DFX Intelligence

H•••• F••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserIndependent wealth managerSEC registeredRAUM under $100M

H•••• F••••••

H•••• ADVISORY INC., CRD 327608

SAN FRANCISCO, CA

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Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 2:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 9
On other graphs: 0
Observed: Aug 8, 2023 to Mar 30, 2026
15 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderived••• Locked
Regulatory AUM: $37.7M••• Locked
Discretionary RAUM: $37.7M
Private client RAUM: $37.7Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $37.7Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
M•••••• S••••• S•••	n/a	Oakland, CA	0	13	n/a	no

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
J••• M••••••• M•	HEAD OF COMPLIANCE	Na	yes	04/2024	Sep 25, 2024	Sep 25, 2024
R•••••• C•••••••••	CHIEF COMPLIANCE OFFICER/GENERAL COUNSEL	Na	yes	06/2023	Aug 8, 2023	Sep 25, 2024

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
NEW YORK	NY	United States	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 30, 2026

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$37.7M	$2.4M	1476.8%	n/a	n/a	17	17	0	0

Relationships

Registered with (1)

← M•••••• S••••• S•••Advisorregistration: current employment
Oct 13, 2025 to presentfactForm ADV

Controls (4)

← J••• M••••••• M•OwnerHEAD OF COMPLIANCE, ownership code NA, individual
Sep 25, 2024 to Sep 25, 2024factForm ADV
← R•••••• C•••••••••OwnerCHIEF COMPLIANCE OFFICER/GENERAL COUNSEL, ownership code NA, individual
Aug 8, 2023 to Sep 25, 2024factForm ADV
← S•••• M••••••• S•••••Owner

Dated events

5 bookkeeping events (roster, classification and holdings changes) folded below

Order

Occurred
30 Mar 2026
Ria office closed
••• Locked
Form ADV
Occurred
25 Sep 2024
Control person joined
••• Locked
Form ADV
Occurred
23 Aug 2023
Control person joined
••• Locked
Form ADV
Occurred
8 Aug 2023
First Form ADV filing
••• Locked
Form ADV

Show 5 bookkeeping events

Occurred
Mar 30, 2026
••• Locked
Occurred
Mar 30, 2026
••• Locked
Occurred
Mar 30, 2026

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Aug 8, 2023
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.