging Member/Ceo
Feb 1, 1995 to presentfactForm ADV
→ Henri John SteenkampPersonChief Compliance Officer; Chief Financial Officer
Mar 1, 2014 to presentfactForm ADV
→ Michael Joseph GrisiusPersonChief Investment Officer
Jul 1, 2011 to Mar 29, 2019inferenceForm ADV
→ Richard Andrew PetrocelliPersonCfo/Cco
Sep 1, 1998 to Mar 26, 2014inferenceForm ADV

Manages (1)

→ Saratoga Partners, IV LPFundPrivate Equity Fund
Feb 24, 2012 to presentfactForm ADV

Dated events

8 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Nov 1, 2022
Person joined
Michael Joseph Grisius joined Schedule A of Saratoga Management Company LLC as Co-Managing Partner
Form ADVobserved 5 days ago
Occurred
Mar 29, 2019
Person left
Michael Joseph Grisius (Chief Investment Officer) no longer on Schedule A of Saratoga Management Company LLC
Form ADVobserved 5 days ago
Occurred
Mar 26, 2014
Person left
Richard Andrew Petrocelli (Cfo/Cco) no longer on Schedule A of Saratoga Management Company LLC
Form ADVobserved 5 days ago
Occurred
Mar 1, 2014
Person joined
Henri John Steenkamp joined Schedule A of Saratoga Management Company LLC as Interim Chief Compliance Officer; Interim Chief Financial Officer
Form ADVobserved 5 days ago
Occurred
Feb 24, 2012
Adviser first adv filing
Saratoga Management Company LLC first filed Form ADV in the extract (IA)
Form ADVobserved 5 days ago

Show 8 bookkeeping events

First seen by DFX
Sep 17, 2026
date not stated
AICA NAVigator Interview Chris Oberbeck, Chairman of the Board, CEO & President @ Saratoga Investment Corp. on Private Credit
First seen by DFX
Sep 17, 2026
date not stated
BDCs vs. REITs: Which One Is The Right Choice For You? Here, we will compare and contrast REITs vs BDCs to help you determine which investment option addresses your financial goals and risk tolerance.
First seen by DFX
Sep 17, 2026
date not stated
Q&A with Christian L. Oberbeck: BDCs as investment vehicles
First seen by DFX
Sep 17, 2026
date not stated
Part 1- BDC: The CFO and the capital raising process: Henri Steenkamp, CFO of Saratoga Investment
First seen by DFX
Sep 17, 2026
date not stated
Part 2 - Working with a BDC. What CFOs need to know: Henri Steenkamp, CFO of Saratoga Investment
First seen by DFX
Sep 17, 2026
date not stated
Part 3 - The Relationship Between a BDC and Portfolio Company: Henri Steenkamp, CFO of Saratoga Investment
First seen by DFX
Sep 17, 2026
date not stated
Financing Solutions Investment Opportunities Company News & Insights
Occurred
Feb 24, 2012
Saratoga Partners, IV LP first reported on Form ADV by Saratoga Management Company LLC (Private Equity Fund), GAV $248,900,000

Who to call

the organisation, the role and the published line, with the filing or website that published it; revealed to signed-in accounts

The firm's published line

Revealable: 1 business phone (Form ADV), 1 office address (Form ADV), 1 website (Form ADV), 3 work emails (firm website) · as of 2026-09-17

Will Hare
Associate · Revealable: 1 professional profile (firm website)
Brandon Budoo
Associate · Revealable: 1 professional profile (firm website)
Quin Crowley
Senior Associate · Revealable: 1 professional profile (firm website)
Connor Verrett
Associate · Revealable: 1 professional profile (firm website)
Alexander Nelson-Groocock
Associate · Revealable: 1 professional profile (firm website)
James Soltesz
Investment Manager · Revealable: 1 professional profile (firm website)
Andrew Kirby
Vice President · Revealable: 1 professional profile (firm website)
Jonathan Cohen
Vice President · Revealable: 1 professional profile (firm website)
Matt Doane
Vice President · Revealable: 1 professional profile (firm website)
Catherine Gao
Vice President · Revealable: 1 professional profile (firm website)
Walker Ranney
Vice President · Revealable: 1 professional profile (firm website)
Roy Kennan
Vice President · Revealable: 1 professional profile (firm website)
Chris Sanderson
Senior Associate · Revealable: 1 professional profile (firm website)

Also named here, with no published line of their own (reach them through the firm): Christian Long Oberbeck (Managing Member/Ceo), Henri John Steenkamp (Chief Compliance Officer; Chief Financial Officer), Michael Joseph Grisius (Co-Managing Partner).

Who to call is the organisation, the person's role and the line they published themselves: a business phone, office address, website or profile link from Form ADV, Form 13F or their own website, with that source named on every value. The counts above are what a reveal returns; a personal email is rarely published, so most reveals are the firm's line. Never data bought from a provider, never anything personal. Reveals by plan

Provenance

Graph: Private Equity
Canonical id: dfx:pe:72ca59f0-1393-43d0-9a9a-6f8510dbbf3f
First observed: Sep 13, 2026
Last observed: Sep 17, 2026 35 h ago
Source families: Federal regulator filings, Firm and issuer disclosures
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Saratoga Management Company LLC

Private Equity

New York, NY

Saratoga Partners delivers creative capital solutions for our business partners’ growth needs. Invest Partner RESOURCE FOR MIDDLE MARKET CAPITAL NEEDS We

This is the graph view. The full profile, with its team, deals and sources, is on Private Equity.Open the full profile →

Search this name across graphsid dfx:pe:72ca59f0-1393-43d0-9a9a-6f8510dbbf3f

Data as of Sep 17, 2026 (this record's last observation) from federal regulator filings, firm and issuer disclosures. Page built Sep 19, 2026, 1:56 AM UTC and rebuilt at most every 15 minutes.

Fund

Vintage

Lifecycle

ADV type

Form D sold

GAV

LPs

Saratoga Partners, IV LP

n/a

Mature

Private Equity Fund

n/a

$12.4M