DFX Intelligence

Data Factory

Thomas Wayne Ulrich

President, Secretary, Chief Compliance Officer And Director, Resource Capital Investment Corporation

This is the graph view. The full profile, with its team, deals and sources, is on Private Equity.Open the full profile →

Search this name across graphsid dfx:pe:d60a8f85-0504-4fc7-8bb2-29c47e8123ad

Data as of Sep 13, 2026 (this record's last observation) from Sworn filings; Announcements; Limited partners. Page built Sep 20, 2026, 6:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 1
Observed: n/a to Sep 13, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

RIA / Wealth Managementidentity

THOMAS WAYNE ULRICH

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current organization: Resource Capital Investment Corporation
Title: President, Secretary, Chief Compliance Officer And Director
Current roles: 2
Past roles: 1
Attributed transactions: 0
Confirmed attributions: 0
Board seats: 0

Relationships

Employs (3)

← Resource Capital Investment CorporationFirmPresident, Secretary, Chief Compliance Officer And Director
Apr 1, 2013 to presentfactForm ADV
← Sprott Asset Management USA Inc.FirmDirector
Mar 1, 2021 to presentfactForm ADV
← Altegris Advisors, LLCFirmChief Compliance Officer
Oct 1, 2011 to Oct 8, 2012inferenceForm ADV

Dated events

Occurred
Oct 8, 2012
Person left
Thomas Wayne Ulrich (Chief Compliance Officer) no longer on Schedule A of Altegris Advisors, LLC
Altegris Advisors, LLC Form ADVobserved 6 days ago
Occurred
Oct 1, 2012
Person joined
Thomas Wayne Ulrich joined Schedule A of Sprott Asset Management USA Inc. as In-House Counsel & Chief Compliance Officer
Sprott Asset Management USA Inc.Form ADVobserved 6 days ago

Provenance

Graph: Private Equity
Canonical id: dfx:pe:d60a8f85-0504-4fc7-8bb2-29c47e8123ad
First observed: n/a
Last observed: Sep 13, 2026 6 days ago
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Thomas Wayne Ulrich

President, Secretary, Chief Compliance Officer And Director, Resource Capital Investment Corporation

This is the graph view. The full profile, with its team, deals and sources, is on Private Equity.Open the full profile →

Search this name across graphsid dfx:pe:d60a8f85-0504-4fc7-8bb2-29c47e8123ad

Data as of Sep 13, 2026 (this record's last observation) from Sworn filings; Announcements; Limited partners. Page built Sep 20, 2026, 6:35 PM UTC and rebuilt at most every 15 minutes.