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Private equityFirmhybrid manager · probableunsized

PT Asset Management, LLC

Private Equity

Chicago, IL

This is the graph view. The full profile, with its team, deals and sources, is on Private Equity.Open the full profile →

Search this name across graphsid dfx:pe:d93b454e-a506-4ca1-9d05-c39458f89b81

Data as of Sep 17, 2026 (this record's last observation) from federal regulator filings, firm and issuer disclosures. Page built Sep 20, 2026, 1:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 50
Dated events: 40
On other graphs: 2
Observed: Sep 13, 2026 to Sep 17, 2026
24 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

RIA / Wealth Managementidentity

PT ASSET MANAGEMENT, LLC

Registered adviser · shared crd

Private Creditidentity

PT ASSET MANAGEMENT, LLC

Private credit manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Funds: 1
PE funds: 1
Regulatory AUM: $7.0B
Investments: 0
Active investments: 0
Size band: UNSIZEDderivedno Private Equity Fund GAV on a filing from 2021 or later
Latest ADV filing: Apr 1, 2024
Employees (ADV): 48
Website: ptam.com

Funds

Fund	Vintage	Lifecycle	ADV type	Form D sold	GAV	LPs
Ptmr Capital Partners, LP	n/a	Active deployment	Private Equity Fund	n/a	$33.0M	0

Relationships

Employs (42)

→ Philip Mark NussbaumPersonBoard Member
Nov 1, 2004 to presentfactForm ADV
→ George M PlaissPersonSenior Portfolio Manager
Jan 1, 2015 to presentfactForm ADV
→ Anthony James HarrisPersonSenior Portfolio Manager
Jan 1, 2015 to presentfactForm ADV
→ David Roberts HowlandPersonClass B Member
Dec 1, 2006 to Mar 31, 2014inferenceForm ADV
→ Sean Michael-Thomas DranfieldPersonChief Executive Officer
Jan 1, 2018 to presentfactForm ADV
→ Eric Paul BrownPersonClass C Member
Dec 1, 2011 to Mar 31, 2014inferenceForm ADV
→ Bradley Dale BongaPersonClass C Member
Dec 1, 2011 to Mar 31, 2014inferenceForm ADV
→ Steven Spiro HayesPersonDirector Of Finance
May 1, 2012 to presentfactForm ADV
→ Anne Marie DuffyPersonChief Compliance Officer & General Counsel
Aug 1, 2022 to presentfactForm ADV
→ David Victor RaphaelPersonClass B Member
Apr 1, 2010 to Mar 31, 2014inferenceForm ADV
→ Douglas Gerard WildingPersonClass B Member
Apr 1, 2010 to Mar 31, 2014inferenceForm ADV
→ Brian James BattlePersonClass C Member
Mar 1, 2008 to Mar 31, 2014inferenceForm ADV
→ Christopher John JonesPersonClass C Member
Mar 1, 2008 to Mar 31, 2014inferenceForm ADV
→ Mark Philip BodettPersonClass C Member
Mar 1, 2008 to Mar 31, 2014inferenceForm ADV
→ Bruce Andrew BongaPersonClass C Member
Dec 1, 2011 to Mar 31, 2014inferenceForm ADV
→ Anthony James DepaloPersonClass C Member
Dec 1, 2011 to Mar 31, 2014inferenceForm ADV
→ David William GilbertPersonClass C Member
Dec 1, 2011 to Mar 31, 2014inferenceForm ADV
→ Paul Scott KangasPersonCalss C Member
Dec 1, 2011 to Mar 31, 2014inferenceForm ADV
→ Stephen Leon RothPersonClass C Member
Dec 1, 2011 to Mar 31, 2014inferenceForm ADV
→ Chirag ShahPersonClass C Member
Dec 1, 2011 to Mar 31, 2014inferenceForm ADV
→ Edward Paul ThillPersonClass C Member
Dec 1, 2011 to Mar 31, 2014inferenceForm ADV
→ Chadwick Kacy ThorsonPersonClass C Member
Dec 1, 2011 to Mar 31, 2014inferenceForm ADV
→ Ryan Whitaker TilleryPersonClass C Member
Dec 1, 2011 to Mar 31, 2014inferenceForm ADV
→ Jeffrey John WestonPersonClass C Member
Dec 1, 2011 to Mar 31, 2014inferenceForm ADV
→ Zachary Robert JohnsonPersonClass C Member
Dec 1, 2011 to Mar 31, 2014inferenceForm ADV
→ David Kenneth PritskerPersonChief Financial Officer
Sep 1, 2012 to Dec 3, 2014inferenceForm ADV
→ Jason Alan ElderPersonManaging Director
Dec 1, 2006 to Feb 22, 2016inferenceForm ADV
→ James Howard MatsonPersonClass B Member
Dec 1, 2006 to Mar 28, 2013inferenceForm ADV
→ Ethan Scott YouderianPersonChief Investment Officer
May 1, 2013 to Mar 20, 2018inferenceForm ADV
→ Richard Frank SteriotiPersonChief Marketing Officer/Investor Relations
Jan 1, 2016 to Mar 20, 2018inferenceForm ADV
and 12 more

