DFX Intelligence

K•••• T••••• B•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)22 years in industry

K•••• T••••• B•••••••

Advisor at C•••••••

Sacramento, CA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 1:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Dec 1, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Oct 29, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••	Institutional manager	Jan 25, 2021	n/a	yes	Sacramento, CA	Current employment
O•••• W•••••• I•••	Bd affiliated wealth	Jan 26, 2016	Jun 21, 2017	no	SACRAMENTO, CA\|SACRAMENTO, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G••••••• B•••••• • B••••••• W••••• A•• R••••••••• P••• M•••• L••	O•••• W•••••• I•••	Mar 31, 2021	Jan 26, 2016	-1,891	Firm change after gap	Other
O•••• W•••••• I•••	C•••••••	Jun 21, 2017	Jan 25, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
105698:23131:CA:2021-03-31	Mar 31, 2021	Jan 26, 2016	SACRAMENTO, CA	Firm change after gap
23131:175112:CA:2017-06-20	Jun 21, 2017	Jan 25, 2021	SACRAMENTO, CA	Firm change after gap

Relationships

Registered with (4)

→ C•••••••Registered adviserregistration: current employment
Jan 25, 2021 to presentfactForm ADV
→ G••••••• B•••••• • B••••••• W••••• A•• R••••••••• P••• M•••• L••Registered adviserregistration: previous registration
Jan 9, 2007 to Mar 31, 2021factForm ADV
→ O•••• W•••••• I•••Registered adviserregistration: previous registration
Jan 26, 2016 to Jun 21, 2017factForm ADV
→ C•••••••• G••••• M•••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Dec 1, 2003
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.