DFX Intelligence
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Reading the graph
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Advisor at L•• F•••••••• L••
SOUTH WINDSOR, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | Bd affiliated wealth | Aug 22, 2025 | n/a | yes | SOUTH WINDSOR, CT | Current employment |
| T••••• W••••• M••••••••• L•• | Independent wealth | Apr 28, 2025 | Aug 22, 2025 | no | EAST LYME, CT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| T••••• W••••• M••••••••• L•• | L•• F•••••••• L•• | Aug 22, 2025 | Aug 22, 2025 | 0 | Firm change | RIA to ibd |
| O•••• I••••••••• I••• | T••••• W••••• M••••••••• L•• | Apr 28, 2025 | Apr 28, 2025 |
| O•••• I••••••••• I••• | Bd affiliated wealth | Dec 6, 2019 | Apr 28, 2025 | no | South Windsor, CT|Wallingford, CT|South Windsor, CT|WOODBURY, CT|NAUGATUCK, CT | Previous registration |
| K•• I••••••••• S••••••• L•• | Bd affiliated wealth | May 9, 2017 | Dec 12, 2019 | no | MANCHESTER, CT|Wallingford, CT|Cohoes, NY | Previous registration |
| O•••• I••••••••• I••• | Bd affiliated wealth | Feb 24, 2017 | May 10, 2017 | no | Ellington, CT|Ellington, CT|MERIDEN, CT | Previous registration |
| 0 |
| Firm change |
| Ibd to RIA |
| K•• I••••••••• S••••••• L•• | O•••• I••••••••• I••• | Dec 12, 2019 | Dec 6, 2019 | -6 | Firm change | Ibd to ibd |
| O•••• I••••••••• I••• | K•• I••••••••• S••••••• L•• | May 10, 2017 | May 9, 2017 | -1 | Firm change | Other |