DFX Intelligence

C••••••• M• K•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)14 years in industry

C••••••• M• K•••••••

Advisor at R••••••• I••••••••• S••••••• L••

MEQUON, WI

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Nov 13, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R••••••• I••••••••• S••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 20, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R••••••• I••••••••• S••••••• L••	Independent wealth	May 21, 2024	n/a	yes	MEQUON, WI	Current employment
R••••• W• B•••• • C•• I•••••••••	Mixed wealth	Apr 25, 2017	Jan 19, 2021	no	Mequon, WI	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R••••• W• B•••• • C•• I•••••••••	R••••••• I••••••••• S••••••• L••	Jan 19, 2021	May 21, 2024	1,218	Firm change after gap	RIA to new firm
N••••••••• M••••• I••••••••• S•••••••••	R••••• W• B•••• • C•• I•••••••••	Apr 24, 2017

Relationships

Registered with (4)

→ R••••••• I••••••••• S••••••• L••Registered adviserregistration: current employment
May 21, 2024 to presentfactForm ADV
→ R••••• W• B•••• • C•• I•••••••••Registered adviserregistration: previous registration
Apr 25, 2017 to Jan 19, 2021factForm ADV
→ N••••••••• M••••• I••••••••• S•••••••••Registered adviserregistration: previous registration
Apr 11, 2016 to Apr 24, 2017factForm ADV
→ N••• F•••••••• G••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Nov 13, 2013
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.