T••••• H••• L•

Advisor at V••••• F•••••••• P•••••••• L••

SAN CARLOS, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 4:27 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Mar 21, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: V••••• F•••••••• P•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 31, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
V••••• F•••••••• P•••••••• L••	Independent wealth	May 25, 2018	n/a	yes	SAN CARLOS, CA	Current employment
A••••••••• L••	Independent wealth	Jan 30, 2017	May 31, 2018	no	LOS ANGELES, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• L••	V••••• F•••••••• P•••••••• L••	May 31, 2018	May 25, 2018	-6	Firm change	RIA to RIA
F••••• W••••• P•••••••	A••••••••• L••	Oct 1, 2015	Jan 30, 2017

Relationships

Registered with (3)

→ V••••• F•••••••• P•••••••• L••Registered adviserregistration: current employment
May 25, 2018 to presentfactForm ADV
→ A••••••••• L••Registered adviserregistration: previous registration
Jan 30, 2017 to May 31, 2018factForm ADV
→ F••••• W••••• P•••••••Registered adviserregistration: previous registration
Mar 21, 2012 to Oct 1, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 21, 2012
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.