DFX Intelligence

A•••••• L••••• B••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst22 years in industry

A•••••• L••••• B••••••

Advisor at G••• B•••••• F• L••

LOS ANGELES, CA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 9:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: May 18, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G••• B•••••• F• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Dec 19, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G••• B•••••• F• L••	State registered	Jan 31, 2023	n/a	yes	LOS ANGELES, CA	Current employment
R•••••• I•••••••••	State registered	Jun 26, 2020	Feb 1, 2023	no	SANTA MONICA, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• I•••••••••	G••• B•••••• F• L••	Feb 1, 2023	Jan 31, 2023	-1	Firm change	Other
M•• I•••••••• S•••••••• L••	R•••••• I•••••••••	Jul 10, 2020	Jun 26, 2020

Relationships

Registered with (3)

→ G••• B•••••• F• L••Registered adviserregistration: current employment
Jan 31, 2023 to presentfactForm ADV
→ R•••••• I•••••••••Registered adviserregistration: previous registration
Jun 26, 2020 to Feb 1, 2023factForm ADV
→ M•• I•••••••• S•••••••• L••Registered adviserregistration: previous registration
May 18, 2017 to Jul 10, 2020factForm ADV

Dated events

Order

Occurred
1 Feb 2023
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: May 18, 2017
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.