DFX Intelligence

W•••••• E•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner11 years in industryNot currently registered

W•••••• E•••••

Advisor at E•••• • Y•••• I••••••••• A••••••• L••

Austin, TX

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Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 9:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 4
On other graphs: 0
Observed: Feb 3, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••• • Y•••• I••••••••• A••••••• L••
Current firm class: no raum reportedderived
Book size: not public••• Locked
Industry start: Jun 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•••• • Y•••• I••••••••• A••••••• L••	No RAUM reported	Jun 6, 2025	n/a	yes	Austin, TX\|Austin, TX	Current employment
F••••• F••••••••	Independent wealth	Nov 26, 2024	Apr 24, 2025	no	MANHATTAN BEACH, CA\|AUSTIN, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F••••• F••••••••	E•••• • Y•••• I••••••••• A••••••• L••	Apr 24, 2025	Jun 6, 2025	43	Firm change	Other
J••• M••••• S••••••••• L••	F••••• F••••••••	Nov 8, 2023	Nov 26, 2024

Relationships

Registered with (5)

→ E•••• • Y•••• I••••••••• A••••••• L••Registered adviserregistration: current employment
Jun 6, 2025 to presentfactForm ADV
→ F••••• F••••••••Registered adviserregistration: previous registration
Nov 26, 2024 to Apr 24, 2025factForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
May 3, 2022 to Nov 8, 2023factForm ADV
→ K••••• A••••••• S•••••••• L••

Dated events

1 bookkeeping event (roster, classification and holdings changes) folded below

Order

Occurred
24 Apr 2025
Advisor changed firm
••• Locked
Form ADV
Occurred
8 Nov 2023
Advisor changed firm
••• Locked
Form ADV
Occurred
31 Jan 2022
Advisor changed firm
••• Locked
Form ADV

Show 1 bookkeeping event

First seen by DFX
Sep 19, 2026
date not stated
••• Locked

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Feb 3, 2020
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.