DFX Intelligence

K•••••• A•• A•• K••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

K•••••• A•• A•• K••••

Advisor at U•• F•••••••• S••••••• I•••

WEEHAWKEN, NJ | Nashville, TN

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 3:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 13, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U•• F•••••••• S••••••• I•••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Jul 3, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
U•• F•••••••• S••••••• I•••	Wirehouse	Feb 13, 2018	n/a	yes	Nashville, TN\|WEEHAWKEN, NJ	Current employment
U•• F•••••••• S••••••• I•••	Wirehouse	Aug 25, 2015	Nov 8, 2017	no	CHICAGO, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	U•• F•••••••• S••••••• I•••	Aug 27, 2015	Aug 25, 2015	-2	Firm change	Wirehouse to wirehouse
J••• M••••• S••••••••• L••	M••••• S••••••	Jun 17, 2015	Jun 25, 2015

Relationships

Registered with (3)

→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Aug 25, 2015 to Nov 8, 2017factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Jun 25, 2015 to Aug 27, 2015factForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Mar 13, 2015 to Jun 17, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 13, 2015
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.