DFX Intelligence

A•••••••• A•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserIndependent wealth managerSEC registeredRAUM 100m 1b

A•••••••• A•••••••• L••

CRD 156527

DOYLESTOWN, PA

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Data as of Mar 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 12:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 2
On other graphs: 0
Observed: Nov 18, 2011 to Mar 27, 2026
15 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $260M••• Locked
Discretionary RAUM: $260M
Private client RAUM: $260Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $86.7Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
W•••••• J••••• L•••	Certified Financial Planner	DOYLESTOWN, PA	14	21	3	no
D••••• O••••• B•••••	Certified Financial Planner	GLENS FALLS, NY \| DOYLESTOWN, PA	11	42

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
L•••• L••	MANAGING MEMBER	E	yes	01/2011	Nov 18, 2011	Mar 31, 2024
L•••• W••••••• J•••••	MANAGING MEMBER	E	yes	01/2011	Nov 18, 2011	Mar 31, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 27, 2026

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	1	0	33.3%	1	0	0	1	1

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$260M	$195M	33.3%	$129M	26.3%	4	4	0	0

Relationships

Registered with (5)

← K•••• B••••Advisorregistration: current employment
Jun 26, 2026 to presentfactForm ADV
← D••••• O••••• B•••••Advisorregistration: current employment
Feb 25, 2015 to presentfactForm ADV
← W•••••• J••••• L•••Advisorregistration: current employment
Jul 17, 2012 to presentfactForm ADV
← A••••• T••• B•••••••

Dated events

Order

Occurred
9 Jun 2026
Advisor changed firm
••• Locked
Form ADV
Occurred
29 Jan 2021
First Form ADV filing
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Nov 18, 2011
Last observed: Mar 27, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.