Manages (1)

→ Ptmr Capital Partners, LPFundPrivate Equity Fund
Feb 28, 2012 to presentfactForm ADV

Owns (1)

← Ptam Holdings, LLCFirmMember
Sep 1, 2017 to presentfactForm ADV

Dated events

Occurred
Aug 1, 2022
Person joined
Anne Marie Duffy joined Schedule A of PT Asset Management, LLC as Chief Compliance Officer
Form ADVobserved 6 days ago
Occurred
Jun 7, 2022
Person left
David Floyd Wilding (General Counsel & Chief Compliance Officer) no longer on Schedule A of PT Asset Management, LLC
Form ADVobserved 6 days ago
Occurred
Mar 30, 2022
Person left
Chirag Shah (Board Member) no longer on Schedule A of PT Asset Management, LLC
Form ADVobserved 6 days ago
Occurred
Mar 30, 2022
Person left
Richard Scott Berg (Board Member) no longer on Schedule A of PT Asset Management, LLC
Form ADVobserved 6 days ago
Occurred
Mar 30, 2022
Person left
Jason Alan Elder (Board Member) no longer on Schedule A of PT Asset Management, LLC
Form ADVobserved 6 days ago
Occurred
Mar 11, 2020
Person left
Anthony James Depalo (Board Member) no longer on Schedule A of PT Asset Management, LLC
Form ADVobserved 6 days ago
Occurred
Mar 21, 2019
Person left
Steven Jay Novatney (Chief Operating Officer) no longer on Schedule A of PT Asset Management, LLC
Form ADVobserved 6 days ago
Occurred
May 1, 2018
Person joined
Bradley Dale Bonga joined Schedule A of PT Asset Management, LLC as Board Member
Form ADVobserved 6 days ago
Occurred
Mar 20, 2018
Person left
Richard Frank Sterioti (Chief Marketing Officer/Investor Relations) no longer on Schedule A of PT Asset Management, LLC
Form ADVobserved 6 days ago
Occurred
Mar 20, 2018
Person left
Ethan Scott Youderian (Chief Investment Officer) no longer on Schedule A of PT Asset Management, LLC
Form ADVobserved 6 days ago
Occurred
Jan 1, 2018
Person joined
Eric Paul Brown joined Schedule A of PT Asset Management, LLC as Board Member
Form ADVobserved 6 days ago
Occurred
Jan 1, 2018
Person joined
Sean Michael-Thomas Dranfield joined Schedule A of PT Asset Management, LLC as Managing Director
Form ADVobserved 6 days ago
Occurred
Sep 1, 2017
Person joined
Anthony James Depalo joined Schedule A of PT Asset Management, LLC as Board Member
Form ADVobserved 6 days ago
Occurred
Sep 1, 2017
Person joined
Chirag Shah joined Schedule A of PT Asset Management, LLC as Board Member
Form ADVobserved 6 days ago
Occurred
Sep 1, 2017
Person joined
Jason Alan Elder joined Schedule A of PT Asset Management, LLC as Board Member
Form ADVobserved 6 days ago
Occurred
Sep 1, 2017
Person joined
Richard Scott Berg joined Schedule A of PT Asset Management, LLC as Board Member
Form ADVobserved 6 days ago
Occurred
Mar 24, 2016
Person left
Douglas Robert Rothschild (President) no longer on Schedule A of PT Asset Management, LLC
Form ADVobserved 6 days ago
Occurred
Jan 1, 2016
Person joined
Richard Frank Sterioti joined Schedule A of PT Asset Management, LLC as Chief Marketing Officer/Investor Relations
Form ADVobserved 6 days ago
Occurred
Jul 1, 2015
Person joined
David Roberts Howland joined Schedule A of PT Asset Management, LLC as Managing Director
Form ADVobserved 6 days ago
Occurred
Mar 1, 2015
Person joined
Steven Jay Novatney joined Schedule A of PT Asset Management, LLC as Chief Operating Officer
Form ADVobserved 6 days ago
Occurred
Jan 1, 2015
Person joined
Anthony James Harris joined Schedule A of PT Asset Management, LLC as Portfolio Manager
Form ADVobserved 6 days ago
Occurred
Jan 1, 2015
Person joined
George M Plaiss joined Schedule A of PT Asset Management, LLC as Portfolio Manager
Form ADVobserved 6 days ago
Occurred
Dec 3, 2014
Person left
David Kenneth Pritsker (Chief Financial Officer) no longer on Schedule A of PT Asset Management, LLC
Form ADVobserved 6 days ago
Occurred
Mar 31, 2014
Person left
Zachary Robert Johnson (Class C Member) no longer on Schedule A of PT Asset Management, LLC
Form ADVobserved 6 days ago
Occurred
Mar 31, 2014
Person left
Edward Paul Thill (Class C Member) no longer on Schedule A of PT Asset Management, LLC
Form ADVobserved 6 days ago
Occurred
Mar 31, 2014
Person left
David Roberts Howland (Class B Member) no longer on Schedule A of PT Asset Management, LLC
Form ADVobserved 6 days ago
Occurred
Mar 31, 2014
Person left
Kurt Allen Fritz (Class B Member) no longer on Schedule A of PT Asset Management, LLC
Form ADVobserved 6 days ago
Occurred
Mar 31, 2014
Person left
Craig Stephen Johnson (Class B Member) no longer on Schedule A of PT Asset Management, LLC
Form ADVobserved 6 days ago
Occurred
Mar 31, 2014
Person left
Christopher Joseph Carney (Class B Member) no longer on Schedule A of PT Asset Management, LLC
Form ADVobserved 6 days ago
Occurred
Mar 31, 2014
Person left
Stephen John Sinclair (Class C Member) no longer on Schedule A of PT Asset Management, LLC
Form ADVobserved 6 days ago
Occurred
Mar 31, 2014
Person left
Umrai Singh Gill (Class C Member) no longer on Schedule A of PT Asset Management, LLC
Form ADVobserved 6 days ago
Occurred
Mar 31, 2014
Person left
Andrew John Hixson (Class C Member) no longer on Schedule A of PT Asset Management, LLC
Form ADVobserved 6 days ago
Occurred
Mar 31, 2014
Person left
James Varland Lorentsen (Class C Member) no longer on Schedule A of PT Asset Management, LLC
Form ADVobserved 6 days ago
Occurred
Mar 31, 2014
Person left
David Victor Raphael (Class B Member) no longer on Schedule A of PT Asset Management, LLC
Form ADVobserved 6 days ago
Occurred
Mar 31, 2014
Person left
Douglas Gerard Wilding (Class B Member) no longer on Schedule A of PT Asset Management, LLC
Form ADVobserved 6 days ago
Occurred
Mar 31, 2014
Person left
Brian James Battle (Class C Member) no longer on Schedule A of PT Asset Management, LLC
Form ADVobserved 6 days ago
Occurred
Mar 31, 2014
Person left
Christopher John Jones (Class C Member) no longer on Schedule A of PT Asset Management, LLC
Form ADVobserved 6 days ago
Occurred
Mar 31, 2014
Person left
Mark Philip Bodett (Class C Member) no longer on Schedule A of PT Asset Management, LLC
Form ADVobserved 6 days ago
Occurred
Mar 31, 2014
Person left
Bradley Dale Bonga (Class C Member) no longer on Schedule A of PT Asset Management, LLC
Form ADVobserved 6 days ago
Occurred
Mar 31, 2014
Person left
Bruce Andrew Bonga (Class C Member) no longer on Schedule A of PT Asset Management, LLC
Form ADVobserved 6 days ago

