DFX Intelligence

F••••••• S••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserNo RAUM reportedSEC registeredRAUM none

F••••••• S••••••••• L••

CRD 341167

GREENWICH, CT

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Data as of Aug 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 3:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 1
Observed: Apr 14, 2026 to Aug 17, 2026
3 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Family Officesidentity

F••••••• S••••••••• L••

Family office · same CRD, same SEC file number

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: no raum reportedderived••• Locked
Regulatory AUM: $0••• Locked
Discretionary RAUM: $0
Private client RAUM: $0derived••• Locked
Advisors on IAPD: 2
Employees: 4
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
F••••••• H••••••• L••	SOLE MEMBER	E	yes	02/2026	Aug 17, 2026	Aug 17, 2026
S•••••••• K••••••••• T••••••••	FOUNDER AND MANAGING PARTNER	Na	yes	02/2026	Aug 17, 2026	Aug 17, 2026

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 14, 2026	$0	$0	4	3	0	n/a	n/a

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$0	n/a	n/a	n/a	n/a	4	n/a	0	n/a

Relationships

Controls (2)

← S•••••••• K••••••••• T••••••••OwnerFOUNDER AND MANAGING PARTNER, ownership code NA, individual
Aug 17, 2026 to presentfactForm ADV
← F••••••• H••••••• L••OwnerSOLE MEMBER, ownership code E, domestic entity
Aug 17, 2026 to presentfactForm ADV

Owns (1)

← W•••••••• D•••••• A•••OwnerPRESIDENT, COO AND CCO, ownership code NA, individual
Aug 17, 2026 to presentfactForm ADV

Registered with (2)

← K•••••••• T•••••••• S•••••••

Dated events

Order

Occurred
14 Apr 2026
First Form ADV filing
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Apr 14, 2026
Last observed: Aug 17, 2026 38 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.