DFX Intelligence

M•• C••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserAsset managerSEC registeredRAUM 100m 1b

M•• C••••••• L••

CRD 160782

NEWPORT BEACH, CA

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Search this name across graphs

Data as of Mar 12, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 3:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 25
Dated events: 14
On other graphs: 1
Observed: Feb 14, 2012 to Mar 12, 2026
23 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

M•• C••••••• L••

Venture manager · same CRD, same SEC file number

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderived••• Locked
Regulatory AUM: $590M••• Locked
Discretionary RAUM: $590M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 3
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
M•• M••••• F•••• L•••	Hedge Fund	$590M	Mar 12, 2026	6	Feb 14, 2012	reported	021-141024
M•• O•••••• F•••• L•••	Hedge Fund	$167M	Feb 14, 2012

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
F••••• 2••• M••••••••• T••••	Member	Na	yes	08/2005	Jun 13, 2012	Mar 19, 2024
L••••• J•••• A•••••	CHIEF FINANCIAL OFFICER	Na	yes	01/2024	Mar 19, 2024	Mar 19, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
D•••• A•••• A•••••••• L••	n/a	n/a	n/a	N	yes	n/a
M•• C•••••• A•••••••• L••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$590M	$1.0B	-43.8%	$860M	-11.8%	3	6	0	0

Relationships

Advises (11)

→ M•• M••••• F•••• L•••Private fundHedge Fund, IA
Feb 14, 2012 to presentfactForm ADV
→ M•• C•••••• V• F•••• L•••Private fundVenture Capital Fund, IA, no longer reported
Feb 27, 2020 to Mar 19, 2024factForm ADV
→ M•• L••• O••••••••• M••••• F•••• L••Private fundHedge Fund, IA, no longer reported
Feb 3, 2022 to Oct 12, 2022factForm ADV
→ M•• U• L•••• C••• L•••

Dated events

1 bookkeeping event (roster, classification and holdings changes) folded below

Order

Occurred
12 Mar 2026
Ria private fund assets change
••• Locked
Form ADV
down $596M
Occurred
12 Mar 2026
Private fund no longer reported
••• Locked
Form ADV
Occurred
12 Mar 2026
Private fund gav change
••• Locked
Form ADV
down $596M
Occurred
12 Mar 2026
Ria principal change
••• Locked
Form ADV
Occurred
26 Feb 2026
Regulatory AUM changed
••• Locked
Form ADV
down $459M

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Feb 14, 2012
Last observed: Mar 12, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
M•• U• L•••• C••• L•••	Hedge Fund	$0	Feb 27, 2020	0	Feb 14, 2012	dropped	n/a

All 14 rows

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
T••••• R•••• M••••••	CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER	Na	yes	05/2022	May 17, 2022	Mar 19, 2024
E•••••••• M••••• G•• 0• T••••	Member	D	no	09/2009	Jun 13, 2012	Mar 19, 2024
L••••• M••••• G•• 0• T••••	Member	B	no	09/2009	Jun 13, 2012	Mar 19, 2024
P••• M••••• G•• 0• T••••	Member	C	no	08/2005	Jun 13, 2012	Mar 19, 2024

All 14 rows

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2015	Mar 30, 2016	$887M	$887M	15	10	n/a	5	$887M
2014	Mar 30, 2015	$784M	$784M	13	8	n/a	5	$784M
2013	Mar 28, 2014	$655M	$655M	10	8	n/a	4	$655M
2012	Apr 1, 2013	$543M	$543M	10	8	n/a	4	$543M