DFX Intelligence

L••••• M•••• M••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst17 years in industry

L••••• M•••• M••••

Advisor at F••••••

SAN FRANCISCO, CA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 2:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Dec 9, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 8, 2008earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••••••	Independent wealth	Jan 7, 2026	n/a	yes	SAN FRANCISCO, CA	Current employment
M•••••• C•••••• P•••••••	Independent wealth	Jul 29, 2015	Mar 20, 2023	no	PLEASANTON, CA\|Pleasanton, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• C•••••• P•••••••	F••••••	Mar 20, 2023	Jan 7, 2026	1,024	Firm change after gap	RIA to RIA
B•• F••••• O•••••• L••	M•••••• C•••••• P•••••••	Jun 4, 2013	Jul 29, 2015

Relationships

Registered with (4)

→ F••••••Registered adviserregistration: current employment
Jan 7, 2026 to presentfactForm ADV
→ M•••••• C•••••• P•••••••Registered adviserregistration: previous registration
Jul 29, 2015 to Mar 20, 2023factForm ADV
→ B•• F••••• O•••••• L••Registered adviserregistration: previous registration
Dec 22, 2009 to Jun 4, 2013factForm ADV
→ B•••••••• R••••• • F•••••••• I•••

Dated events

Order

Occurred
20 Mar 2023
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Dec 9, 2008
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.