I•••• E••••••

Advisor at W•••• F•••• A•••••••

I••••NAPOLIS, IN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 1:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 3
On other graphs: 0
Observed: Jul 25, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• F•••• A•••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Mar 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• F•••• A•••••••	Wirehouse	Nov 8, 2023	n/a	yes	I••••NAPOLIS, IN	Current employment
T••••••••• F•••••••• A•••••••• L••	Bd affiliated wealth	Apr 10, 2023	Aug 2, 2023	no	FISHERS, IN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••••••• F•••••••• A•••••••• L••	W•••• F•••• A•••••••	Aug 2, 2023	Nov 8, 2023	98	Firm change	Ibd to wirehouse
M•• I•••••••• S•••••••• L••	T••••••••• F•••••••• A•••••••• L••	Feb 28, 2023	Apr 10, 2023

Relationships

Registered with (6)

→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Apr 30, 2019 to Jun 29, 2020factForm ADV
→ T••••••••• F•••••••• A•••••••• L••Registered adviserregistration: previous registration
Apr 10, 2023 to Aug 2, 2023factForm ADV
→ M•• I•••••••• S•••••••• L••Registered adviserregistration: previous registration
Jul 25, 2022 to Feb 28, 2023factForm ADV
→ N••••••••• M••••• I••••••••• S•••••••••

Dated events

Order

Occurred
2 Aug 2023
Advisor changed firm
••• Locked
Form ADV
Occurred
28 Feb 2023
Advisor changed firm
••• Locked
Form ADV
Occurred
31 May 2022
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jul 25, 2017
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.