DFX Intelligence

C••• C••••••• P•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserAsset managerSEC registeredRAUM 1b 10b

C••• C••••••• P•••••••• L••

CRD 281535

NEW YORK, NY

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Search this name across graphs

Data as of May 28, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 12:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 35
Dated events: 10
On other graphs: 2
Observed: Nov 18, 2020 to May 28, 2026
14 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

C••• C••••••• P•••••••• L••

Venture manager · same CRD, same SEC file number

Allocatorsidentity

C••• C••••••• P•••••••• L••

Manager with allocator commitments · same CRD, same SEC file number

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderived••• Locked
Regulatory AUM: $1.5B••• Locked
Discretionary RAUM: $1.5B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 20
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
C••• V•••••• P••••••• I••• L•	Venture Capital Fund	$374M	May 28, 2026	130	Mar 31, 2020	reported	021-345809
C••• C••••••• P••••••• V• L•	Venture Capital Fund	$317M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
F••••• B••••• N••	CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER	Na	yes	03/2016	Nov 18, 2020	May 29, 2024
O••• R••••• A••••	MANAGING PARTNER	D	yes	06/2015	Nov 18, 2020	May 29, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
B•• G• L•	n/a	n/a	n/a	N	yes	n/a
C••• V•••••• P••••••• F• G•• L•	n/a	n/a	n/a	N	yes	n/a
C••• V•••••• P••••••• G• I• L••	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
SANTA MONICA	CA	United States	6	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.5B	$1.7B	-9.8%	$961M	16.6%	20	19	1	1

Relationships

Advises (32)

→ A•• I•••••••• L••Private fundVenture Capital Fund, IA
Jun 30, 2017 to presentfactForm ADV
→ C••• V•••••• P••••••• I•• L•Private fundVenture Capital Fund, IA
Mar 30, 2022 to presentfactForm ADV
→ C•• I•••••••• L••Private fundVenture Capital Fund, IA
Nov 18, 2020 to presentfactForm ADV
→ C••• V•••••• P••••••• I• L•

Dated events

2 bookkeeping events (roster, classification and holdings changes) folded below

Order

Occurred
28 May 2026
Private fund first reported3 events
Private fund first reported: 3 on 28 May 2026
$15.1M to $317M
- ••• Locked$317M
- ••• Locked$17.0M
- ••• Locked$15.1M
Occurred
31 Mar 2025
Regulatory AUM changed
••• Locked
Form ADV
$431M
Occurred
29 Mar 2024
Regulatory AUM changed
••• Locked
Form ADV
$299M
Occurred
30 Mar 2022
Regulatory AUM changed
••• Locked
Form ADV
$218M
Occurred
31 Mar 2021
Ria registration change
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Nov 18, 2020
Last observed: May 28, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

All 25 rows

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
C•• I••••••• G•••• L••	Venture Capital Fund	$8.9M	May 28, 2026	21	Mar 31, 2020	reported	021-351527
C••• V•••••• P••••••• I• B••••••• L••	Venture Capital Fund	$8.1M	Mar 31, 2020	13	Mar 31, 2017	dropped	021-24542901
A•• I•••••••• L••	Venture Capital Fund	$3.8M	May 28, 2026	14	Jun 30, 2017	reported	021-286648
C••• V•••••• P••••••• T• L••	Venture Capital Fund	$3.3M	May 28, 2026	9	Mar 30, 2022	reported	021-403532
R•• I•••••••• L••	Venture Capital Fund	$456,851	May 28, 2026	4	Mar 30, 2019	reported	021-319129
C••• V•••••• P••••••• C•••• L••	Venture Capital Fund	$452,750	Mar 31, 2020	17	Mar 30, 2018	dropped	021-303307
G•• I•••••••• I• L••	Venture Capital Fund	$338,819	May 29, 2024	13	Mar 31, 2020	dropped	021-348712
C••• V•••••• P••••••• O• I•• L••	Venture Capital Fund	$261,936	Mar 31, 2020	14	Mar 31, 2017	dropped	021-27638801
C••• V•••••• P••••••• O• I• L••	Venture Capital Fund	$205,600	Mar 31, 2020	26	Mar 31, 2017	dropped	021-276388
P•• I•••••••• L••	Venture Capital Fund	$134,094	Mar 31, 2020	9	Jun 30, 2017	dropped	021-285002
G•• I•••••••• L••	Venture Capital Fund	$23,181	May 29, 2024	12	Mar 30, 2019	dropped	021-317756
C••• V•••••• P••••••• I• A••• L•	Venture Capital Fund	$2,213	May 28, 2026	120	Mar 31, 2017	reported	021-24542902
O•• I•••••••• L•	Venture Capital Fund	$0	May 28, 2026	15	Mar 29, 2024	reported	021-484343
C•• H••••••• L••	Venture Capital Fund	$0	May 4, 2023	5	Mar 30, 2019	reported	021-317838
C••• V•••••• P••••••• V•• L••	Venture Capital Fund	$0	Aug 24, 2022	24	Mar 30, 2018	dropped	021-297678

All 12 rows

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
C•• I••••••• G•••• M•••••• L•	n/a	n/a	n/a	N	yes	n/a
C•• I••••••• G•••• U••••••• G• L••	n/a	n/a	n/a	N	yes	n/a