DFX Intelligence

C•••••• V•••• B•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

C•••••• V•••• B•••••••

Advisor at B•••••• L••• A••••••• S•••••••• I•••

Cary, NC | CHICAGO, IL

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 2:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Oct 21, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B•••••• L••• A••••••• S•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B•••••• L••• A••••••• S•••••••• I•••	Bd affiliated wealth	Feb 10, 2026	n/a	yes	CHICAGO, IL\|Cary, NC	Current employment
R•••••• C•••••• M••••••••• I•••	Independent wealth	Sep 16, 2024	Feb 20, 2025	no	CARY, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• C•••••• M••••••••• I•••	B•••••• L••• A••••••• S•••••••• I•••	Feb 20, 2025	Feb 10, 2026	355	Firm change	RIA to ibd
M••••• S••••••	R•••••• C•••••• M••••••••• I•••	Nov 22, 2023	Sep 16, 2024

Relationships

Registered with (3)

→ B•••••• L••• A••••••• S•••••••• I•••Registered adviserregistration: current employment
Feb 10, 2026 to presentfactForm ADV
→ R•••••• C•••••• M••••••••• I•••Registered adviserregistration: previous registration
Sep 16, 2024 to Feb 20, 2025factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Oct 21, 2015 to Nov 22, 2023factForm ADV

Dated events

Order

Occurred
20 Feb 2025
Advisor changed firm
••• Locked
Form ADV
Occurred
22 Nov 2023
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Oct 21, 2015
Last observed: Sep 15, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.