J••••• S••••

Advisor at J••• M••••• S••••••••• L••

PORTLAND, OR

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 3:31 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Dec 6, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J••• M••••• S••••••••• L••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Jun 1, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
J••• M••••• S••••••••• L••	Wirehouse	Jan 27, 2016	n/a	yes	PORTLAND, OR	Current employment
S•••••• P••••••• I••••••••• S••••••••• L••	Former SEC adviser	Sep 8, 2015	Jan 5, 2016	no	PORTLAND, OR\|Medford, OR

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••• P••••••• I••••••••• S••••••••• L••	J••• M••••• S••••••••• L••	Jan 5, 2016	Jan 27, 2016	22	Firm change	Other
L•• F•••••••• L••	S•••••• P••••••• I••••••••• S••••••••• L••	Sep 9, 2015	Sep 8, 2015

Team moves

••• Locked

Team	Left	Joined	From	Kind
6413:1254:OR:2015-09-09	Sep 9, 2015	Sep 8, 2015	KLAMATH FALLS, OR	Firm change

Relationships

Registered with (4)

→ J••• M••••• S••••••••• L••Registered adviserregistration: current employment
Jan 27, 2016 to presentfactForm ADV
→ S•••••• P••••••• I••••••••• S••••••••• L••Registered adviserregistration: previous registration
Sep 8, 2015 to Jan 5, 2016factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Aug 1, 2012 to Sep 9, 2015factForm ADV
→ M••••• S••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Dec 6, 2010
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.