Who to call

the organisation, the role and the published line, with the filing or website that published it; revealed to signed-in accounts

The firm's published line

Revealable: 1 business phone (Form ADV), 1 office address (Form ADV), 1 website (Form ADV), 3 work emails (firm website) · as of 2026-09-17

Also named here, with no published line of their own (reach them through the firm): Philip Mark Nussbaum (Board Member), George M Plaiss (Senior Portfolio Manager), Anthony James Harris (Senior Portfolio Manager), David Roberts Howland (Board Member), Sean Michael-Thomas Dranfield (Chief Executive Officer), Eric Paul Brown (Board Member), Bradley Dale Bonga (Board Member), Steven Spiro Hayes (Director Of Finance), Anne Marie Duffy (Chief Compliance Officer & General Counsel).

Who to call is the organisation, the person's role and the line they published themselves: a business phone, office address, website or profile link from Form ADV, Form 13F or their own website, with that source named on every value. The counts above are what a reveal returns; a personal email is rarely published, so most reveals are the firm's line. Never data bought from a provider, never anything personal. Reveals by plan

Provenance

Graph: Private Equity
Canonical id: dfx:pe:d93b454e-a506-4ca1-9d05-c39458f89b81
First observed: Sep 13, 2026
Last observed: Sep 17, 2026 2 days ago
Source families: Federal regulator filings, Firm and issuer disclosures
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PT Asset Management, LLC

Private Equity

Chicago, IL

This is the graph view. The full profile, with its team, deals and sources, is on Private Equity.Open the full profile →

Search this name across graphsid dfx:pe:d93b454e-a506-4ca1-9d05-c39458f89b81

Data as of Sep 17, 2026 (this record's last observation) from federal regulator filings, firm and issuer disclosures. Page built Sep 20, 2026, 1:51 AM UTC and rebuilt at most every 15 minutes.

Fund

Vintage

Lifecycle

ADV type

Form D sold

GAV

LPs

Ptmr Capital Partners, LP

n/a

Active deployment

Private Equity Fund

n/a

$33.0M