DFX Intelligence

A••••• C•••••• Q•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor14 years in industry

A••••• C•••••• Q•••••••

Advisor at S••••• W••••• G••••

Pottstown, PA | COLORADO SPRINGS, CO

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 3:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Nov 28, 2018 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• W••••• G••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• W••••• G••••	Independent wealth	May 13, 2026	n/a	yes	Pottstown, PA\|COLORADO SPRINGS, CO	Current employment
S•• I••••••••• M••••••••• C•••	Mixed wealth	May 8, 2019	May 11, 2026	no	Pottstown, PA\|OAKS, PA\|Phoenixville, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•• I••••••••• M••••••••• C•••	S••••• W••••• G••••	May 11, 2026	May 13, 2026	2	Firm change	RIA to RIA
S••••••• F•••••••• S•••••••• I•••	S•• I••••••••• M••••••••• C•••	Mar 19, 2019	May 8, 2019

Relationships

Registered with (3)

→ S••••• W••••• G••••Registered adviserregistration: current employment
May 13, 2026 to presentfactForm ADV
→ S•• I••••••••• M••••••••• C•••Registered adviserregistration: previous registration
May 8, 2019 to May 11, 2026factForm ADV
→ S••••••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Nov 28, 2018 to Mar 19, 2019factForm ADV

Dated events

Order

Occurred
11 May 2026
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Nov 28, 2018
Last observed: Sep 15, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.