DFX Intelligence

C••••••• E••••• P••••••• L•: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserAsset managerSEC registeredRAUM 100m 1b

C••••••• E••••• P••••••• L•

CRD 323131

DARIEN, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 2:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 5
On other graphs: 0
Observed: Oct 6, 2022 to Mar 30, 2026
12 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderived••• Locked
Regulatory AUM: $529M••• Locked
Discretionary RAUM: $529M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 16
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
C••••••• M••••• F••• L•	Hedge Fund	$209M	Mar 30, 2026	27	Mar 28, 2024	reported	021-508151
C••••••• C•• M•••••• L•	Hedge Fund	$80.2M	Mar 30, 2026

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C••••• C•••••• L••	Member	E	yes	07/2022	Oct 6, 2022	Apr 2, 2024
C••••• C•••••• L••	Partner	E	yes	07/2022	Oct 6, 2022	Apr 2, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
C••••••• E••••• A••••••• L••	n/a	n/a	n/a	Y	yes	n/a
C••••••• E••••• P••••••• G• L••	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 30, 2026

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$529M	$517M	2.4%	$226M	32.8%	16	10	0	0

Relationships

Advises (3)

→ C••••••• C•• M•••••• L•Private fundHedge Fund, IA
Mar 28, 2024 to presentfactForm ADV
→ C••••••• M••••• F••• L•Private fundHedge Fund, IA
Mar 28, 2024 to presentfactForm ADV
→ C••••••• E••••• F••• L•Private fundHedge Fund, IA
Mar 16, 2023 to presentfactForm ADV

Controls (4)

← H••••••••• F••••••• C••••

Dated events

Order

Occurred
30 Mar 2026
Ria private fund assets change
••• Locked
Form ADV
$130M
Occurred
31 Mar 2025
Regulatory AUM changed
••• Locked
Form ADV
$169M
Occurred
28 Mar 2024
Regulatory AUM changed
••• Locked
Form ADV
$122M
Occurred
22 Aug 2023
Control person joined
••• Locked
Form ADV
Occurred
6 Oct 2022
First Form ADV filing
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Oct 6, 2022
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.