DFX Intelligence

K•••• E•••• K•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner12 years in industry

K•••• E•••• K•••••••

Advisor at M••••• G••••• A••••••• I•••

Lake Placid, NY | DENVER, CO

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 2:28 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Apr 1, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• G••••• A••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• G••••• A••••••• I•••	Independent wealth	Jan 16, 2026	n/a	yes	Lake Placid, NY\|DENVER, CO	Current employment
L••• R•• W••••• A•••••••• L••	Former SEC adviser	Mar 11, 2021	Mar 30, 2026	no	LAKE PLACID, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L••• R•• W••••• A•••••••• L••	M••••• G••••• A••••••• I•••	Mar 30, 2026	Jan 16, 2026	-73	Firm change after gap	RIA to RIA
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	L••• R•• W••••• A•••••••• L••	Dec 31, 2020	Mar 11, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
311415:147363:NY:2026-03-30	Mar 30, 2026	Jan 16, 2026	LAKE PLACID, NY	Firm change after gap
149018:311415:NY:2020-12-31	Dec 31, 2020	Mar 11, 2021	LAKE PLACID, NY	Firm change

Relationships

Registered with (3)

→ M••••• G••••• A••••••• I•••Registered adviserregistration: current employment
Jan 16, 2026 to presentfactForm ADV
→ L••• R•• W••••• A•••••••• L••Registered adviserregistration: previous registration
Mar 11, 2021 to Mar 30, 2026factForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: previous registration
Apr 1, 2019 to Dec 31, 2020factForm ADV

Dated events

Order

Occurred
30 Mar 2026
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Apr 1, 2019
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.