DFX Intelligence

R••••• W•••••• K•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor44 years in industry

R••••• W•••••• K•••••

Advisor at R•••••••• I••••••••• M•••••••••

Houston, TX

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Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 12:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jul 29, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••••• I••••••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 27, 1982earliest registration or exam on IAPD
Years in industry: 44derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••••• I••••••••• M•••••••••	Independent wealth	Jan 24, 2020	n/a	yes	Houston, TX	Current employment
F•••• A••••• A••••••• S•••••••• I•••	Former SEC adviser	Jan 29, 2015	Nov 22, 2019	no	LEAGUE CITY, TX\|SAN DIEGO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••• A••••• A••••••• S•••••••• I•••	R•••••••• I••••••••• M•••••••••	Nov 22, 2019	Jan 24, 2020	63	Firm change	Ibd to RIA
V••• F•••••••• A•••••••• I•••	F•••• A••••• A••••••• S•••••••• I•••	Jan 30, 2015	Jan 29, 2015

Relationships

Registered with (3)

→ R•••••••• I••••••••• M•••••••••Registered adviserregistration: current employment
Jan 24, 2020 to presentfactForm ADV
→ F•••• A••••• A••••••• S•••••••• I•••Registered adviserregistration: previous registration
Jan 29, 2015 to Nov 22, 2019factForm ADV
→ V••• F•••••••• A•••••••• I•••Registered adviserregistration: previous registration
Jul 29, 2004 to Jan 30, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jul 29, 2004
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.