DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Advisor at O•••• W•••••• I•••
OKLAHOMA CITY, OK
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| O•••• W•••••• I••• | Bd affiliated wealth | Jan 19, 2024 | n/a | yes | OKLAHOMA CITY, OK | Current employment |
| W••••••• F•••••••• S•••••••• I••• | Former SEC adviser | Jun 21, 2023 | Jan 19, 2024 | no | McKinney, TX|OKLAHOMA CITY, OK|Oklahoma City, OK |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| W••••••• F•••••••• S•••••••• I••• | O•••• W•••••• I••• | Jan 19, 2024 | Jan 19, 2024 | 0 | Bulk transfer | Ibd to ibd |
| C••••• A••••••• L•• | W••••••• F•••••••• S•••••••• I••• | Jun 23, 2023 | Jun 21, 2023 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 10299:421:OK:2023-06-23 | Jun 23, 2023 | Jun 21, 2023 | OKLAHOMA CITY, OK | Firm change |
| 30613:10299:MA:2016-10-03 | Oct 3, 2016 | Oct 3, 2016 | LYNNFIELD, MA | Channel change |
| C••••• A••••••• L•• | Former SEC adviser | Oct 3, 2016 | Jun 23, 2023 | no | OKLAHOMA CITY, OK | Previous registration |
| I•••••••• C•••••• A••••••• | Former SEC adviser | Jan 21, 2014 | Oct 3, 2016 | no | OKLAHOMA CITY, OK|LYNNFIELD, MA|LYNNFIELD, MA | Previous registration |
| V••• F•••••••• A•••••••• I••• | Bd affiliated wealth | Jul 24, 2012 | Dec 31, 2013 | no | NORMAN, OK|EDMOND, OK|OKLAHOMA CITY, OK | Previous registration |
| W••••••••• G••••• I••• | Former SEC adviser | Feb 4, 2011 | Jul 6, 2012 | no | NICHOLS HILLS, OK | Previous registration |
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Bd affiliated wealth | Jan 2, 2009 | Jan 6, 2011 | no | MIDWEST CITY, OK | Previous registration |
| R•••••• J•••• F•••••••• S•••••••• I••• | n/a | Feb 16, 2007 | Jan 2, 2009 | no | Midwest City, OK | Previous registration |
| -2 |
| Firm change |
| Ibd to ibd |
| I•••••••• C•••••• A••••••• | C••••• A••••••• L•• | Oct 3, 2016 | Oct 3, 2016 | 0 | Channel change | Other |
| V••• F•••••••• A•••••••• I••• | I•••••••• C•••••• A••••••• | Dec 31, 2013 | Jan 21, 2014 | 21 | Firm change | Other |
| W••••••••• G••••• I••• | V••• F•••••••• A•••••••• I••• | Jul 6, 2012 | Jul 24, 2012 | 18 | Firm change | Other |
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | W••••••••• G••••• I••• | Jan 6, 2011 | Feb 4, 2011 | 29 | Firm change | Other |
| R•••••• J•••• F•••••••• S•••••••• I••• | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Jan 2, 2009 | Jan 2, 2009 | 0 | Bulk transfer | Other |