DFX Intelligence

M••• G•••••• J•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

M••• G•••••• J•••••••••

Advisor at L•• F•••••••• L••

ROLLING HILLS EST, CA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 2:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Nov 4, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 22, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 17derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Sep 24, 2009	n/a	yes	ROLLING HILLS EST, CA	Current employment
P•••• F•••••••• A•••••••	n/a	Jul 11, 2002	Aug 4, 2011	no	P•••• DEL REY, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••• F•••••••• A•••••••	L•• F•••••••• L••	Aug 4, 2011	Sep 24, 2009	-679	Firm change after gap	Other
A••••••••• P••••••• I••••••••• A••••••• I••	P•••• F•••••••• A•••••••	Oct 13, 2009	Jul 11, 2002

Relationships

Registered with (3)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Sep 24, 2009 to presentfactForm ADV
→ P•••• F•••••••• A•••••••Registered adviserregistration: previous registration
Jul 11, 2002 to Aug 4, 2011factForm ADV
→ A••••••••• P••••••• I••••••••• A••••••• I••Registered adviserregistration: previous registration
Nov 4, 1999 to Oct 13, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Nov 4, 1999
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.