DFX Intelligence

D••••• C•• C••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

D••••• C•• C••••••

Advisor at L•• F•••••••• L••

••• Locked

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 2:40 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Apr 26, 2019 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Aug 16, 2023	n/a	yes	MANHATTAN, KS\|HAYS, KS\|GARDEN CITY, KS\|MANHATTAN, KS\|MANHATTAN, KS\|WICHITA, KS	Current employment
C••••••• B•••••••• S•••••••• I••	Former SEC adviser	Apr 26, 2019	Aug 16, 2023	no	KANSAS CITY, MO\|CLAYTON, MO\|MANHATTAN, KS\|WICHITA, KS\|GARDEN CITY, KS\|HAYS, KS

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• B•••••••• S•••••••• I••	L•• F•••••••• L••	Aug 16, 2023	Aug 16, 2023	0	Bulk transfer	RIA to ibd

Relationships

Registered with (2)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Aug 16, 2023 to presentfactForm ADV
→ C••••••• B•••••••• S•••••••• I••Registered adviserregistration: previous registration
Apr 26, 2019 to Aug 16, 2023factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Apr 26, 2019
Last observed: Sep 15, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.