DFX Intelligence

D•••••• J•••• M•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

D•••••• J•••• M•••••••••

Advisor at P••• I••••••••• L••

Holly Springs, NC

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 9:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 6, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••• I••••••••• L••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Dec 21, 2010earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••• I••••••••• L••	Asset manager	May 22, 2026	n/a	yes	Holly Springs, NC	Current employment
M••••• S••••••	Wirehouse	Apr 28, 2011	Oct 23, 2013	no	New York, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	P••• I••••••••• L••	Oct 23, 2013	May 22, 2026	4,594	Firm change after gap	Other
M•• F•••••••• S•••••••• I•••	M••••• S••••••	Apr 14, 2011	Apr 28, 2011

Relationships

Registered with (3)

→ P••• I••••••••• L••Registered adviserregistration: current employment
May 22, 2026 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Apr 28, 2011 to Oct 23, 2013factForm ADV
→ M•• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Jan 6, 2011 to Apr 14, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jan 6, 2011
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.