DFX Intelligence

M••••• B••• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor13 years in industry

M••••• B••• S••••

Advisor at L••••• C•••••• W••••• P•••••••• L••

LITTLE ROCK, AR

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 3:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 26, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L••••• C•••••• W••••• P•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 26, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L••••• C•••••• W••••• P•••••••• L••	Independent wealth	Jan 26, 2021	n/a	yes	LITTLE ROCK, AR	Current employment
T•••• C•••••• M••••••••• I•••	Former SEC adviser	Mar 26, 2020	Mar 31, 2021	no	LITTLE ROCK, AR

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•••• C•••••• M••••••••• I•••	L••••• C•••••• W••••• P•••••••• L••	Mar 31, 2021	Jan 26, 2021	-64	Firm change after gap	RIA to RIA
S••••• M•••••••••	T•••• C•••••• M••••••••• I•••	Mar 13, 2020	Mar 26, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
114560:291960:AR:2021-03-31	Mar 31, 2021	Jan 26, 2021	LITTLE ROCK, AR	Firm change after gap

Relationships

Registered with (4)

→ L••••• C•••••• W••••• P•••••••• L••Registered adviserregistration: current employment
Jan 26, 2021 to presentfactForm ADV
→ T•••• C•••••• M••••••••• I•••Registered adviserregistration: previous registration
Mar 26, 2020 to Mar 31, 2021factForm ADV
→ S••••• M•••••••••Registered adviserregistration: previous registration
Sep 11, 2017 to Mar 13, 2020factForm ADV
→ C••••••••• C•••••• A•••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 26, 2015
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.