DFX Intelligence

I•••••• P••••••• M••••••• L•: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserOther adviserSEC registeredRAUM under $100M

I•••••• P••••••• M••••••• L•

CRD 339892

SLEEPY HOLLOW, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Mar 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 25, 2026, 6:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 2
On other graphs: 2
Observed: Jan 16, 2026 to Mar 16, 2026
2 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Independent Sponsorsidentity

I•••••• P••••••• M••••••• L•

Capital provider to sponsors · same CRD, same SEC file number

Private Equityidentity

I•••••• P••••••• M••••••• L•

Private equity manager · same CRD, same SEC file number

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderived••• Locked
Regulatory AUM: $85.0M••• Locked
Discretionary RAUM: $85.0M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 1
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
I•••••• P••••••• G•• L•	Private Equity Fund	$35.0M	Mar 16, 2026	10	Mar 16, 2026	reported	021-395084

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
I•••••• P••••••• M•••••• G•	GENERAL PARTNER	E	yes	03/2021	Mar 16, 2026	Mar 16, 2026

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 16, 2026	$85.0M	$85.0M	1	1	0	1	n/a

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$85.0M	n/a	n/a	n/a	n/a	1	n/a	0	n/a

Relationships

Advises (1)

→ I•••••• P••••••• G•• L•Private fundPrivate Equity Fund, IA
Mar 16, 2026 to presentfactForm ADV

Controls (1)

← I•••••• P••••••• M•••••• G•OwnerGENERAL PARTNER, ownership code E, domestic entity
Mar 16, 2026 to presentfactForm ADV

Dated events

Order

Occurred
16 Mar 2026
Private fund first reported
••• Locked
Form ADV
$35.0M
Occurred
16 Jan 2026
First Form ADV filing
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jan 16, 2026
Last observed: Mar 16, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.