D•••• F• S••••

Advisor at W•••• F•••• A•••••••

PHILADELPHIA, PA | TARPON SPRINGS, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 4:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 20, 2011 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• F•••• A•••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Jan 20, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• F•••• A•••••••	Wirehouse	Aug 10, 2026	n/a	yes	PHILADELPHIA, PA\|TARPON SPRINGS, FL	Current employment
M• H••••••• S••••••••• I•••	Bd affiliated wealth	Sep 28, 2015	Mar 30, 2017	no	BERWYN, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M• H••••••• S••••••••• I•••	W•••• F•••• A•••••••	Mar 30, 2017	Aug 10, 2026	3,420	Firm change after gap	Other
H••••••• C•••••• A•••••••• L••	M• H••••••• S••••••••• I•••	Sep 4, 2015	Sep 28, 2015

Relationships

Registered with (3)

→ W•••• F•••• A•••••••Registered adviserregistration: current employment
Aug 10, 2026 to presentfactForm ADV
→ M• H••••••• S••••••••• I•••Registered adviserregistration: previous registration
Sep 28, 2015 to Mar 30, 2017factForm ADV
→ H••••••• C•••••• A•••••••• L••Registered adviserregistration: previous registration
Jan 20, 2011 to Sep 4, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jan 20, 2011
Last observed: Sep 15, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.